Lead Compliance Manager - Broker-Dealer & Fixed Income
Larson Maddox
Larson Maddox in Alpharetta, GA is seeking a Compliance Manager to own the broker-dealer compliance program with a focus on fixed income products and capital markets. The role collaborates with business leaders, legal teams, and senior management to drive regulatory excellence. The ideal candidate has 5+ years in financial services compliance, strong FINRA/SEC knowledge, and the ability to manage regulatory examinations and testing. This is an on-site opportunity with exposure to leadership. #J-18808-Ljbffr Larson Maddox
Vacancy posted 3 days ago
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