Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

VP, Legal & Compliance — CFTC & Crypto Regulation

(Brand Shop) Ttl Trading Private Limited- Thoppumpady

Galaxy in New York seeks a Legal & Compliance Vice President to lead compliance initiatives for its swap dealer and CPO/CTA. This role requires a minimum of 5 years of relevant experience and a JD or MBA degree. You will create compliance programs, evaluate new products, manage relationships with regulators, and contribute to the firm's use of AI in compliance operations. Attractive benefits include a competitive salary, flexible working arrangements, and comprehensive health coverage. #J-18808-Ljbffr (Brand Shop) Ttl Trading Private Limited- Thoppumpady

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the VP, Legal & Compliance — CFTC & Crypto Regulation in New York, NY vacancy
  • $180k - $240k

    Vice President, Legal and Compliance - CFTC Compliance New York, NY About Galaxy Galaxy is a global leader...  ...Novogratz, our team blends deep crypto expertise with institutional experience...  ...and manage relationships with the regulators (e.g. the NFA) with regards to swap dealer... 
    Legal
    Local area
    Flexible hours

    Galaxy

    New York, NY
    2 days ago
  • Galaxy is seeking a Legal & Compliance Vice President to serve as a Compliance Officer for both the Swap Dealer and Commodity Pool Operator activities...  ...compliance programs. Responsibilities include managing CFTC compliance, evaluating new products for compliance, and... 
    Legal

    Galaxy

    New York, NY
    2 days ago
  • Crypto.com is seeking a full‑time Analyst for its Market Regulation team to monitor and enforce trading rules on its US derivatives platform...  ...reporting, with exposure to SEC, CFTC, FINRA rules and KYC/AML procedures. You will work with Legal, Risk, and Tech teams to enhance... 
    Legal
    Remote job
    Full time
    Weekend work
    Afternoon shift

    Crypto.com

    New York, NY
    4 days ago
  • $145k

     ...Product Business Oversight Compliance - VP, where you’ll provide expert...  ...oversight and ensure adherence to legal, regulatory, and firm-wide...  ...of U.S. securities regulations (FINRA/SEC) and market structures...  ...securities (FINRA/SEC), derivatives (CFTC) and loans Identifying and... 
    Legal
    Hourly pay
    Temporary work

    Barclays

    New York, NY
    1 day ago
  • $225k - $265k

     ...: Bullish Exchange – a regulated and institutionally focused...  ...To Vice President, Compliance Position Overview This...  ...at the intersection of CFTC/NFA and SEC/FINRA regulation...  .... Work closely with legal counsel on broker‑...  ...guidance and the evolving US crypto regulatory landscape.... 
    Legal
    Work at office

    Bullish Inc.

    New York, NY
    4 days ago
  • $135k - $190k

    ## VP - Employee Compliance, Central Compliance Team CIBCandidatar-selocations:...  ...position works closely with Legal, Compliance, Human...  ...regulatory filings.* Knowledge of CFTC Swap AP and SEC SBS AP registration...  ...efficiency of responses to regulators.* Offers recommendations... 
    Legal
    Hourly pay
    Full time
    Contract work
    Work experience placement
    Shift work

    Banco Santander SA

    New York, NY
    4 days ago
  •  ...data analytics company is seeking a VP, Head of Responsible AI to drive AI adoption...  ...a three-year roadmap, and ensure compliance with global regulations. This role requires deep expertise in...  ...has 15+ years in technical, legal, or risk leadership, and a preference... 
    Legal

    EXL

    New York, NY
    2 days ago
  •  ...Rescue Fund in Bronx, NY is looking for a Vice President of Legal Affairs and Compliance. This senior position involves overseeing legal affairs,...  ...navigating legal challenges while ensuring adherence to regulations. Candidates must hold a J.D. degree and have a minimum of... 
    Legal
    Contract work

    Childrens Rescue Fund

    New York, NY
    4 days ago
  • $185k

     ...their financing needs. Engage in the legal documentation negotiation of new and...  ...Coordinate stakeholders both internal (CDD, Compliance, Risks, Legal, IT, Compliance,...  ...Familiarity with both EU and US banking regulation, particularly as it relates to corporate... 
    Legal
    Hourly pay
    Full time
    Contract work
    Work experience placement
    Work at office
    Shift work

