Senior Counsel, Brokerage & M&A Strategy
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LPL Financial seeks an experienced attorney to join its corporate legal advice team as Vice President, Assistant General Counsel, Brokerage. This role focuses on the broker-dealer and investment advisory businesses, advising across business development, corporate transactions, and platform conversions with an autonomous docket in a fast-paced environment.
The ideal candidate has deep experience with FINRA rules, SEC regulations, and state securities laws, with the ability to navigate complex
#J-18808-Ljbffr Jobleads-USVacancy posted 5 days ago
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