Senior Compliance Manager

Job Overview The Senior Compliance Manager is responsible for the execution, administration, and continuous enhancement of High Ridge Trust’s compliance program. Reporting to the Chief Risk and Compliance Officer, this role supports day‑to‑day compliance operations across BSA/AML, regulatory obligations, and internal policy governance. High Ridge Trust operates as an institutional digital asset custodian within a regulated trust framework. Accordingly, this role requires a strong foundation in traditional financial services compliance, coupled with an understanding of digital asset risks and regulatory considerations. Responsibilities and Duties Compliance Program Execution: Support the administration and ongoing maintenance of the BSA/AML compliance program, including customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring. Assist in the development, maintenance, and periodic review of compliance policies and procedures to ensure regulatory alignment and operational effectiveness. Monitor adherence to internal policies, regulatory requirements, and contractual obligations (including partner and counterparty covenants). Regulatory and Audit Support: Coordinate and support internal audits, external audits, regulatory examinations, and third‑party due diligence reviews. Serve as a key point of contact for compliance‑related information requests from regulators, auditors, and strategic partners. Transaction Monitoring and Reporting: Support transaction monitoring processes, including alert review, investigation, and documentation. Assist in the preparation and filing of Suspicious Activity Reports (SARs) and other regulatory filings, as required. Maintain appropriate documentation and audit trails to support all compliance activities. Risk Assessment and Methodologies: Support the development and ongoing refinement of risk assessment frameworks, including customer risk rating methodologies. Perform compliance‑related analysis to identify trends, emerging risks, and areas requiring enhanced controls. Reporting and Governance: Prepare accurate and timely compliance reports for senior management, committees, auditors, and regulators. Contribute to governance processes by supporting the variance risk and compliance committees and internal and external risk reporting requirements. Process Improvement and Controls: Identify opportunities to enhance compliance workflows, controls, and system efficiencies. Support implementation of process improvements, including leveraging technology and automation where appropriate. Preferred Qualifications Prior compliance experience working in a regulated bank or trust environment. Professional certifications such as CAMS, CRCM, or CCEP. Familiarity with digital asset compliance considerations, including blockchain analytics and custody‑related risks. Qualifications Bachelor’s degree in Finance, Accounting, Business Administration, Economics, or a related field. 5–10 years of experience in compliance, risk management, or a related function within a regulated financial services environment. Strong working knowledge of BSA/AML, KYC/KYB, and regulatory compliance requirements. High attention to detail with strong organizational and execution skills. Proven ability to manage multiple priorities and meet deadlines in a fast‑paced environment. Strong analytical and problem‑solving capabilities. Excellent written and verbal communication skills, with the ability to interact effectively across business and control functions. Technical Skills Experience with compliance and risk management systems (e.g., transaction monitoring, case management, sanctions screening tools). Familiarity with blockchain analytics tools (e.g., Chainalysis, Elliptic, or similar platforms). A strong ability to leverage technology in working with data and multiple systems. Working knowledge of emerging technologies, including the application of artificial intelligence in compliance and risk management. Proficiency in Microsoft Office (Excel, Word, PowerPoint), with strong data analysis capabilities. #J-18808-Ljbffr