Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance Audit Lead US Banking Regulation

TD Bank ATM

A leading financial institution in New York is seeking a Senior Audit Manager to lead compliance audits within the U.S. Branch. The ideal candidate will have over 7 years of relevant experience in auditing and a strong understanding of regulatory requirements. The role involves overseeing audits, providing guidance to team members, and ensuring effective risk management strategies are in place. This position offers competitive compensation and opportunities for career development. #J-18808-Ljbffr

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Compliance Audit Lead US Banking Regulation in New York, NY vacancy
  • $75.02k - $125.18k

     ...of Business: Audit Job...  ...Manager I - U.S. Compliance Audit is responsible...  ...executing and leading audit engagements...  ...guidelines for TD Bank's Governance,...  ...Functions. The US Consumer...  ...Consumer Compliance regulations (including but...  ...relationships with senior management, and... 
    Suggested
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    2 days ago
  •  ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global footprint and regulatory...  ...sanctions alerts, leading complex...  ...knowledge of U.S. banking regulations, particularly OFAC, BSA... 
    Senior

    Confidential

    New York, NY
    1 day ago
  • $92.22k - $149.31k

     ...Business: Audit Job Description...  ...II is a senior-level leader within the U.S. Compliance Audit function,...  ...processes. The US Consumer Compliance...  ...Consumer Compliance regulations (including but not...  ...Manager II will lead or serve as...  ...effectiveness focused on TD Bank's US Operational... 
    Suggested
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank Group

    New York, NY
    4 hours ago
  •  ...compliant with applicable regulations. Ensure that...  .... Monitoring compliance with Credit Policy...  ...highest level in the banking industry, including...  ...stakeholder at senior levels. Languages;...  ...You can count on us to celebrate your...  ...Unmind, a market-leading digital wellbeing... 
    Senior
    Work at office
    Work from home
    Flexible hours

    Standard Chartered

    New York, NY
    2 days ago
  • $91k - $136k

     ...policies and practices Leads/participates in the...  ...recommendations to Senior Management on critical...  ...Works with Internal Audit / External Regulators, to ensure that documentation...  ...guidelines of the Bank Ensures the timely...  ...please email TD Bank US Workplace Accommodations... 
    Suggested
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    11 hours ago
  • $92.22k - $149.31k

     ...Line of Business: Audit Job Description...  ...Manager II is a senior-level leader within the U.S. Compliance Audit function,...  ...processes. The US Consumer Compliance...  ...Compliance regulations (including but not...  ...Manager II will lead or serve as Auditor...  ...focused on TD Bank's US Operational... 
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank Group

    New York, NY
    4 days ago
  •  ...Manager for their Global Transaction Banking division. This dynamic role focuses...  ...the Go-To-Market strategy for US Business Deposit Products, ensuring...  ...alignment with business objectives and compliance. The successful candidate will lead initiatives to enhance customer... 
    Senior

    Scotiabank

    New York, NY
    5 hours ago
  • $200k - $230k

     ...Head of Market Risk - US Prime Brokerage We...  ...Head of Market Risk to lead risk oversight for...  ...action , briefing senior leadership on key exposures...  .... Engage with regulators , ensuring transparency, compliance, and alignment with...  ...business segment of the Bank and assesses and... 
    Work at office
    Local area

    CFA Institute

    New York, NY
    3 days ago
  • $78k - $124.75k

     ...Senior Auditor New York, NY, United States...  ...the Internal Audit Group at American...  ...controls, consumer compliance, technology, operational...  ...analytics, and banking operations. Our audit...  ...compliance with regulations, and evaluate...  ...together, you will help us define the future... 
    Senior
    Full time
    Work at office
    Local area
    Worldwide
    Flexible hours

    American Express

    New York, NY
    2 days ago
  •  ...American Express Company seeks Senior Managers, Risk Management to...  ...and evaluate new data sources (regulated and non-regulated) that could...  ...covered by federal and/or state banking regulations, American Express...  ...with criminal convictions. US Job Seekers - Click to view the... 
    Senior
    Work at office
    Local area
    Remote work
    2 days per week

