Regulatory Reporting Lead - N-CEN & SEC Compliance
Asset Staffing
Investment Bank in Dallas, TX seeks a Regulatory Reporting Specialist to own end-to-end Form N-CEN filings and ensure accurate data across reports under the Investment Company and Advisers Acts. You will coordinate complex data reconciliations, collaborate with partners, and drive process improvements in regulatory reporting workflows. The role emphasizes thought leadership in SEC modernization and the development of scalable data solutions for regulatory compliance, aligning with evolving #J-18808-Ljbffr Asset Staffing
- Strategic Staffing Solutions in Dallas, TX is seeking a Regulatory Reporting Specialist for a 12+ month engagement. The role focuses on leading Form N-CEN filings and ensuring data accuracy for SEC-related regulatory reports. The ideal candidate has a Bachelor’s degree...Regulatory
- Russell Tobin is seeking a detail-oriented Regulatory Reporting Specialist for the Asset Management Operations team... ...focuses on preparing, validating, and submitting SEC Form N-CEN filings to ensure U.S. regulatory compliance and timeliness. You will collaborate with...Regulatory
- CoreWeave is seeking a detail-oriented professional to ensure accurate financial reporting in compliance with SEC regulations and US GAAP. The role involves preparing SEC filings, collaborating with various departments, and supporting external audit processes. The ideal...Suggested
- ...Regulatory Reporting Specialist – Hiring Fast! Industry: Finance Location... ...understanding of financial markets, the SEC regulatory landscape, and... ...regimes (specifically Form N-CEN). Risk Management:... ...Form N-CEN Ownership: Lead the end-to-end preparation, coordination...RegulatoryRemote work
- Affirm is seeking a Bank Controller to lead the accounting function during a growth phase... ...daily banking operations, ensure GAAP compliance, and coordinate with regulators. As a... ...build and scale the accounting team, drive reporting to internal and external stakeholders,...RegulatoryRemote job
- ...financial professional to oversee accounting operations, financial reporting, and regulatory compliance. You will guide the company’s financial health and support strategic decisions. This role leads accounting staff, closes books, and implements strong controls in a...Regulatory
$82.6k - $162.8k
...collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability... ..., TIC, CPO-PQR, Form 16, Form 13, N-PX, BEA reports), ensuring compliance with applicable regulatory... ...across various regulators such as SEC, CFTC, BEA, NFA, Treasury. Review,...RegulatoryLocal area- Goldman Sachs Services LLC in Dallas, TX is seeking an Associate for Regulatory Reporting at the trade level. Responsible for reviewing regulatory reports to FINRA and the SEC, ensuring compliance and driving data accuracy. The role uses Alteryx and SQL to develop BI solutions...RegulatoryWork at office
- ...for our clients. We are a leading global financial... ...managing the firm's position reporting, beneficial ownership, and regulatory disclosure requirements?... ...partner with Business, Compliance, Legal, and Engineering... ...escalation processes related to SEC, FINRA, CFTC, exchange...Regulatory
- The Goldman Sachs Group, Inc. in Dallas, Texas is seeking an Associate, Regulatory Reporting - Trade Level. You will review regulatory reports submitted to FINRA and the SEC, ensuring compliance with global requirements. You will leverage BI tools such as Alteryx and SQL...RegulatoryWork at office
$105k - $189k
GlobalFoundries is seeking a Manager of SEC Reporting to lead efforts in SEC filing compliance, streamline cash-flow reporting, and enhance internal controls. This critical role is part of the Finance team and involves collaboration with Legal, Investor Relations, and...- Knife River Corporation is seeking a SEC Reporting Manager responsible for leading the preparation and review of external reports to ensure compliance with U.S. GAAP and SEC requirements. Located in Dallas, TX, this role may also offer remote options. The ideal candidate...Remote job
$97.2k - $121.51k
...future.Your new roleAs our new Senior Lead Consultant with air quality compliance & permitting consulting experience... ...quality, and other environmental regulatory compliance, while assisting... ...estimation, air compliance related reports, air dispersion modeling, and other...RegulatoryFull timeLocal area$164.6k - $274.4k
...want to hear from you.Title: Lead Counsel, Digital Marketing &... ...advertising technologies, marketing compliance, and consumer protection... ...& Data Assets team and reports to the Managing Chief Counsel... ...candidate will bring: Strong legal, regulatory, and technical judgment,...RegulatoryFull timeFixed term contractWork at officeRemote work$126k - $188k
...cross-functional programs and leading change? At Freddie Mac, we... .... As the Non-Financial Risk Reporting PMO Lead, you will serve as... ...risk management, controls, compliance, or a related cross-functional... ...approach to work, supporting regulatory mandates, and using best...RegulatoryLocal area$140k - $185k
...CRCL) is one of the world’s leading internet financial platform companies... ....As a Lead Analyst, Product Compliance supporting Circle’s Payments... ...operated in alignment with regulatory expectations and internal... ...Product Compliance team and report to the Senior Manager, Product...RegulatoryFlexible hours- Hillcrest Bank is looking for a Financial Reporting Manager to ensure the accuracy and timeliness of... ...Dallas, Texas location. This crucial role will lead the preparation of earnings releases and SEC filings and ensure compliance with U.S. GAAP and SEC requirements. Ideal...
