ABF Transaction Management & Controls, Senior Associate
Barings
At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collaborate as a team member and true dedication to the interests of our clients.
We thank you for your interest in joining the Barings team, and invite you to explore our current employment opportunities. Title: ABF Transaction Management & Controls Corporate Title: Senior Associate Department: Asset Based Finance Location: Charlotte, NC, Boston, MA, or New York, NY Barings is seeking an experienced, execution-oriented professional to support transaction management and controls for the Asset-Backed Finance (ABF) platform. This role is accountable for driving transaction execution, enforcing operational discipline, and ensuring the platform operates in a controlled, scalable, and audit-ready manner. The role sits at the intersection of investment, operations, and internal business partners and provides hands-on support across public and private asset-backed strategies, including residential, consumer, and commercial asset finance. The individual will play a central role in ensuring transactions are executed efficiently, risks are identified and managed, and proper controls are in place from approval through closing and into ongoing management. This is a hands-on role for someone who is comfortable operating in a fast-paced, deal-driven environment-owning execution, coordinating across stakeholders, and maintaining a strong control framework as the platform grows. Primary Responsibilities Transaction Management & Deal Execution- Support the end-to-end operational execution of ABF transactions from approval through close, serving as the central point of coordination
- Drive transaction timelines, deliverables, and dependencies across internal teams (legal, compliance, operations, finance, tax, technology) and external parties
- Proactively identify execution risks, structural complexities, and documentation gaps; drive timely resolution
- Oversee transaction readiness, including documentation, funding mechanics, and operational setup
- Ensure smooth transition from closing to post-close monitoring and operational handoff
- Act as a key execution partner to the investment team, enabling efficient deal structuring and decision-making
- Own and maintain ABF operational controls, ensuring alignment with firm standards and regulatory expectations
- Ensure transactions are executed in accordance with established controls, policies, and governance guidelines
- Identify control gaps or operational risks during transaction execution and implement practical solutions
- Partner with Risk, Compliance, and Internal Audit on control reviews, audits, and regulatory inquiries
- Maintain clear documentation and audit trails to support transparency and accountability across transactions
- Support integration of new asset types, structures, and counterparties within an appropriate control framework
- Serve as a point of coordination across key operational workstreams, including servicing oversight, reporting, data management, and vendor relationships
- Support onboarding of new transactions and counterparties from an operational readiness and controls perspective
- Partner with technology and operations teams to ensure workflows and systems support efficient deal execution
- Monitor ongoing transactions for operational consistency, issue identification, and adherence to agreed processes
- Provide clear, timely updates on transaction status, execution risks, and key milestones to stakeholders
- Prepare materials for internal stakeholders and leadership on transaction activity and platform execution
- Maintain organized records and documentation to support deal tracking, reporting, and audit requirements
- 2-5+ years of experience supporting transaction execution, deal closing, or middle office functions within structured credit, securitization, or asset management
- Strong understanding of transaction lifecycle, closing mechanics, and coordination across multiple stakeholders
- Experience working with trustees, servicers, counterparties, or external deal parties preferred
- Familiarity with controls, audit processes, and operating within regulated environments
- Strong organizational skills and attention to detail, with the ability to manage multiple transactions under tight timelines
- Comfort working cross-functionally with investment, legal, compliance, and operations teams
- Proficiency with Microsoft Office tools; experience with deal tracking systems a plus
- Strong work ethic, ownership mindset, and ability to operate in a fast-paced, execution-focused environment
Data Management, Process Control, Process Governance, Transaction Execution Additional Skills Barings is an Equal Employment Opportunity employer; Minority/Female/Age/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply. Barings offers a comprehensive benefits package including: CORE BENEFITS & WELLNESS
- Medical (including Virtual Care), Prescription, Dental, and Vision Coverage
- Fitness Center Reimbursement Program (Including Online Memberships)
- Employee Assistance Program (EAP)
- Fertility Benefits
- Highly competitive 401(k) Plan with Company Match
- Health Savings Account (HSA) with Company Contributions
- Flexible Spending Accounts (FSA) - Health Care & Dependent Care
- Retirement Health Reimbursement Account
