Senior Counsel

Sr. Compliance Auditor need for well-established California bank that has been in operation for over 100 years

This Jobot Job is hosted by: Joseph Calabrese
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Salary: $120,000 - $160,000 per year

A bit about us:

Sr. Compliance Auditor need for well-established California bank that has been in operation for over 100 years

Why join us?

• Strong benefits (M,D,V, and 401k)
• Profit sharing contribution
• Flexible work environment
• Extra paycheck at Christmas

Job Details

Required Knowledge:

• Banking knowledge –Branch Banking Operations, Lending Operations, compliance-related policy and procedures
• Knowledge of risk management principles and practices in banks
• Understanding of IIA standards for the Professional Practice of Internal Auditing, COSO, risk assessment practices, and audit principles
• Sound judgment, integrity and commitment to ethical behavior
• Ability to maintain confidentiality and treat sensitive information with discretion
• Excellent interpersonal and communication skills
• Highly proficient with MS Office products
• Strong analytical skills, logical reasoning and problem-solving skills
• Ability to work independently, with limited direction and guidance
• Detail oriented, accurate, and organized
• Ability to effectively manage multiple projects simultaneously
• Flexible and able to adapt quickly to changing work environments / priorities and tight deadlines
• Strong business acumen in risk and controls

Education and Experience

• BS or BA Degree required, preferred majors in Accounting, Business Administration, Finance, or Economics or equivalent work experience required.
• Five or more years of compliance related experience within a bank compliance/BSA group, a bank internal audit compliance group or regulatory agency required.
• Regional banking experience is strongly preferred.
• Strong working knowledge of both Federal and California State consumer protection and public-interest compliance laws and regulations including Regulation Z, Regulation X, Regulation DD, Regulation E, Flood, Fair Lending, CRA, Privacy as well as BSA/AML/OFAC requirements and applicable commercial compliance laws and regulations.
• Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Information Security Auditor (CISA), or Certified Risk Management Assurance (CRMA) required.
• Experience with audit software is preferred.
• Supervisory experience preferred but not required.
• Data analytics a plus.
• Working knowledge of AuditBoard, Jack Henry (Silverlake/Xperience), COGNOS a plus.

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