Compliance Business Oversight Manager-Corporate Office Compliance Programs
TD Bank Group
- # Compliance Business Oversight Manager-Corporate Office Compliance ProgramsApplyremote type: Hybridlocations: Charlotte, North Carolina: New York, New York: Greenville, South Carolina: Mount Laurel, New Jersey: Portland, Mainetime type: Full timeposted on: Posted Todaytime left to apply: End Date: August 28, 2026 (13 days left to apply)job requisition id: R\_1504311**Work Location:**Charlotte, North Carolina, United States of America**Hours:**40**Pay Details:**$91,000 - $145,600 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.**Line of Business:**Compliance**Job Description:****Why Work with Us?**At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program – it's about creating a culture of compliance that will cascade throughout the organization.The Compliance Business Oversight Manager, U.S. Corporate Office Compliance, provides independent second-line compliance risk oversight and subject matter expertise across key U.S. Corporate Office Compliance programs, including Corporate Governance laws, rules, and regulations (LRRs). The role supports the design, implementation, execution, and continuous enhancement of the Regulatory Compliance Management Program by providing effective challenge and oversight of Risk Owners, Oversight Functions, and control activities.Working across a complex stakeholder environment, the position partners with Legal, Finance, Risk, the Corporate Secretary, Third Party Risk Management, Audit, Technology, Financial Crimes Risk Management, and other functions to ensure regulatory requirements are appropriately identified, assessed, and managed. The role requires strong regulatory acumen, sound risk-based judgment, and the ability to influence positive outcomes across enterprise-wide compliance programs.**The above details are specific to the role which is outlined in the general job description and summary below. Please review the Desired Skills & Experience section below as you consider this opportunity.****Job Description Summary:**The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.**Depth & Scope:*** Works independently and is accountable for managing a specialized Compliance function or area* Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates* Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise* Provides guidance and support to analysts on matters related to portfolio and specialty* Typically a subject matter expert for a key functional Compliance area and business* Contact for business management, dealing with non-routine information* Manages/assists with regulatory reviews including inquiries, audits, and exams* Identifies and leads problem resolution for project/program complex requirements related issues at all levels**Education & Experience:*** Undergraduate degree or equivalent work experience* 7+ years of experience**Desired Skills & Experience:*** Law degree, Certified Regulatory Compliance Manager (CRCM), regulatory agency experience, audit/exam management experience, or other relevant professional certification preferred.* Demonstrated experience providing independent compliance oversight, regulatory advice, and credible challenge to senior business leaders, Risk Owners, Oversight Functions, corporate functions, and control partners.* Experience leading or contributing to Compliance Risk Management program activities, including regulatory inventory and control mapping, regulatory change management, compliance risk assessments, program effectiveness assessments, monitoring, issue management, training, governance reporting, and control oversight.* Strong understanding of second-line oversight expectations, including the ability to assess program design, challenge control effectiveness, identify regulatory compliance risk, document rationale, and escalate issues appropriately.* Proven ability to evaluate complex business processes, corporate function activities, third-party arrangements, insider-related processes, and governance artifacts to identify compliance considerations and recommend practical, risk-based solutions.* Demonstrated ability to develop and maintain productive relationships with Legal, Finance, Treasury, Risk, Corporate Secretary, Third Party Risk Management, Audit, Regulatory Relations, Operations, Technology, business partners, senior management, and regulators.* Strong organizational, analytical, judgment, and execution skills, with the ability to manage multiple priorities, lead complex workstreams, support regulatory or audit deliverables, and drive timely resolution of issues.* Effective influencing, negotiation, and stakeholder management skills, including the ability to operate successfully in a matrixed environment and provide clear challenge while maintaining constructive relationships.* Excellent written and verbal communication skills, including the ability to prepare executive-ready materials, regulatory or audit responses, governance reporting, and clear explanations of complex regulatory concepts.* Experience with some or all of the following regulations strongly preferred: 12 CFR Part 7, 12 CFR 5, Reg Y, Reg YY, 12 CFR 363, 12 CFR 9, 12 CFR Part 30.**Customer Accountabilities:*** Proactively advises the business of new and changed Compliance regulatory and/or policy changes* Formulates relevant and meaningful insights from data analysis and leads on the interpretation of complex business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues* Contributes to the development and implementation of Compliance programs* Guides partner through the development, implementation, oversight and management of effective Compliance Programs* Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of Compliance* Represents Compliance on internal or external committees relating to designated business activities as required* Delivers relevant subject matter expertise and Compliance advice to business management* Conducts meaningful analysis at the functional or enterprise level using results to draw conclusions, makes recommendations, assesses the effectiveness of programs/policies/practices* Maintains oversight (via review and approval) of all functions and accountabilities related to management reporting and analysis* Manages high risk initiatives and escalations; leads initiatives/guidance as appropriate**Shareholder