ETF & Registered Funds Compliance Lead (Remote Fridays)
Icapitalnetwork
- Remote job
iCapital is seeking a Compliance Officer to manage compliance programs related to Exchange-Traded Funds and Registered Funds. This individual will oversee regulatory requirements and develop compliance policies. The ideal candidate will have over 10 years of compliance experience, particularly in financial services and a strong understanding of U.S. securities laws. The role offers a competitive salary and excellent employee benefits. #J-18808-Ljbffr Icapitalnetwork
$125k - $155k
...Salt Lake City is seeking a Compliance Officer to oversee... ...for their Exchange-Traded Funds and associated investment... ...industry, particularly with ETFs and other regulatory knowledge... ...Monday to Thursday, with remote work available on Fridays. #J-18808-Ljbffr IcapitalnetworkRemote job$150k - $175k
Icapitalnetwork is seeking a Compliance Officer in New York to lead compliance programs for its ETFs and investment advisers. The ideal candidate will have over... ...on-site from Monday to Thursday with flexible remote options on Friday. #J-18808-Ljbffr IcapitalnetworkRemote jobFlexible hours$150k - $175k
...iCapital is looking to hire a Compliance Officer to oversee the... ...the Exchange-Traded Funds (ETF) and 1940 Act Registered Funds businesses. This individual... ...for assisting and/or leading the implementation and... ...the flexibility to work remotely on Friday. For additional...Remote workFull timeWork at office$150k - $170k
...Overview As Senior Manager, Fund Administration, you will lead fund administration activities... ...and exchange-traded funds (ETFs), ensuring operational excellence and compliance with regulatory and... ...product strategy changes for registered funds, ETFs, collective investment...Suggested- ...blockchain technology, is seeking to hire a Registered Funds Counsel to report directly to the... ...strongly preferred. This position can be 100% remote for the right candidate , but the person... ..., registration and listing of ETFs under the Investment Company Act of 1940...Remote job
- ...President to oversee its Regulatory and Compliance team. This role involves managing compliance for registered funds and collaborating closely with portfolio... ...York office Monday through Thursday, with remote flexibility on Fridays. This position offers a competitive...Remote workWork at officeMonday to Thursday
- Alexander Chapman is seeking an experienced Compliance Officer in New York to support a leading SEC-registered investment adviser platform. The role involves managing compliance programs, assisting fund launches, and ensuring adherence to regulatory requirements. The ideal...
- Ameriprise Financial Services, LLC seeks a Field Registered Principal to remotely supervise advisor practices across Missouri and Kansas. The role focuses on compliance, coaching, and oversight of activity in alignment with policy and regulatory rules. Required licenses...Remote jobWork at office
- ...Assistant Vice President or Vice President Fund Attorney to join their Funds Legal... ...and Cayman private funds, involving compliance, regulatory issues, and fund... ...are offered, including unlimited PTO and remote work flexibility on Fridays. #J-18808-Ljbffr IcapitalnetworkRemote job
- ...assignment. This role involves reviewing and updating SEC compliance documents for mutual funds and ETFs, along with managing legal aspects of fund... ...local candidates, while East Coast-based candidates may work fully remote. #J-18808-Ljbffr Major, Lindsey & AfricaRemote jobInterim roleLocal area
$190k - $225k
...join its Regulatory and Compliance team to manage iCapital’s registered 1940 Act product compliance... ...focused on registered funds including assisting with... ...1940 Act and the IAA.Lead compliance efforts for Registered... ...the flexibility to work remotely on Friday.For additional...Remote workFull timeWork at office- ProShares is seeking a Senior Manager, Compliance who will partner with the Chief Compliance Officer and multiple business units to ensure robust regulatory programs for ETFs and registered investment advisers. The role emphasizes policy development, monitoring, and oversight...