    Santander Holdings USA Inc

    New York, NY
    4 days ago
  •  ...Vice President, Legal & Compliance About the Company Global firm overseeing CFTC compliance across sales, trading, and international operations. Industry...  ...President will be the primary point of contact for regulators, manage examinations and inquiries, and support... 
    Legal

    Confidential

    New York, NY
    4 days ago
  •  ...Role This is a rare opportunity to build a legal function from the ground up at a high‑...  ...commercial contracts and healthcare compliance to corporate governance and employment matters...  ..., data privacy, and related healthcare regulations; advise the company on how legal and... 
    Legal
    Contract work
    Work at office
    Remote work
    Flexible hours
    2 days per week

    Counselwell Inc.

    New York, NY
    4 days ago
  • Barclays is seeking a VP, Regulatory Counsel in New York. This position...  ...of the role includes ensuring compliance with applicable laws while managing legal risks. The ideal candidate will have...  ...proven experience with U.S. bank regulation, broker-dealer issues, and a keen... 
    Legal

    Barclays

    New York, NY
    4 days ago
  •  ...York seeks a Vice President in Payments Legal to provide legal guidance for the CCB Digital...  ...technologies, advising on strategy and compliance, while also working closely with product...  ...experience in financial services regulation, problem-solving skills, and a proactive... 
    Legal

    JPMorgan Chase & Co.

    New York, NY
    1 day ago
  •  ...to lead strategic initiatives ensuring compliance with records management policies. Responsibilities...  ...a team, overseeing compliance with legal requirements, and developing metrics for...  ...and a strong grasp of record-keeping regulations. A Bachelor’s degree is required, with a... 
    Legal

    Citi

    New York, NY
    2 days ago
  •  ...with federal and state regulators, Congressional offices,...  ...and respond to emerging crypto and digital asset...  ...development, client success, and compliance strategy • Position...  ...frameworks (SEC, CFTC, FinCEN, OCC, OFAC) and...  ...commentary on complex legal and regulatory topics Comfort... 
    Legal

    Jobtailor

    New York, NY
    3 days ago
  • $110k - $230k

     ...and knowledge of U.S. Banking rules and regulations, oversees the timely submission of material...  ...of communication with Regulators. The VP establishes and maintains RAO policies/...  ...knowledge of U.S. Banking regulations and compliance rules Oversee all facets of compliance-... 
    Legal
    Work experience placement
    Work at office

    Bocusa

    New York, NY
    1 day ago
  • $200k

    Join Barclays as VP, Regulatory Counsel. The role reports to...  ...Head of U.S. Bank Regulatory Legal, who also serves as General Counsel...  ...particularly with respect to regulation Self-motivation, the ability...  ...activities are conducted in compliance with applicable laws and... 
    Legal
    Hourly pay
    Temporary work

    Barclays

    New York, NY
    4 days ago
  • $200k - $240k

    ## VP, Product Management - Legal and Compliance Solutions (Hyrid- NY)Applylocations: Edgewood, NYtime type: Full timeposted on: Posted Yesterdayjob requisition...  ..., financial services, fintech, or another highly regulated environment**.* Deep domain expertise in **legal and... 
    Legal
    Local area

    Broadridge Financial Solutions

    New York, NY
    1 day ago
  • $160k - $220k

     ...involving responsibilities like negotiating agreements, drafting legal documents, and advising on regulatory issues. Ideal candidates...  ...fund-formation experience and strong knowledge of investment regulations. The salary range is $160,000 to $220,000, and the compensation... 
    Legal

    iCapital

    New York, NY
    2 days ago
  •  ...hiring a Lead Counsel - Regulatory in New York, responsible for advising on legal matters related to regulations. You will provide legal support and guidance across Citi's businesses, ensuring compliance and risk management. The role requires a Juris Doctorate and several... 
    Legal

