Unpaid - Compliance Intern - Trade Surveillance Support

About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage— all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience. Here’s a closer look at our key entities: Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally. Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise. Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. For deeper insights into our entities and affiliates, explorefutuclearing.comormoomoo.com/usto discover the future of investing with confidence and innovation. Program Overview This structured internship is designed as a hands‑on learning experience for students interested in financial markets, data analysis, and regulatory compliance within a FINRA-regulated environment. Participants will gain practical exposure to how a clearing firm monitors trading activity, identifies potential risks, and supports regulatory obligations—building skills directly applicable to careers in compliance, risk, and financial services. Location: Jersey City, New Jersey or Dallas, Texas Schedule: 4 days per week in office What You’ll Learn & Do: How trade surveillance programs detect and review unusual trading activity The lifecycle of alerts, exceptions, and compliance case management Core regulatory concepts (e.g., market conduct, exception reporting) Data analysis techniques used in compliance environments How Compliance, Operations, and Surveillance teams work together Key Learning Activities Prepare and organize datasets used in trade surveillance reviews Support tracking and documentation of alerts and exception cases Perform data quality checks to ensure accuracy and completeness Assist in creating reports and internal compliance documentation Contribute to process improvement and regulatory support projects Skills You’ll Build Advanced Microsoft Excel and data management skills Analytical thinking and attention to detail Understanding of financial market structure and regulation Professional communication in a regulated business environment Data Responsibility & Ethics Participants will be trained on confidentiality and data protection standards: Work is performed using anonymized or restricted datasets No access to personally identifiable information (PII) Adherence to firm information security and compliance policies Who Should Apply Students currently enrolled in an accredited college or university with an interest in: Finance Accounting Economics Business Administration Data Analytics Information Systems Mathematics Risk Management Legal Studies Computer Science Preferred Skills Experience with Excel (formulas, sorting/filtering, data organization) Familiarity with financial markets or brokerage operations (a plus) Basic knowledge of SQL or data querying (a plus) What You’ll Gain: Real-world experience in trade surveillance and compliance Exposure to regulatory frameworks and financial operations Practical, resume-building skills in data analysis and risk monitoring #J-18808-Ljbffr