- ...roleWells Fargo is seeking a Senior Lead Business Execution Consultant... ...planning, executive reporting, and enterprise coordination.... ...with governance, timelines, and regulatory expectationsLead leadership... ...a strong risk mitigating and compliance-driven culture which firmly establishes...RegulatoryFull timeWork experience placementWork at office
- Wingstop Restaurants Inc. is looking for a Director of Financial Reporting to manage all external financial reporting processes and ensure compliance with SEC standards. The role involves leading the preparation of financial documents, overseeing audit processes, and partnering...
- Westlake Financial is seeking a Regulatory Compliance Exam Specialist to act as the primary liaison for state and federal regulatory examinations... ...as CFPB and NY DFS, developing corrective actions, and reporting outcomes to regulators and the compliance board. #J-18808-...Regulatory
- ...direct others occasionally. Responsibilities include ensuring regulatory compliance across solid waste, hazardous waste, wastewater, stormwater... ...operations and regulatory agencies, coordinate testing and reporting, and assist with ESG-related activities. #J-18808-Ljbffr...Regulatory
- ...States is seeking a Manager of Leaves & HR Compliance to lead enterprise leave of absence,... ...compliance programs. You will ensure regulatory alignment across FMLA, ADA, PWFA, and... ..., compassionate associate experience. Reporting to the Head of Benefits, you will drive...Regulatory
- ...Oversight Coordinator for a fully remote role. You will monitor activities delegated to contracted entities, report on performance, and ensure compliance with regulatory standards. Travel may be required within the assigned territory, typically less than 10% of the time....RegulatoryRemote job
- HF Sinclair Midstream seeks a Compliance Auditor Lead to oversee regulatory compliance and audit programs across locations. The role involves planning and leading audits, preparing reports, and liaisoning with federal and state agencies to ensure adherence to requirements...Regulatory
- The City of Richardson seeks a Utility Compliance Manager to ensure water and wastewater programs meet federal, state, and local... ...liaison with TCEQ, EPA, TWDB and other agencies, managing regulatory reporting, inspections, and program implementation. This leadership role...RegulatoryLocal area
- ...is actively seeking Cultural Resources Lead - Senior Archaeologist for immediate, full... ...to deliver clear, defensible technical reports.Lead state and federal archaeological permitting and support compliance within applicable regulatory frameworks, including NEPA and NHPA....RegulatoryFull timeWork at officeLocal areaImmediate startRemote workFlexible hours
- Equity Trust Company in Dallas, TX is seeking a Senior Compliance Officer to oversee compliance with regulatory requirements. This role involves managing internal and external compliance, educating staff on policies, and ensuring adherence to risk obligations. The ideal...Regulatory
$118.8k - $178.2k
...PurposeResponsible for ensuring the accuracy, integrity, and compliance of financial statements, reports, and accounting transactions. Leads complex accounting projects, supports... ...Accepted Accounting Principles, applicable regulatory standards, and corporate policies. Supports...RegulatoryContract workTemporary workWork at officeLocal areaRelocation$164.6k - $274.4k
...want to hear from you. Title: Lead Counsel, Digital Marketing &... ...advertising technologies, marketing compliance, and consumer protection... ...& Data Assets team and reports to the Managing Chief Counsel... ...candidate will bring Strong legal, regulatory, and technical judgment,...RegulatoryFixed term contractWork at officeRemote work- Atlantic Housing Foundation, Inc. is seeking a Compliance Manager to oversee LIHTC, HUD, LURA and bond compliance, plus oversee... ...property, regional, and corporate teams to ensure accurate reporting and regulatory adherence. The role requires at least 3 years in property...Regulatory
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