    Citi

    New York, NY
    2 days ago
  • $317.5k - $365k

     ...includes the world’s largest regulated stablecoin network anchored...  ..., and cloud‑native APIs. As VP, Global Head of Product Security...  ...of Product, Security, Compliance, Risk, Legal, Policy, and Engineering—translating...  ...-15+ years of experience in crypto, fintech, financial services... 
    Legal
    Worldwide
    Flexible hours

    Circle

    New York, NY
    2 days ago
  • $150k - $185k

     ...experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role...  ...-scale change initiatives in a complex, regulated environment. Key Responsibilities...  ...reengineering. Serve as an advisor to the business, legal and compliance stakeholders on complex... 
    Legal
    Work experience placement
    Work at office
    Local area
    Flexible hours

    TD

    New York, NY
    3 days ago
  • $120k - $205k

     ...part of the Investment Advisory legal team currently consisting of...  ...respect to applicable rules, regulations and legal risk relating to...  ...Department areas as well as Compliance and Risk. Skills Required 7...  ...registered investment advisers. This VP level position will be based... 
    Legal
    Temporary work

    6AM City, LLC

    New York, NY
    2 days ago
  •  ...committed to driving change in the crypto and blockchain space, working...  ...an experienced Crypto Compliance Manager to play a crucial role...  ...relevant national and international regulations in the cryptocurrency sector,...  ...activities Collaborate with legal and regulatory affairs teams... 
    Legal
    Work experience placement
    Work at office
    Local area
    Work from home
    Relocation package

    Caiz

    New York, NY
    2 days ago
  • $310k

    Commodity Futures Trading Commission "CFTC" Regulatory Associate Attorney Direct Counsel is seeking...  ...matters. Responsibilities Advise clients on compliance with the Commodity Exchange Act (CEA) and CFTC regulations. Conduct legal research and prepare memoranda addressing... 
    Legal
    Contract work
    Temporary work
    Work at office
    Flexible hours

    Direct Counsel

    New York, NY
    2 days ago
  • $225k - $275k

    ## Legal & Compliance - PWPF Legal Group - Attorney, SVP (BREIT)Applylocations: New Jersey: San Francisco: Miami: Boston: New Yorktime type...  ...of new initiatives and products* Interpret and apply regulations related to the operation, communications, marketing and offering... 
    Legal
    Local area
    Flexible hours

    The Blackstone Group L.P.

    New York, NY
    1 day ago
  •  ...Product, Sales, Customer Success, Compliance, and Engineering to support...  ...coverage. Role Overview The VP, Corporate Controller is a...  ...compliance with US GAAP and global regulations, and deliver audit-ready...  ...closely with FP&A, Tax & Treasury, Legal/Compliance, IT, and Revenue... 
    Legal
    Temporary work
    Work at office
    Remote work
    Flexible hours

    IPC Systems, Inc.

    New York, NY
    16 hours ago
  • VP, Associate General Counsel (Business Unit Support) Location: USA New York...  ...Opportunity Lead a team of attorneys providing legal, regulatory and compliance support to the underwriting...  ...compliance with applicable laws and regulations by utilizing knowledge of laws, policies... 
    Legal
    Full time
    Part time
    Work at office
    Work from home

    QBE Insurance

    New York, NY
    4 days ago
  • $135k - $192k

     ...policies & procedures developed to ensure compliance with regulatory obligations. The Control...  ..., and will interact with Compliance, Legal, Risk, and all other corporate groups supporting...  ...domestic and international banking regulations (Reg W, Basel II, Federal Financial... 
    Legal
    Work at office
    Local area
    Remote work
    1 day per week

    Mufgamericas

    New York, NY
    4 days ago
  • $61.6k - $88k

     ...to provide day‑to‑day direction to staff and ensure compliance with policies, procedures, and regulations. Carry out supervisory responsibilities in accordance...  ...Insurance, Accident, Critical Illness, Hospital Indemnity and Legal plans. #J-18808-Ljbffr Provident Bank
    Legal
    Full time
    Work at office
    Local area
    Remote work
    Flexible hours

    Provident Bank

    New York, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to VP, Legal & Compliance — CFTC & Crypto Regulation. Be the first to apply!