Accountabilities:*** Actively assists in developing Compliance Team procedures* Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework* Monitors that assessments (monitoring, risk assessment etc.) are completed and communicated in a continuous and timely fashion* Consistently exercises discretion in managing correspondence, information and all matters of confidentiality; escalates issues where appropriate* May provide review and content in the development of annual awareness training* Manages the risk assessment process for assigned businesses* Protects the interests of the organization, our customers and our communities – identifies and manages risks, and promotes the prompt and thorough resolution of escalated non-standard, high risk issues* Conducts internal and external research projects; supports the development/delivery of presentations/communications to management or broader audience* Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with enterprise and/or regulatory requirements* Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assesses potential impacts* Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite**Employee/Team Accountabilities:*** Participates fully as a member of the team, supports a positive work environment that promotes service to the business, quality, innovation and teamwork and promotes timely communication of issues/points of interest* Provides thought leadership and/or industry knowledge for own area of expertise and participates in knowledge transfer within the team and business* Keeps current on emerging trends/developments and grows knowledge of the business, related tools and techniques* Participates in personal performance management and development activities, including cross training within own team* Keeps others informed and up-to-date about the status/progress of projects and/or all relevant or useful information related to day-to-day activities* Contributes to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices* Leads, motivates and develops relationships with internal and external business partners/stakeholders to develop productive working relationships* Contributes to a fair, positive and equitable environment that supports a diverse workforce* Acts as a brand ambassador for your business area/function and the bank, both internally and/or externally**Physical Requirements:**Never: 0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100%* Domestic Travel – Occasional* International Travel – Never* Performing sedentary work – Continuous* Performing multiple tasks – Continuous* Operating standard office equipment - Continuous* Responding quickly to sounds – Occasional* Sitting – Continuous* Standing – Occasional* Walking – Occasional* Moving safely in confined spaces – Occasional* Lifting/Carrying (under 25 lbs.) – Occasional* Lifting/Carrying (over 25 lbs.) – Never* Squatting – Occasional* Bending – Occasional* Kneeling – Never* Crawling – Never* Climbing – Never* Reaching overhead – Never* Reaching forward – Occasional* Pushing – Never* Pulling – Never* Twisting – Never* Concentrating for long periods of time – Continuous* Applying common sense to deal with problems involving standardized situations – Continuous* Reading, writing and comprehending instructions – Continuous* Adding, subtracting, multiplying and dividing – ContinuousThe above statements are intended to describe the general nature and level of work being performed by people assigned to this job. They are not intended to be an exhaustive list of all responsibilities, duties and skills required. The listed or specified responsibilities & duties are considered essential functions for ADA purposes.
- J-18808-Ljbffr TD Bank Group
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Compliance Business Oversight Manager-Corporate Office Compliance Programs in Brooklyn, NY vacancy
- Business Office Coordinator - Tucson, AZ (Corporate-Bonita) Tucson, AZ, USA Job Description Looking... ...advancement programs Student loan forgiveness... ...reimbursements, records management, mail processing, and other... ...accurately, timely, and in compliance with organizational...SuggestedWork at office
- ## Senior Compliance Business Oversight Manager - Consumer BankingApplyremote type: Hybridlocations... ...-focused compliance program. This not just about... ...various business lines, corporate and/or control functions... ...Continuous* Operating standard office equipment - Continuous*...SuggestedWork experience placementWork at officeLocal areaWork from homeFlexible hours
- ...general direction, the Manager of Programs and Operations... ...for a variety of business-related functions in the Office of the Provost,... ...and contract oversight, space and facilities... ...spending; ensure compliance with Case Western... ...donors, corporate partners, and university...SuggestedContract workTemporary workWork experience placementWork at officeImmediate startFlexible hoursAfternoon shift
$87k - $114k
...Assistant Operations Manager plays a key role... ...in operational oversight, team coordination... ...Manager-in-Training program, which has the intention... ....Support compliance and quality standards... ...proficiency in Microsoft Office or similar tools.... ...Fridays for our Corporate offices and...SuggestedFull timeContract workWork at officeImmediate startRemote workRelocation- ...good. Position Details The Corporate District Manager is responsible for leading... ...team development, and overall business health. Support new store... ...improvements. Maintain strong oversight of scheduling, payroll management, inventory, compliance, and operational controls....SuggestedTemporary work
$61.37k
Program Operations Specialist - University of... .... The position manages many of the day-to... ...programming, financial oversight, scholarship... ...tracking, program compliance, admissions support... ...Proficient with Microsoft Office 365 tools, Google... ...of standard business hours.**About the...Full timeTemporary workWork at officeRemote workShift work2 days per week3 days per week- ...oversee the operation of home programs across an assigned... ...requires strong leadership to manage clinics, regulatory compliance, finances, and program... ...partner with VPOs, RDs, and Business Development to expand... ...documentation while aligning with corporate initiatives and policies....
