Brokerage Operations & Compliance Specialist
Dexian
Dexian is seeking a detail-oriented Processing Specialist to join their Financial Services team in Scottsdale, Arizona. This role involves the accurate handling of brokerage account documentation, ensuring compliance with firm policies and industry standards. Responsibilities include processing account requests, validating transactions, and maintaining records. The ideal candidate will have a high school diploma, strong attention to detail, and preferably 1 year of brokerage experience. The position offers an opportunity to grow a career in the Financial Services industry. #J-18808-Ljbffr Dexian
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Brokerage Operations & Compliance Specialist in Scottsdale, AZ vacancy
- Advisor Group Inc. is seeking a Processing Specialist to join the Financial Services team in... ...focuses on accurately handling brokerage account documentation, including account... ...openings and transfers, while ensuring compliance with industry standards. The ideal candidate...Suggested
$48k - $52k
Osaic is hiring an Operations Cashiering Specialist for a full-time position in Scottsdale, AZ. The role involves processing transactions and serving as a backup resource for coworkers within Brokerage Operations. Candidates should have 2-3 years of experience, preferably...SuggestedFull timeWork at office- ...bigger than yourself, Caris is where your impact begins. Position Summary Under the direction of the Compliance Manager, the Compliance Operations Specialist provides administrative and operational support to the organization's compliance program, with a primary...Suggested
Caris Life Sciences
Phoenix, AZ10 hours ago - W. R. Berkley Corporation is looking for a Senior Compliance Coordinator in Scottsdale, Arizona. This role involves facilitating core services for the E&S Compliance Team, managing mail distribution, and supporting compliance documentation. The ideal candidate has 2-3...Suggested
- ...Business Operations Coordinator The Business Operations Coordinator plays a critical role in supporting brokerage leadership and supporting effective execution of strategic initiatives... ...Operational Administration & Compliance Manage E&O process specific to...SuggestedWork at officeLocal areaRelocation
Anywhere Real Estate
Phoenix, AZ6 days ago - Caris Life Sciences, Ltd. is seeking a Compliance Operations Specialist in Phoenix, Arizona. This role focuses on managing the compliance inbox, triaging inquiries related to policies and regulatory requirements, and ensuring timely responses to employee questions. The...
$65k - $75k
Job Location Scottsdale, AZ (In-Person, Full-Time Role) RMR Wealth is seeking a highly organized and motivated Compliance & Operations Specialist to join our team in Scottsdale, AZ. This position primarily supports the Chief Compliance Officer (CCO) in the ongoing management...Full timeWork at office- ...organization in Phoenix, AZ is seeking a Clinical Trial Specialist to provide operational and regulatory support for clinical studies. This role involves... ..., facilitating site onboarding, and ensuring compliance with Good Clinical Practices. Ideal candidates should possess...
$65k - $75k
A financial services firm in Scottsdale, AZ is looking for a Compliance & Operations Specialist to support the Chief Compliance Officer and enhance the firm's compliance program. The ideal candidate should have a bachelor’s degree, 2-4 years of relevant experience, and...$53k - $58k
Osaic is seeking a full-time Operations Cashiering Specialist in Scottsdale, AZ. The successful candidate will handle the accurate processing of transactions and serve as a backup resource for workflows. Strong communication skills and customer focus are essential, along...Full timeWork at office- ...partnered with a leading wealth management firm to hire a Operations Processing Specialist . This is a direct-hire opportunity with one of the... ...account onboarding, account maintenance, and day-to-day brokerage operations in a fast-paced environment. Key Responsibilities...Work at officeRemote workShift work
TRC Talent Solutions
Scottsdale, AZa month ago $53k - $58k
...Operations Cashiering Specialist - Cashiering Customer Service Opportunity in Financial Services Location(s): Scottsdale: 18700 N Hayden... ...asset movement, supporting the activities associated within Brokerage Operations. Serve as backup resources to coworkers that...Full timeWork experience placementWork at officeOsaic
Scottsdale, AZ10 hours ago$43k - $48k
...detail-oriented Processing Specialist to join our Financial Services... ...and accurate handling of brokerage account documentation. The role... ...—while ensuring compliance with firm policies and industry... ...and more. Responsibilities Operations Processing Process brokerage...Work experience placementInternshipWork at office- ...bamboohr.com/jobs HomeSmart is a forward-thinking real estate brokerage built to empower agents through innovative technology,... ...are seeking a highly organized, systems-minded Marketing Operations Specialist to support the execution, coordination, and operational efficiency...Full timeWork at officeMonday to Friday
Home Smart
Scottsdale, AZ1 day ago $43k - $48k
...Opportunity in Financial Services Operations Processing Specialist New Graduates Will Be Considered... ...efficient and accurate handling of brokerage account documentation. In this role,... ...regulatory documentationwhile ensuring compliance with firm policies and industry...Full timeWork experience placementInternshipWork at office- ...detail-oriented Processing Specialist to join our Financial Services... ...and accurate handling of brokerage account documentation. In this... ...documentation—while ensuring compliance with firm policies and... ...required Responsibilities Operations Processing Process brokerage...Permanent employment
- ...shared across all disciplines, and there are ample opportunities for advancement based on excellence.We're looking for an Ad Operations Specialist with advanced technical expertise in conversion tracking, campaign management, and performance reporting to join our growing...Work at officeRemote workFlexible hours
MassMedia Marketing, Advertising, PR
Phoenix, AZ21 days ago - ...Customs Compliance Specialist, Senior For over 70 years Buckland has been working to help companies across the world experience global trade... ...customers with a single source of unmatched Customs Brokerage (Canadian, US, Mexican), Trade Managed Solutions, Freight Forwarding...Work experience placementWork at office
Buckland Co.
