Senior Auditor, Capital Markets & Broker-Dealer Controls
U.S. Bank
U.S. Bank is seeking a Senior Auditor in Corporate Audit Services to support independent assurance across risk management, control, and governance processes. You will evaluate Capital Markets and broker-dealer activities, document work, and contribute to high-quality audit results. You will collaborate with risk, compliance, operations, technology, and business partners, develop audit proficiency, and participate in planning, testing, and reporting under CAS methodology. #J-18808-Ljbffr U.S. Bank
- U.S. Bank is seeking a Senior Auditor within Corporate Audit Services to assess risk across Capital Markets and broker-dealer activities, supporting audit planning, testing, and documentation. This role partners with risk, compliance, operations and technology, requires...Senior
$104.55k - $123k
...Job Description U.S. Bank’s Capital Markets platform serves... ...corporate clients through broker-dealer and related operating models... ...Kong, and Singapore. The Senior Auditor within Corporate Audit Services... ...Bancorp’s risk management, control, and governance processes across...SeniorTemporary workWork experience placementLocal area3 days per week- ...large regional, national, or international law firm is preferred. Posting details Holland & Knight’s Real Estate Capital Markets practice is seeking a mid to senior-level associate to join its dynamic team. The ideal candidate will have experience representing clients in...Senior
$132.26k - $155.6k
...all from Day One.Job DescriptionThe Senior Audit Project Manager within... ...Bancorp’s (USB) risk management, control, and governance processes across the... ...provides dedicated audit coverage for Capital Markets and institutional broker-dealer activities, partnering with risk,...SeniorFull timeWork experience placementLocal area3 days per week- Truist Financial Corporation is seeking an Investment Banking and Capital Markets Audit Manager to lead high-risk internal audits, develop test... ...root causes, and drive improvements in processes and controls across banking operations. #J-18808-Ljbffr Fayette Chamber of...Senior
- Truist is seeking an Audit Manager to lead high-risk, complex audits within Investment Banking and Capital Markets, delivering independent risk assessments and advisory services. You will coach junior staff and ensure quality with Truist Audit Services standards, guiding...SeniorFull time
- ...following job description:As a senior member of the Market & Liquidity Risk Management... ...framework.Maintain product control and valuation oversight for... ..., FRTB, Volcker Rule, Swap Dealer Rule Initial Margin, SCCL,... ...oversight programs for capital markets related regulations...SeniorFull timePart timeWork experience placementFlexible hoursShift workDay shift
- ...auditing firm located in Atlanta, Georgia is seeking an SEC Senior Auditor to ensure compliance with SEC regulations through comprehensive... ...and IT audits. The role involves evaluating internal controls, assessing IT risks, and collaborating with clients to enhance...SeniorWork at office
- NorthPoint Search Group is seeking a Senior SOX Auditor based in Atlanta, GA to lead and support SOX 404 compliance efforts and ICFR testing... ..., drive improvements, and maintain documentation related to controls and risk assessment. The role requires 3-5 years of audit or...Senior
- The Goodkind Group, LLC, a full-service AM 200 law firm in the United States, seeks a Senior Capital Markets Attorney to independently manage transactions. You will join the Corporate Finance Practice Group, focusing on private placements and capital raising for diverse...Senior
- AtkinsRéalis in Atlanta, GA seeks a Senior Cost Controls Specialist/Cost Manager to join our team on complex capital projects. You will track costs, manage accruals, forecasts and budgets, and coordinate with project teams and vendors for accurate reporting. The role requires...SeniorFlexible hours
- Truist is seeking a Senior Software Engineer to serve as a subject-matter expert for the LoanIQ platform within our Capital Markets Technology organization. This role combines hands-on delivery with deep domain knowledge across loan lifecycle, including origination, servicing...Senior
- ...-standard oracle platform bringing the capital markets onchain and powering the majority of decentralized... ...and many others. About The Role As a Senior Solutions Engineer, you will play a... ...patterns (proxy upgradability, access control, multi‑sig, oracles, token standards)...Senior
$70.8k - $132.75k
...payroll processing, human capital consulting, employment law... ...an impact on the large SMB market, come join us as we power our... ...Internal Audit Leader, the Senior Internal Auditor will assist in performing internal... ...and coordination with SOX control owners.What you will...SeniorPermanent employmentFull timeWork at officeRemote workRelocation- Framework Ventures is looking for a Senior Solutions Engineer to drive the adoption of Chainlink products within the capital markets industry. The ideal candidate will have extensive blockchain engineering expertise and will work directly with financial institutions to...Senior