$95k - $245k
Operations Program ManagerSkip to main content#Operations... ...Program Manager page is loaded##... ...talent for the business.* Manage and control... ...Provide leadership oversight for the team... ...Proficiency with Microsoft Office Applications**... ...ranges will be in compliance with the collective...Full timeContract workWork at officeLocal area$50k - $79k
## Operations Program SpecialistApplylocations... ...part of the Legal Corporate Services team, and... ...deadlines and managing the timeline. They... ...priorities of the business unit. This role manages... ..., ensures compliance with organizational... ...Experience with MS Office 365 (Word, Excel),...Casual workImmediate startRemote workFlexible hours- The Assistant Manager is responsible for the management... ...responsible for oversight of repair estimate... ...and Safety programs. Talent Management... ...your overall business in order to provide... ...appropriate ~ Compliance: Understand industry, corporate, and department regulations...Flexible hoursWeekend work
Tiffany & Co.
Queens, NY25 days ago - CORPORATE AND WORKPLACE SOLUTIONSGoldman Sachs... ...and investment management firm that provides... ...Experience, the Office of Global Security... ...3 countriesThese businesses are supported by... ...Coverage Manager on the oversight, project... ...and mindfulness programs. Learn more about...Contract workWork at officeWorldwide
$20 - $21 per hour
...Mobility! Working Manager Pay Rate $20.0... ..., Hybrid, In Office Schedule Full-... ...-line team oversight. Established experience... ...in business is helpful but... ...employee assistance program (EAP) that... ...control. Ensure compliance with company... ...to the Propark corporate careers portal...Hourly payFull timeSeasonal workWork at officeRemote workFlexible hoursWeekend workPropark Mobility
Jersey City, NJ18 hours ago- ...an Operations Manager to join their... ...Total Safety Office or In Plant Service... ...and long-term business plans that... ...integrated safety and compliance services and... ...operational oversight of designated... ...regulatory program requirements.... ...Houston and other corporate-designated...Work at officeLocal area
Total Safety
Brooklyn, NY4 days ago - Douglas County School District is hiring an Assistant Program Manager for Frontier Valley Elementary. The role oversees day-to-day operations... ...training in safety, social-emotional development, and compliance with district and state regulations. This is a full-time role...Full time
- ...Regional Director to provide leadership and oversight for programs serving individuals under Minnesota’s... .... The role ensures regulatory compliance while delivering high-quality, person-... ...multiple sites. The Regional Director will manage budgets, supervise and develop staff,...
