Senior Director, Finance/Accounting
$220k - $260kAddison Group
Position Title: Senior Director of Finance & Accounting
Location: Arlington, VA
Assignment Type: Permanent Hire
Compensation: $220,000–$260,000 base salary
Work Schedule: Hybrid schedule with 3 days per week in the Arlington office
Benefits: Competitive executive-level benefits package
- Oversee accounting, financial reporting, regulatory reporting, tax, audit, treasury, and financial planning and analysis functions
- Lead and develop a team of finance and accounting professionals
- Serve as Treasurer to multiple Boards and provide financial guidance to executive leadership and Board members
- Manage investable assets and cash in accordance with Board-approved policies
- Oversee treasury operations including banking relationships, cash management, and authorized signatory responsibilities
- Oversee monthly financial reporting to management and parent-company leadership
- Manage preparation and filing of quarterly FINRA regulatory reports
- Ensure compliance with applicable SEC and FINRA financial responsibility and recordkeeping requirements
- Oversee compliance with SEC Rule 15c3-3 and SEC Rule 15c3-1
- Lead preparation of annual financial statements filed with FINRA and/or the SEC
- Oversee annual budgeting, forecasting, financial modeling, and budget monitoring
- Partner with executive leadership on financial planning and strategic decision-making
- Oversee third-party service providers supporting fund administration, SEC filings, financial reporting, expense management, and tax
- Lead external audit activities for investment fund financial statements
- Serve as primary finance liaison to Audit Committees and independent auditors
- Monitor changes in GAAP, tax requirements, SEC regulations, and FINRA rules
- Partner cross-functionally with Investment Operations, Sales, Marketing, Compliance, and Legal
- Participate in Risk, Valuation, and Disclosure Committees
- Maintain strong internal controls over financial reporting and disclosure processes
Qualifications
- Bachelor's degree in Accounting, Finance, or a related field required
- 10+ years of progressive accounting and financial reporting experience required
- Experience within mutual funds, investment management, and/or the broker-dealer industry required
Vacancy posted 6 days ago
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