$121k - $185k
...of Gong’s security and compliance story. As our Senior GRC Security Lead, you will be the architect... ...formal risk process and register, implementing a GRC... ...’s needs. ~ Wellbeing Fund - flexible wellness stipend... ...to help you succeed in a remote environment. The...Remote workWork from homeFlexible hours- ...Binance is a leading global blockchain ecosystem behind the world... ...exchange by trading volume and registered users. We are trusted by 300+... ...-leading security, user fund transparency, trading engine... ...proven experience leading a compliance team. Key Responsibilities...Remote workFull timeWork from home
$100k - $130k
PPG Industries, Inc is seeking a Trade Compliance Manager in Los Angeles, California. In this hybrid role, you will interpret complex export control regulations and ensure compliance with trade laws. Responsibilities include providing guidance to business units, conducting...Remote job- ...seeking Cultural Resources Lead - Senior Archaeologist... ...and support compliance within applicable regulatory... ...closely related field.Registered Professional... ...schedule with up to 40% of remote work, and an alternative... ...a day off every other Friday.Join our team of 1,300...Remote workFull timeWork at officeLocal areaImmediate startFlexible hours
$139.66k - $160.55k
...Onboarding & Client Lifecycle Lead - Americas United States... ...or Cayman Islands Monday to Friday 8:00 am to 5:00 pm Remote CSC is transforming... ...leaders, relationship managers, compliance, KYCS teams, and operations... ...services, financial services, fund administration, or banking...Remote workFull timeLocal areaWorldwideMonday to Friday$134k
...the role We are hiring a Lead, Chime Enterprise Compliance to join our Product Compliance... ...(UDAAP), Electronic Funds Transfer Act (Regulation E... ...a week in the office and Fridays from home for those near one... ...or are part of our fully remote program, you’ll stay engaged...Remote workFull timeWork at officeLocal area$180k - $220k
....S. and Latin American jurisdictions, advising on complex cross-border distribution and regulatory compliance. The ideal candidate has over 5 years of experience in fund formation, a strong understanding of securities regulations, and ideally Spanish proficiency. The position...Remote job- A global asset management innovator is seeking a Registered Funds Counsel to join their team. This fully remote position requires approximately 4-10 years of registered... ...assisting in the organization and registration of ETFs, preparing regulatory reports, and maintaining ETF...Remote job
- Icapitalnetwork is seeking an Assistant Vice President Fund Attorney to join the Funds Legal team focusing on U.S. and Cayman private... ...This role involves representing private funds in matters like compliance and regulatory issues, capital raising, and corporate...Remote job
$160k - $210k
iCapital in Greenwich, Connecticut, is seeking an Assistant Vice President Fund Attorney to join the Funds Legal team. This role includes representing private funds on various matters including compliance and regulatory issues, as well as fund formation and structuring. The...Remote job$139k - $235k
...efficiency, reduce security and compliance risk, and accelerate... .... More than 50 million registered users and more than 50%... ...As the Internal Events Lead, you’ll design, produce... ...our team is fully remote and distributed across... ...Growth and Development Fund Parental leave Home office...Remote workFull timeHome officeFlexible hours$160k - $210k
iCapital is seeking an Assistant Vice President Fund Attorney in Greenwich, CT to join the Funds Legal team. You will represent private funds on compliance and regulatory issues, capital raising, and fund formation. The ideal candidate brings strong regulatory experience...Remote job$160k - $210k
iCapital is seeking an Assistant Vice President Fund Attorney to join its Funds Legal team in New York. The role focuses on representing U.S. and Cayman private funds, emphasizing compliance and regulatory issues. Candidates should have over 3 years of fund formation experience...Remote job$80k - $150k
Techno-Functional Lead - Data Quality & Master Data... ...efficiency, regulatory compliance, and investment insight... ...Location This is a fully remote position; however,... ...professional development fund to enhance your skills... ...per week, Monday through Friday. #J-18808-Ljbffr...Remote workFull timeMonday to FridayFlexible hours$26 - $28 per hour
...Lead Registered Dental AssistantYou belong here with us at Bright Now DentalWe're looking for... ...and seen.Schedule (days/hours): Monday-Friday 9am-6pmResponsibilitiesPrepare treatment... ...order dental supplies as requiredEnsure compliance with infection control protocols and...Work at officeLocal areaMonday to FridayFlexible hours$100k - $145k
...prominent financial services firm in New York is seeking a Compliance Officer to join their Private Funds Alternatives Compliance team. This position plays a... ...and internal policies regarding private funds and registered investment vehicles. The ideal candidate will possess...Full time- ...in this role: The Level 3 NOC Lead provides technical leadership,... ...incident response, and ensures compliance with operational and security... ...if permitted.Shift: Monday - Friday 7am - 4pm EST#LI-JV1This role... ...commitment here.SummaryLocation: Remote, PA, United States of...Remote workMonday to FridayShift workNight shiftRotating shift
- Employer Brand Team Lead Hybrid in Wilmington, DelawareMonday through Friday 8 am to 5 pmSummary:CSC is seeking an experienced... ...of business administration and compliance solutions. CSC is a great place... ...allow, CSC offers hybrid or remote work schedules in alignment with...Remote workLocal areaWorldwide
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