$19 - $23 per hour
..., grow, and thrive through programs and services at our 24 branches... ...Flatbush YMCA is seeking a Business Office Coordinator who will... ...Financial Business, IT, and Risk Management support for the Flatbush... ...all branch staff to ensure compliance including but not limited to...Hourly payFull timeContract workPart timeWork experience placementWork at officeFlatbush YMCA
Brooklyn, NY10 days ago- ...where seniors can thrive. Our Business Office Team plays a crucial role in... ...and financial management. We are currently seeking a... ...Company-paid Employee Assistance Program Position Summary: The Business... ...smooth office functionality, and compliance with company policies while...Work at office
- The Office Operations Manager leads the daily operations, process infrastructure... ..., and support Business Continuity Planning. This... ...accuracy, relevance, and compliance with firm policies. Leads... ...services, and operational programs. Manages special projects...Contract workWork at office
- ...standards of a large corporate company while maintaining our small business family style... ...Reporting to the Site Manager, the Operations... ...ensure safety and compliance with Company, OSHA... ...develops and implements programs for optimal... ...for this job is: Office/Field setting....Full timeTemporary workWork experience placementWork at officeLocal areaNight shift
FlexTek
Jersey City, NJ6 days ago - ...are seeking a Regional Manager (RM) to oversee the... ...operational consistency, compliance with safety standards,... ...and operational oversight for all centers in the... ...Monitor maintenance programs to keep facilities and... ...guest satisfaction, and business trends to senior leadership...Full timeLocal areaFlexible hours
Vertex Hospitality Group
Flushing, NY14 days ago - ...location. The Operations Manager is responsible for... ...in operations, business, and sales... ...leadership to care and office teams.... ...state, and local compliance practices. Adhere... ...subordinate team and corporate partners Proficiency... ...to learn software programs quickly. Strong...Temporary workWork experience placementWork at officeLocal area
Senior Helpers of Northern Queens
Astoria, NY25 days ago $120k - $135k
...core and investment management – platforms.... ...excellent, and in full compliance with all... ...Budget & Financial Oversight Assist the General... ..., Real Estate, Business Administration, or... ...Proficient in Microsoft Office Suite including... ...bonus program, subject to the rules...Contract workFor contractorsWork at officeLocal areaARLP GS LLC
Flushing, NY28 days ago- ...and operational oversight of a large scope,... ...and its bariatric program has been accredited... ..., safety, and compliance with various standards... ...control, risk management. Plans, leads,... ...practices sound business and operational excellence... ...principles, corporate compliance, and...Local areaFlexible hours
- ...The department manager will oversee... ...liaison with the Offices of the... ...managing the business activities of... ...foundation relations, corporate engagement, and... ...and oversight of prospect meetings... ...offices to ensure compliance with funder... ...to learn new programs. Ability to understand...Work at officeWeekend work
- As an Office Manager, you will be the heartbeat of our organization, ensuring that our office... ...management tasks as needed, including compliance with relevant regulations. Maintain organized... ..., vendor management, and budget oversight. Excellent communication skills—both verbal...Full timeWork at office
- ...Lane, Suite 10**Business**Headquartered... ...Operations Manager is responsible... ...contracted services oversight, and project... ...to regulate compliance with Rules &... ...preventative maintenance programs and related... ...* Support corporate sustainability... ...during non-office hours, including...For contractorsWork at officeLocal areaAfternoon shift
$75k - $95k
Overview Paychex is reimagining how businesses manage their workforce by bringing payroll, HR,... ...optimization efforts, content remediation programs, and cross-functional impacts.... ...content health assessments, standards compliance, issue tracking, and remediation planning...Full timeContract workPart timeInternshipLocal area- ...health information management solutions for... ...founded in 2006 with corporate headquarters in... ...operational leadership and oversight for Release of... ..., and procedural compliance to ensure... ...immediately to the Privacy Officer or Information... ...training programs #J-18808-Ljbffr...Immediate startRemote work
- Regional Manager | Position Summary... ...Community Managers, corporate leadership,... ...control, compliance, and team development... ...Operational Oversight Oversee... ...s Career Path Program Compliance and... ...Bachelor’s degree in Business, Management,... ...and Microsoft Office required...16 hoursWork at office
- ...and diabetes supply business. Drive operational strategy... ..., and test strip programs. Cross‑Functional &... .... DME, Regulatory & Compliance Oversight Maintain a deep... ...proven track record of managing multisite teams and cultivating... ...at our Hudson, OH corporate headquarters....Full timeTemporary workMonday to Friday
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Business Oversight Manager-Corporate Office Compliance Programs. Be the first to apply!
Related searches
- regulatory affairs manager pharmaceutical Brooklyn, NY
- safety compliance manager Brooklyn, NY
- compliance director Brooklyn, NY
- regulatory affairs director Brooklyn, NY
- corporate compliance manager Brooklyn, NY
- manager regulatory affairs Brooklyn, NY
- regulatory manager Brooklyn, NY
- sr. manager regulatory compliance Brooklyn, NY
- senior regulatory manager Brooklyn, NY
- training and compliance manager Brooklyn, NY