Broker-Dealer Compliance Analyst (Paralegal Background)
$60k - $70kCXG Holdings Inc
CXG Holdings Inc is looking for a Compliance Analyst in Smithtown, NY, to support regulatory compliance for broker-dealers. Responsibilities include preparing FINRA applications, coordinating with regulators, drafting documents, and maintaining compliance timelines. The ideal candidate has a Bachelor’s degree, 1–3 years of experience in legal or compliance fields, and strong attention to detail. The position offers a salary range of $60,000 to $70,000 based on experience, along with performance bonuses and benefits such as dental insurance and a flexible schedule. #J-18808-Ljbffr CXG Holdings Inc
Vacancy posted 4 days ago
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