Paradise Valley, AZ2 days ago $22.25 - $30.25 per hour
...Air & Sea Inc. in Phoenix, Arizona is hiring a Customs Specialist focused on ensuring compliance with U.S. imports. You will manage import... ...Protection. Candidates should ideally have 3+ years of customs brokerage experience, strong knowledge of regulations, and proficiency...Hourly pay- ...exclusive features. Reports to: Corporate Compliance Officer About Us: Yrefy is a dynamic... ...Duties/Responsibilities: The Compliance Specialist position will help create and manage... ...fraud prevention is required. Securities/brokerage or advisory experience preferred. Education...Full timeWork at officeRemote workFlexible hours
- DSV in Phoenix is looking for a Customs Specialist to manage import compliance and ISF documentation. The candidate should have over 3 years of experience in customs brokerage and be proficient in customs regulations. The position involves ensuring accurate transmission...
- ...Treasury Management Operations Specialist The Treasury Management Operations Specialist is pivotal in supporting the operational task related... ...to commercial client transactions, ensuring accuracy and compliance with deadlines. Client Support: Provide operational...Work at officeLocal areaRemote work
Servbank
Phoenix, AZ4 days ago - ...Summary THIS IS A NATIONAL GUARD TITLE 32 EXCEPTED SERVICE POSITION. This National Guard position is for a INTELLIGENCE OPERATIONS SPECIALIST T32, PDD1659000 and is part of the AZ 161st Air Refueling Wing, National Guard. Learn more about this agency Duties...Full timePart timeTrial periodWeekend work
Air National Guard Units
Phoenix, AZ5 days ago - ...Job Description Join the frontlines to protect against some of the world's most powerful threats. As a Chemical Operations Specialist for the Army National Guard, you will support the country during natural disaster relief efforts and safeguard the nation from chemical...Part timeWeekend work
National Guard OMD
Phoenix, AZ4 days ago - ...– join us today! UCT is looking for a talented Trade Compliance Specialist II to join us in Chandler, AZ! The Trade Compliance Specialist... ..., and broker coordination, directly impacting UCT’s operational efficiency and regulatory compliance. Essential Duties...Work experience placement
Ultra Clean Technology Systems & Svc Inc
Phoenix, AZ24 days ago - ...Join Our Team as an Underwriting Operations Specialist at Amwins Self-Funded, LLC.! Join Amwins Self-Funded, LLC., as an Underwriting Operations Specialist. The Underwriting Operations Specialist provides foundational support to the underwriting team by coordinating...Work experience placementWork at officeWork from homeFlexible hours2 days per week
Amwins
Scottsdale, AZ4 days ago - ...where your impact begins. Position Summary The Pathology Operations Specialist I is responsible for supporting and assisting the Pathology... ...based on the laboratory's procedural manual and ensures compliance with regulatory agencies. Maintains confidentiality of...Work at officeWeekend workAfternoon shift
Caris Life Sciences
Phoenix, AZ10 hours ago - A premier civil engineering firm is seeking an Operations Associate to join their remote team. The ideal candidate will have at least 5 years of experience in operations, strong organizational skills, and excellent communication abilities. You will support various teams...Remote workFlexible hours
Heritage civil Works
Phoenix, AZ3 days ago $99.1k - $166.2k
...SOT Operations Specialist, North Americas We made history and now we work to transform the future – for our customers, our communities and our families. You'll see your work on the road every day, helping people move freely and pursue their dreams. At Ford, you can...Permanent employmentInterim roleImmediate startRemote workFlexible hoursShift workFord Motor Company
Phoenix, AZ3 days ago- ...People Operations Specialist Santa Monica, CA or Phoenix, AZ We offer a hybrid work environment. Most US-based positions can also be... ...administrative support across HR operations, HR technology, compliance, and immigration. This is an early-career role designed for...For contractorsInternshipWork at officeRemote workFlexible hours3 days per week
ZipRecruiter
Phoenix, AZ2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Brokerage Operations & Compliance Specialist. Be the first to apply!
Related searches
- remote operations specialist Scottsdale, AZ
- flight operations specialist Scottsdale, AZ
- operations coordinator Scottsdale, AZ
- aviation operations specialist Scottsdale, AZ
- global operations specialist Scottsdale, AZ
- operations management specialist Scottsdale, AZ
- recruiting operations associate Scottsdale, AZ
- operations consultant Scottsdale, AZ
- trading operations specialist Scottsdale, AZ
- systems operations specialist Scottsdale, AZ