- Basic and Supplemental Life Insurance
- Spouse and Child Life Insurance
- Paid Vacation, Sick Days and Annual Holidays
- Paid Leave of Absences (Maternity Leave, Parental Leave, Caregiver Leave, Bereavement Time)
- Short and Long Term Disability Plans
- Paid Volunteer Time
- Education Assistance Program
- Charitable Matching Gifts Program
- Commuter Reimbursement Program
- Adoption and Surrogacy Reimbursement Program
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the ABF Transaction Management & Controls, Senior Associate in Charlotte, NC vacancy
- ...as invested in our associates as we are in our... ...opportunities. Title: ABF Deal Surveillance Oversight, Senior Associate... ...surveillance of ABF transactions at both the deal level... ..., senior management, and external parties... ...surveillance procedures, controls, and escalation...SeniorTemporary workFlexible hours
- ## Portfolio Management, Associate/Senior AssociateApplylocations: Charlotte, NC, United Statestime type: Full... ...financial reporting, analysis and controls.* Primary contact for the account in the closing of investment transactions.* Support the investment and legal teams...SeniorTemporary workFlexible hours
- ...ABF Deal Surveillance, Senior Associate Barings is seeking an analytical professional to support the Asset... ...surveillance of asset-backed finance transactions, with a focus on deal-level... ...discussions and portfolio reviews Manage ad-hoc surveillance requests related...SeniorTemporary workFlexible hours
- ...informed, effective decisions related to the deployment, management and administration of commercial real estate secured credit... ...progress come together every day. Job Summary: The Senior Associate, Transaction & Processing, is responsible for monitoring the status of...Senior
- ...the pillars of our continued success. Overview The Associate Project Controls Specialist is responsible for utilizing existing Project Controls... ...maintenance of the project plan. Support the change management process as required.? Monitor subcontract progress and...SuggestedFull timeWork at officeRemote work
$101.1k - $115.4k
...Senior Associate, Product Management Product Management at Capital One is a booming, vibrant craft that requires reimagining the status quo, finding... ...Reduce operational risks through strengthening controls and monitoring of key processes Own the strategy and...SeniorFull timePart timeLocal area- MissionHires is seeking a Senior Associate in Financial Services to join a prestigious law firm in Charlotte, NC. The ideal candidate will have 4-7 years of transactional law experience, providing counsel on complex financial transactions. Responsibilities include drafting...SeniorWork at office
- GreerWalker CPAs and Advisors is seeking a Senior Associate in Transaction Advisory Services in Charlotte, North Carolina. The candidate will participate... ...occasional travel and overtime, alongside client and management interactions. #J-18808-Ljbffr GreerWalker CPAs and...Senior
- A specialized advisory firm is seeking a Senior Associate to support its transaction services team in Charlotte, NC. The role involves hands-on exposure to financial due diligence, financial analysis, and interaction with clients throughout the deal lifecycle. The ideal...Senior
- A specialized advisory firm is seeking a Senior Associate to join its transaction services team in Charlotte, North Carolina. This role involves supporting private equity investors and strategic acquirers through the deal lifecycle, with hands-on exposure to financial...Senior
- Title: Senior Associate - Financial Services (Transactional Law) A prestigious law firm with a strong national presence is actively seeking a seasoned transactional attorney to join its Financial Services practice group in Charlotte, NC. This full‑time role (relocation...SeniorFull timeWork at officeRelocation package
- Senior Associate, Transaction Advisory Services Responsibilities Participate in buy-side and sell-side transaction advisory engagements, providing... ...and site visits while interacting with top-level management to obtain pertinent information for financial analysis Prepare...SeniorCasual work
- ...Participate in buy-side and sell-side transaction advisory engagements, providing financial... ...while interacting with top-level management to obtain pertinent information for financial... ...community activities and professional association Basic Qualifications Bachelor’s degree...SeniorContract workCasual work
- Senior Associate - Transaction Advisory A specialized advisory firm is seeking a Senior Associate to join its transaction services team, supporting... ...and underlying business drivers Participate in management discussions, diligence calls, and data gathering efforts...SeniorWork at officeLocal area
$85.1k - $161.7k
...Oracle Fusion Oracle ERP Cloud security & controls specialist with a strong background in... ...and operationalizing Oracle user access management, and executing managed security services... ...be eligible for hire as an experienced associate. RSM will consider for employment qualified...SeniorFull timeWork experience placementInternshipLocal area- ...Transaction Advisory Team Member The Transaction Advisory team delivers critical insights and support for clients navigating business acquisitions and sales. With deep middle-market expertise and national resources, they provide tailored due diligence services that...SeniorWork experience placementFlexible hours
