Capital Markets Counsel - FinTech & Broker-Dealer (Hybrid)
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OTC Markets Group in New York City is seeking an Assistant General Counsel to support capital markets, broker-dealer operations, and FinTech initiatives. The role reports to the Deputy General Counsel and collaborates with product, compliance, technology, and business teams in a hybrid environment (three days in office, two remote). You will advise on regulatory filings, draft Form ATS amendments, and interact with SEC and FINRA staff as needed; a strong securities law background and experience #J-18808-Ljbffr byebyeoffice
- OTC Markets Group seeks an Assistant General Counsel (Capital Markets, Broker-Dealer, FinTech) in New York City. You will provide strategic legal guidance across product development, technology, compliance, finance, HR and marketing, with emphasis on ATS operations and...Suggested
- ...Assistant General Counsel, Capital Markets, Broker-Dealer & FinTech About the Company Leading operator of financial markets for international securities Industry Financial Services Type Public Company Founded 1913 Employees 51-200 Categories...Suggested
- Job Juncture is seeking an experienced capital markets attorney for an AmLaw 100 firm in the New York/New Jersey area. You will advise public... ...capital markets transactions end-to-end. This role offers a hybrid work arrangement, competitive compensation, and a platform to...Suggested
$178k - $235k
...financial services company is looking for a Vice President, Capital Markets Counsel to oversee their Investment Grade and High Yield Debt... ..., preferably within a financial services institution. This hybrid role involves providing legal advice, drafting transaction...Suggested- Our client seeks a Capital Markets Associate in New York or New Jersey to join a growing Securities Practice. The role focuses on SEC reporting, governance, and capital markets transactions, supporting public company clients with a strong preference for AmLaw 100 experience...Suggested
- **Responsibilities:**RSM is looking for a Assurance Manager to join our Capital markets practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is nationally integrated and operates across geographies...
- A leading assurance firm in New York is seeking an Assurance Manager for its Capital markets practice. The role involves serving broker dealer clients and leading assurance teams. Candidates should have a BS/BA in Accounting, CPA or CA certification, and a strong background...
- ...compliance with regulations. The ideal candidate will have 3-7 years of capital markets experience, including SPAC expertise, and be qualified to practice in New York. The position offers a hybrid work model, requiring three days in the office per week, along with opportunities...Work at office
- ...experienced attorneys on interim in‑house counsel engagements. With FLEX, you set the... ...forward flow transactions. Lending and/or capital markets experience is highly preferred, as is... ...experience handling these matters in‑house at a fintech company. Attorneys who have already...Interim roleFlexible hours
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$178k - $235k
VP, Capital Markets Counsel - DCM and High Yield Job Level: Vice President Location: New York, NY, US, 10172 Employment Type: Full Time Requisition... ...level to real‑world situations. Willingness to work a hybrid schedule (including 3 days in office), sitting alongside...Full timeWork at officeLocal areaWork from homeWorldwide- Axiom is seeking an experienced Equity Capital Markets Counsel to join their Corporate and Securities team in New York. This role focuses on IPO execution, SEC compliance, and equity transaction structuring. The ideal candidate will have 5+ years in equity capital markets...
$165k - $200k
Guggenheim Partners in New York is seeking a talented attorney to join their legal department supporting investment banking and capital markets activities. The role involves negotiating documentation and advising on legal risks, demanding excellent communication and...- A NYC investment bank is seeking a Capital Markets Counsel to join their team. In this role, you will provide legal support across the firm's capital markets activities, working closely with investment banking, sales and trading, and product teams. You will play a key role...
- ...United States is seeking experienced attorneys for interim in-house counsel roles. Candidates should have robust experience in negotiating and structuring various lending agreements, particularly in a fintech setting. This role promotes work/life balance and career growth,...Interim roleFlexible hours
$275k
...technology firm is seeking a Product Counsel to handle legal matters related to product... ...of legal experience, particularly in fintech or venture capital. Responsibilities include advising on... ...teams to align on product strategy. A hybrid workplace is offered, with competitive...- Axiom Technology Inc. is seeking an Equity Capital Markets Counsel to join our Corporate and Securities team in New York. The role focuses on IPO execution, SEC reporting and compliance, and equity transaction structuring to support public and pre‑IPO companies. The ideal...
- ...regarded law firm is seeking a mid-level Capital Markets Associate to join its nationally... ...law matters Corporate and transactional counseling for a diverse client base Qualifications... ...Competitive compensation and benefits Hybrid schedule and reasonable billable hour requirement...
- Beacon Hill is seeking a mid-level Capital Markets Associate to join its Securities & Capital Markets practice with opportunities across Chicago... ...reporting, while receiving direct client interaction and mentorship in a hybrid work environment. #J-18808-Ljbffr Beacon Hill
$260k
Capital Markets, Investment Management & Securities Attorney Opportunities (Funds / Capital Markets / Securities / Investment Management)... ...bonus threshold; additional ranges vary by role Work Model Hybrid / Remote Flexibility / On-site varies by role Bar Admission...Work at officeRemote work$150k - $225k
Vice President, Independent Broker Dealer (IBD) Channel Marketing Manager page is loaded## Vice President, Independent Broker Dealer (IBD) Channel Marketing... ...public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities,...Flexible hours$165k - $200k
...s fast-growing investment banking and capital markets business. This role offers broad exposure... ...with senior bankers and external counsel Sound judgment with an ability to identify... ...requirements and risks impacting broker-dealers Effective process management abilities...Contract workWork experience placementWork at office- ...innovative, creative and commercially minded lawyer to support our Capital Markets and Debt and Structured Finance (“DSF”) business, a division... ...loans. More information is available at As a Lead Senior Counsel on the Advisory team of CBRE’s Legal Department, you will...
- CBRE Group, Inc. is seeking a Lead Senior Counsel to support our Capital Markets and Debt and Structured Finance business. This role involves providing legal counsel on corporate governance, compliance, and risk management, collaborating closely with senior leadership...
- ...York, NY Job Type: Full-Time | On-site or Hybrid Job Description Our client is seeking a mid-level Real Estate Finance Associate/Counsel with a minimum of 4+ years of experience... ...awareness of legal developments and market trends affecting real estate finance and...Full time
- BTIG is seeking an Associate Legal Counsel for its Legal Department in San Francisco, or NYC. The role involves providing hands-on support for the firm's investment banking and capital markets businesses. The ideal candidate will possess a Juris Doctor and 5-10 years of...
$225k - $275k
BTIG is looking for an Associate Legal Counsel to join their Legal Department as a Vice President. The role involves providing legal support for the firm's Investment Banking and Capital Markets businesses, advising on transactions across various product groups. Qualified...$130k - $180k
...experience in financial services, fintech, or with a regulatory agency. Familiarity with broker-dealer regulations and rules from... ..., Investment Banking, and Capital Markets Referrals increase your chances... ...Analyst with Policy Center- Hybrid Business Analyst with Pharma...Full timeRemote work$100k - $150k
Aon Corporation is seeking a Broker II for its Middle Market Practice in New York City. This hybrid role involves managing a portfolio of middle market accounts and acting as a representative for new business and renewals. The right candidate will have 5+ years of relevant...- Nextera Search is seeking a professional in New York, NY to oversee compliance with broker-dealer regulatory capital requirements. You will perform daily regulatory capital calculations and ensure adherence to financial responsibility rules. The ideal candidate has 7-1...
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