Head of Broker-Dealer Operations & Middle Office
$118k - $188kTIAA Financial Services
TIAA is seeking a Vice President to lead Broker Dealer and Middle Office Operations in Chicago, Illinois. This role involves overseeing clearing and settlement operations for fixed income securities and acting as the main liaison to regulators and auditors. The ideal candidate will have a strong background in broker-dealer operations and team leadership, with a base pay range of $118,000 to $188,000 per year. This is an opportunity to oversee critical operations within a highly regulated environment. #J-18808-Ljbffr TIAA
$110k - $145k
...Teachers Insurance and Annuity Association of America is seeking a Vice President of Broker Dealer and Middle Office Operations in Chicago. This leadership role involves overseeing the operational management of fixed income securities for Nuveen's Separately Managed Accounts...Work at officeOperations$118k - $188k
The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....Work at officeOperationsWork experience placement$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We believe... ...in either our New York or Chicago office to support our multi-asset, fast-paced... ...solutions. Regulatory Advisory & Operations Business Advisory: Advise business...Work at officeOperationsFull timeWorldwide$134.8k - $168.5k
...Job Title : Head of Board and Council Engagement Team :... ...ambition is to help rebuild the middle class and revitalize the... ...to the Chief External Affairs Officer as well as work closely with... ...Stakeholder Management and Governance Operations (50%) Manage the...Work at officeOperationsFull timeWork experience placementLocal areaImmediate startRemote workVisa sponsorshipWork visa2 days per week3 days per week$100k - $160k
...Description The Senior Middle Market Broker provides knowledge, leadership, insight, and direction... ...the broking team to achieve agreed operational and financial goals and objectives.... ...with a mix of remote, in-person and in-office interactions dependent on the needs of...Work at officeContract workTemporary workLocal areaRemote workVisa sponsorshipWork visaFlexible hours- ...financial reporting in Chicago. This role involves overseeing daily operations, ensuring compliance with SEC regulations, and providing... ...a Bachelor's degree and 3-8 years of finance experience in broker-dealer settings, with strong reporting abilities and audit management...Operations
- ...participation Responsibilities: • Provide legal oversight for broker-dealer activities and advise on regulatory and financial services... ...legal advisor to executive leadership on strategic, operational, regulatory, and governance matters • Lead and develop the...OperationsRelocation
$77k - $154k
...leadership and guidance to service and operations teams, supporting their ongoing development... ...Management). Experience working with middle-market clients ($50M–$500M revenue) and... ...Exempt Status: Yes Workplace Type: Office Compensation Range: $77,000 - $154,00...Work at officeOperations$170k - $190k
...: Chicago, IL - Hybrid (3 days/week in office) Licensure: FINRA Series4,7,24, and 63... ...and trade surveillance program for the broker-dealer, helping the business meet regulatory expectations... ...will work closely with Trading Desk, Operations, Compliance, Technology, and Finance to...Work at officeOperationsWork experience placement3 days per week$20 - $21 per hour
...resident satisfaction to drive renewals and referrals Community Operations Support Complete lease paperwork accurately and collect deposits Maintain CRM accuracy and prospect data Support office presentation and model readiness Assist in performance of...Work at officeOperationsHourly payFull timeWeekend work$157.7k - $292.9k
...results‑driven leader to serve as Head of Aerospace, Aviation & Space... ...team, and build deep broker and client partnerships to advance... ...with diverse aircraft types and operations. Proven analytical,... ...stakeholders. Proficiency in Microsoft Office and data‑driven decision making...Work at officeOperationsFlexible hours- ...growth from within. As a vertically integrated firm, we lead with operations by taking a hands-on approach to real estate investment and... ...responsible for leasing and supporting apartments assigned to the Zone Office portfolio, including units attached to the advisor’s home...Work at officeOperationsLocal areaHome office
- ...United States and available to travel to corporate offices. Position Sr. Compliance Analyst, Broker/Dealer - key contributor to the Broker/Dealer Compliance... ...and regulatory topics. Support/review compliance, operations and other corporate communications; disseminate...OperationsRemote jobTemporary work
$90k - $140k
...will have extensive experience handling middle-market to large accounts and possess a Property... .... Work closely with the Director of Operations and other team members to achieve... ...Work Environment: Must be able to work in-office Monday through Wednesday with remote work...Work at officeOperationsRemote work- ...HEAD TELLER Head Teller for a rapidly expanding community bank. Ideal candidate will be a high school graduate/GED with 12 months... ...existing policies, procedures and systems involving cashiering operations, customer service functions and security procedures....Work at officeOperationsFull timeLocal area
