Senior Accounting Specialist

Job Title: Senior Accounting Specialist



Duration (Contract): 9 Months



Client Location: Denver, CO

Location Preference: Onsite

Job Description:

As an Accounting Specialist for Broker-Dealer Regulatory Reporting, you are responsible for preparing, filing, and reviewing legal entity's financial and operational regulatory reports. These reports include filing the monthly Financial and Operational Combined Uniform Single (FOCUS) report and other supplemental filings to FINRA/SEC as well as certain Treasury International Capital (TIC) to the Federal Reserve. In addition, the department calculates and files the daily Segregation requirements to the NFA for Corporation's futures and foreign exchange entity, Futures and Forex LLC. The department is responsible for calculating the weekly and month-end deposit/withdrawal amount in compliance with the customer protection SEA Rule 15c3-3 as well maintaining compliance with SEA Rule 15c3-1 Net Capital rule.

Responsibilities:

• Prepare and/or review weekly Customer Reserve computation in compliance with SEA Rule 15c3-3
• Prepare and/or review Net Capital computations in compliance with SEA Rule 153-1
• FOCUS report review and analysis
• Assess the impact of new client initiatives on existing regulatory filings and procedures
• Review proposed regulations and articulate potential impacts to finance and business leadership
• Prepare the daily Segregation requirement to the NFA
• Provide support during on-site or remote examinations from the entity's regulators (FINRA/SEC, NFA)
• Review reporting and operational processes to increase efficiency, effectiveness, and compliance with 17a-5 and SOX requirements

Required Skills, Experiences, Education and Competencies:

• • Undergraduate degree in Accounting or Finance
  • 3-5 years in accounting or reporting related experience
  • Strong team player with ability to further partnership with various stakeholders
  • Excellent attention to detail with high degree of accuracy
  • Strong analytical and organizational skills
  • Ability to work independently in a fast-paced environment with tight fitting deadlines
  • Relies on experience and judgement to plan and accomplish goals

The hourly range for roles of this nature are $40.00 to $50.00/hr. Rates are heavily dependent on skills, experience, location, and industry.

cyberThink is an Equal Opportunity Employer.