$99.9k - $166.5k
Our Transaction Services team is led by a talented group of experienced transaction advisors who appreciate people and... ...clients on enhancing state and local tax opportunities and managing state and local tax risk associated with mergers and acquisitions, including post‑...SeniorWork experience placementWork at officeLocal areaFlexible hours- Senior Associate, Business Operations (Hazard Loss Claims) Job Category : CMS Requisition Number... ...decisions related to the deployment, management and administration of commercial real... ...to ensure compliance with claim controls and identify risks. Validate and process...SeniorFull timeFor contractors
$80k - $105k
...TRS Senior Associate The TRS Senior Associate is responsible for executing, leading and training... ...a TRS Principal, Director or Senior Manager. Job Duties Partners with the... ...with refinancing efforts and sale transactions Assists clients with downsizing operations...SeniorWork at office$101.1k - $115.4k
Product Management at Capital One is a booming, vibrant craft that requires reimagining the... ...directly support our customers and the associates who serve them. You are responsible for... ...risks through strengthening controls and monitoring of key processes Own the...SeniorFull timePart timeLocal area$99.9k
Description & Requirements At Forvis Mazars, our Transaction Services team is led by a talented team of experienced transaction... ...on enhancing state and local tax opportunities and managing state and local tax risk associated with mergers and acquisitions, including post-...SeniorHourly payWork experience placementWork at officeLocal areaFlexible hours$101.1k - $115.4k
Senior Associate, Product Management - CML Credit Lending Data Product Management at Capital One is a booming, vibrant craft that requires reimagining... ...Reduce operational risks through strengthening controls and monitoring of key processes Own the strategy and delivery...SeniorFull timePart timeLocal area$120k - $160k
...Pepi Cfo Services Associate Alvarez & Marsal, a leading independent global professional... ..., specializing in providing turnaround management, performance improvement and corporate... ...(including interim management CFO, Controller, Treasurer) Rapid Results CDD/Strategy...SeniorWork experience placementInterim roleImmediate startFlexible hours$100k - $170k
...Senior Associate, Real Estate M&A/Divestitures Alvarez & Marsal Private Equity Performance... ...services include: CDD/Strategy Interim Management Merger Integration & Carve-outs... ...or financial services company. Transaction specific merger/acquisition integration...SeniorFull timePart timeInterim roleWork at officeFlexible hours$101.1k - $115.4k
...Senior Associate, Product Management - Client & Associate Platforms (Mobile & Web) Product Management at Capital One is a booming, vibrant craft that... ..., and Web platforms. Risk Mitigation: Strengthen controls through automated monitoring and secure mobile authentication...SeniorFull timePart timeLocal area- ...reporting systems for project controls assignments. It performs... ...program or portfolio level. The Senior Project Controls Specialist (... ...This position supports Project Managers and Project Directors on... ...project controls principles and associated project controls software tools...SeniorContract workWork experience placement
$100k - $150k
...PEPI - CFO Services Senior Associate (Financial Reporting Advisory) A&M CFO Services work... ...advice to clients on a wide range of transactions and events, including adherence to new... ...revised accounting standards and effective management of the financial reporting processes....SeniorInterim role$119k - $218.3k
...Senior Consultant AI Assisted Process, Risks and Controls Transformation Our Deloitte Regulatory, Risk & Forensic team... ...risks across investment management processes, and apply AI-enabled... ...continuous anomaly detection across transactions, reconciliations, valuations, and...SeniorVisa sponsorship$101.1k - $115.4k
Senior Associate, Product Management - Client & Associate Platforms (Mobile & Web) Product Management at Capital One is a vibrant craft that requires... ...Android, and Web platforms. Risk Mitigation: Strengthen controls through automated monitoring and secure mobile...SeniorFull timePart timeLocal areaRelocation- Une grande institution financière recherche un Senior Manager Governance & Control. Le candidat sera chargé de superviser des fonctions de gouvernance complexes, de diriger une équipe axée sur la conformité réglementaire et d'assurer l'intégration des processus de contr...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to ABF Transaction Management & Controls, Senior Associate. Be the first to apply!
Related searches
- general maintenance associate Charlotte, NC
- care management associate Charlotte, NC
- family law associate Charlotte, NC
- grants associate Charlotte, NC
- associate engineer Charlotte, NC
- credit associate Charlotte, NC
- proposal associate Charlotte, NC
- purchasing associate Charlotte, NC
- summer associate legal Charlotte, NC
- technology transfer associate Charlotte, NC