- If you enjoy working directly with dealers, then this is the position for you! Serving as... ...with Account Executives, Dealer Operations, and Dealer Training teams to support the... ...business Ability to utilize state-of-the-art office software and learn new software High integrity...Work at officeOperationsNight shift
$60k - $65k
The Head Coach provides leadership and organization for all phases of the operation of the softball program at Roosevelt University in compliance with all institutional,... ...must Demonstrated proficiency in Microsoft Office Suite including Word, Excel, and Outlook Title...Work at officeOperationsFull time- ...Description Overview We are seeking a Dealer Auditor to support warranty audit... ...a strong understanding of dealership operations, technical repair processes, and warranty... ...and accuracy Proficiency in Microsoft Office (Excel, Word, PowerPoint, and collaboration...Work at officeOperationsRemote work
$72k - $141k
...under policies issued to our life agent, broker-dealer, and investment advisor, banking and... ...questions. The individual in this role will operate within specific limits of authority to... ...environment. Knowledge of Microsoft Office Suite and ability to learn business-related...Work at officeWork experience placementLocal areaShift work- ...experienced, strategic leader to serve as VP, Head of State Government Affairs for our... ...and their impact on insurance regulation, operations, and public policy. This role requires significant... ...of violations of the laws with the Office of Federal Contract Compliance Programs....Work at officeOperationsContract workWork visa
$60k - $65k
Overview The Head Coach leads the softball program at Roosevelt University, overseeing all phases of operation—including recruiting, coaching, budgeting, equipment, scheduling, travel... ...demeanor Proficiency in Microsoft Office Suite (Word, Excel, Outlook) Title IX Title...Work at officeOperations- ...prominent financial services firm in Chicago, is seeking a Middle Office Operations Associate. The ideal candidate will have relevant experience... ...a timely and accurate manner Daily interaction with prime brokers and custodians, as well as internal business units (front office...Work at officeOperations
- ...Work with one of the largest specialty brokers in the U.S. Growth Opportunity: Build a... ...within 90 days). Proficiency in Microsoft Office. Sales experience in insurance or related... ...would impose an undue hardship on the operation of our business. #J-18808-Ljbffr...Work at officeOperationsLive outLocal areaFlexible hours
- ...Trading. Powered by Technology. Headquartered in Chicago with offices across the United States and Europe, for more than 40 years, we... ...our consistent success. As a Software Engineer on Technical Operations at Gelber, you will have an active role in implementing a wide...Work at officeOperationsWork experience placementCasual workFlexible hours3 days per week
$88.8k - $165.6k
...decisions and processes for new and existing Dealer Finance commercial banking loans and... ...policies, regulatory standards, and operational guidelines. Serves as a point of contact... ...Assessment Banking Operations Microsoft Office Expert level of proficiency ~...Work at officeOperationsPart timeWork experience placementLocal area- ...Join Risk Placement Services as a Property Broker – Drive Growth, Build Expertise, Make an... ...90 days). Proficiency in Microsoft Office. Sales experience in insurance or related... ...accommodation would impose an undue hardship on the operation of our business. #J-18808-Ljbffr...Work at officeOperationsFull timeLive outLocal areaFlexible hours
- Join the Asset Managers & Broker Dealers Payments Sales team! As a Payments Sales Manager within... ...with client service, compliance, operations, technology, risk, credit, legal in order... ...with Product and the Banking coverage officers; Sell Payments products with value to the...OperationsOverseas
$225k - $300k
...Head Of Derivatives, Portfolio Manager Harbor Capital Advisors is hiring a Head of... ...inside an ETF. Partner with Investment Operations, Compliance, Capital Markets, and the ETF... ...This position is a hybrid opportunity based in our New York, Chicago or Boston office....Work at officeOperations- ...Description Job Description JOB TITLE: Head Cook STATUS: Full Time FLSA STATUS:... ...kitchen staff and manage kitchen operations, ensure food safety, and maintain cleanliness... ...proficient computer skills, including Microsoft Office Suite, Outlook, videoconference software,...Work at officeOperationsFull timeLive outLocal areaNight shiftAfternoon shift
$110k - $125k
...Chicago, is hiring a Senior Associate for their Global Trading Operations team. This role involves supporting trading desks with P&L... ...across teams. Candidates should have 3+ years of middle or back office experience, strong analytical skills in derivative valuations...Work at officeOperations
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Head of Broker-Dealer Operations & Middle Office. Be the first to apply!