- Stellantis Financial Services, Inc. (SFS) seeks a Senior Treasury Analyst to lead daily cash management, forecasting, and funding initiatives across Capital Markets, Liquidity & Cash Management, and Risk Management. You will design analytics, support securitizations, and...Senior
$250k - $300k
A real estate company seeks an experienced SVP of Capital Markets to lead capital strategy, engage with institutional investors, and drive portfolio growth. This role requires a minimum of 10 years’ experience in capital markets and a proven track record in equity raising...- Trimont LLC, headquartered in Atlanta, is a global real estate loan services firm. The Senior Associate, Capital Markets will create and oversee reporting on lender and investor activity and support the Managing Director in capital-structure oversight. The role requires...Senior
- Sands Investment Group (SIG) is seeking a sophisticated Capital Markets Advisor to join our Atlanta office. This senior-level production role is designed to partner with our Director to lead deal execution and scale SIG’s West Coast debt and equity presence. We seek a candidate...SeniorWork at office
- Regions Bank is seeking a Capital Markets Compliance Analyst in Atlanta, GA. The role focuses on monitoring activity for regulatory compliance, preparing reviews and reports for management, and guiding junior analysts. This position is based in our Atlanta Midtown office...Senior
- ...Investment Banking Associate to join our Financial Institutions Group in Atlanta, GA (also NYC). This role supports senior bankers on debt/equity capital markets and M&A, builds complex financial models, and helps prepare client-ready pitch materials. You will coordinate...Senior
- A leading finance technology firm is seeking a Senior Internal Auditor in Atlanta, GA. This role involves supporting the development of internal controls, working on various projects related to SOX compliance and regulatory requirements. Ideal candidates will have 5 to...Senior
$90k - $115k
...client growth. This opportunity offers strong exposure to middle-market clients across a variety of industries while providing a... ...accordance with GAAP.Identify accounting, auditing, and internal control issues and communicate recommendations to clients.Coordinate engagement...SeniorLocal area- Colonial Pipeline Company is seeking a Senior Internal Auditor to lead audits and advisory engagements. The ideal candidate should possess a strong... ...and compliance. Responsibilities include assessing key controls, collaborating with stakeholders, and presenting findings...Senior
- Truist Senior Internal Auditor is responsible for assisting in the completion and documentation of risk-based internal audit assurance activities... ...assignments. The role interprets audit results, identifies control weaknesses, and makes remediation recommendations to...Senior
- ...Mid- To Senior-Level Real Estate Finance Associate Nelson Mullins is seeking a mid- to senior-level Real Estate Finance Associate to join its Real Estate Capital Markets group ideally located in the Atlanta office. As an AmLaw 100 firm, this will offer a unique opportunity...Work at officeLocal area
- ...Alpharetta, GA is seeking a Compliance Manager to own the broker-dealer compliance program with a focus on fixed income products and capital markets. The role collaborates with business leaders, legal teams, and senior management to drive regulatory excellence. The ideal...
- The Excess Liability Senior Broker serves as the primary liaison between insurers and clients.... ...of organizations and stakeholders in the market in order to secure optimum terms and... ...for change; Provides encouragement, takes control of team projects, leads key work areas and...SeniorContract workTemporary workLocal areaVisa sponsorshipWork visaFlexible hours
- ...Primary Casualty Placement - North AmericaThe Senior Broker serves as a senior member of the Large &... ...skills, and the ability to influence market strategy across a broad portfolio of... ...with analytics, actuarial, claims, loss control, and specialty teams to develop risk financing...SeniorTemporary workLocal areaVisa sponsorshipWork visaFlexible hours
- ...accessibility, we enable better decisions, stronger financial controls, and greater business value across the enterprise.This role will... ...subsidiaries are among the world's leading manufacturers and marketers of bath tissue, paper towels and napkins, tableware, paper-...SeniorWork at officeLocal areaRemote workWorldwideRelocationFlexible hours3 days per week
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