Search Results: 59,065 vacancies
...construction work the Trust will continue to add staff to fulfill critical functions.
Position Summary
The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trusts legal and compliance department. The...
Suggested
Permanent employment
Full time
...Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and... ...also handles the due diligence process, assists with operational support for investing... ...POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for...
Suggested
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...manager recommendations and investments.
- Assisting the CCO in performing a compliance review...
Suggested
Temporary work
3 days per week
...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual.
Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities...
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...clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will... ...procedures for broker-dealer functions.
Assist with our regulatory and annual... ...years' proven experience in a compliance officer role and broker/dealer-related and escalations...
Suggested
...Job Title: Research Compliance Officer
Grade: 37
Salary: $167,905 - $190,003
The Research Foundation for Mental Hygiene is seeking a... ...the NYSPI HRPP Office of Quality Improvement and Education
* Assist research leaders and managers in the development, review, approval...
Suggested
Full time
Local area
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
Suggested
...General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO. This new hire will be a part of the teams executive leadership committee and...
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...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
Suggested
Flexible hours
...The role involves a range of activities, including providing: Compliance advisory services, education & training, reporting to compliance... .../ ad hoc activities.
The Team:
The Compliance Policy Officer will join the Corporate Risk and Compliance department with accountability...
Suggested
Second job
Worldwide
Flexible hours
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the... ...various other aspect of the KKR compliance program
* Assisting in preparing responses to regulatory inquiries as necessary....
Suggested
Work experience placement
...the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the... ...stakeholders.
Analyse and report of relevant risk indicators and assist in identifying and remediating emerging compliance risks....
Suggested
Second job
Worldwide
Flexible hours
...consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly... ...be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-... ...Program Implementation
Assist to implement an enhanced Volcker Program...
Suggested
Local area
Work from home
Worldwide
Flexible hours
...are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role... ...executing its compliance responsibilities.
2. Assist in directing the overall compliance program and...
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Job description HumanHire is seeking a Office Assistant to join one of the largest healthcare practices in New York! We are seeking candidates with prior medical experience.You will be responsible for ensuring that customer service and front desk procedures for registration...
...Title: Executive Director & Clinical Compliance Officer
Location: Midtown
Org Unit: Compliance and Privacy Office
Work Days: Monday... ...Compliance Oversight Committee.
* Offers executive level assistance, advice, and guidance on complex clinical compliance and privacy...
Local area
Monday to Friday
...selected colleague will work at an MUFG office or client sites four days per week and work... ...discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs... ...benefits, retirement plans, educational assistance and training programs, income replacement...
Holiday work
Work experience placement
Local area
Remote job
Overseas
...Purpose:
Contributes to the overall success of the advisory compliance coverage of the Corporate & Investment Banking and Research... ...Loan Obligations (CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance with governing...
Flexible hours
...development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development,... ...privacy risks and recommend appropriate controls.
Assists in processing summons and claims against the facility by working...
Internship
Local area
