Remote Supervision Principal (Finance Compliance)
CornerStone Professional Placement
Phoenix, AZ
- Remote job
CornerStone Professional Placement is sourcing a Supervision Principal for a 6 to 12-month remote assignment across multiple states. The role requires reviewing advisor interactions, ensuring compliance with recommendations, and monitoring suitability of financial plans. Qualified candidates will have at least 5 years in financial services, a Bachelor's Degree in a related field, and a FINRA Series 24 license. This national search offers strong benefits and a collaborative work environment. #J-18808-Ljbffr CornerStone Professional Placement
Vacancy posted 1 day ago
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