    American Express

    New York, NY
    11 hours ago
  •  ...and high-performing culture. Senior Manager U.S Operational Risk,...  ...New York, NY Global Transaction Banking (GTB) is the payments and...  ...for clients to do business with us. As businesses build their digital...  ...Auditors, management, and regulators. Strong team player who is open... 
    Senior
    Work at office
    Flexible hours

    Scotiabank

    New York, NY
    3 days ago
  •  ...globe. Valued at US$8 billion and backed by world-leading investors...  ...future of global banking. If that sounds...  ...Financial Crime Compliance, Regulatory Compliance...  ...'ll do As Senior Director,...  ..., controls, or audit within financial...  ...another highly regulated environment.... 
    Senior
    Local area
    Worldwide

    Airwallex

    New York, NY
    1 day ago
  • $120k - $160k

    Senior Manager, Property Tax | Lead Multi-State Compliance for Fortune 500 Clients | Remote-Friendly | Growth...  ..." button and sending us your resume. Salary: $12...  ...outsourcing engagements, audits, and appeals Oversee timely...  ..., Financial Services, and Banking #J-18808-Ljbffr Jobot
    Senior
    Full time
    Local area
    Remote work

    Jobot

    Hoboken, NJ
    3 days ago
  • $190k - $220k

     ...Natixis NY Branch is seeking a Senior Internal Auditor to ensure compliance with Bank Standards and conduct risk-focused audits. This role involves evaluating business operations, internal control systems, and coordinating with audit teams. The ideal candidate will have... 
    Senior

    Natixis NY Branch

    New York, NY
    4 days ago
  •  ...Goldman Sachs is seeking an Internal Audit Analyst in New York to ensure effective controls and compliance. Responsibilities include executing audits, assisting in planning scopes, and documenting findings. Candidates should have relevant educational backgrounds such as... 
    Senior

    Goldman Sachs

    New York, NY
    3 days ago
  • $109.9k - $125.4k

     ...Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...  ...Plan, perform, and lead large/complex audits at the...  ...of the following areas: banking or financial services...  ...state, and local laws and regulations regarding criminal background... 
    Senior
    Full time
    Part time
    Local area
    3 days per week

    Capital One Financial Corp

    New York, NY
    11 hours ago
  • $137k - $171k

     ...for an experienced compliance professional to...  ...will report to the Senior Finance...  ...operational finance audits, and gaming regulator and partner relationship...  ...(e.g., gaming, banking, energy, telecom)...  ...management or team lead experience Proven...  ...in New York with US offices in Los... 
    Temporary work
    Work at office
    Local area
    Worldwide

    FanDuel

    New York, NY
    5 hours ago
  • $104.6k - $191.6k

     ...Services - Global Compliance and Reporting - Real...  ...ambition have put us at the center of...  ...new entrants across Banking and Capital...  ...relationship matters to senior management and...  ...deliverables Ability to lead projects and work...  ...tax laws and regulations Provide effective... 
    Summer holiday
    Work at office
    Flexible hours

    EY

    New York, NY
    4 days ago
  •  ...cryptocurrency crime and ensure compliance. Backed by top-tier...  ...of finance. The Senior Manager of Revenue...  ...monthly reporting. Lead the Billing and...  ...documentation for audits. We are looking for...  ...knowledge of US GAAP principles, financial...  ...to improve banking efficiency, connect... 
    Senior
    Worldwide

    Second Renaissance

    New York, NY
    4 days ago
  • $350k

     ...Overview Job Title: US Head of Credit Risk Management...  ...and creating a bank wide strong risk culture...  ...with risk policies and regulations. Work with both internal...  ...to ensure that audits progress smoothly and that...  ...motivated and willing to lead and train; someone who... 
    Full time
    For contractors
    Work experience placement
    Work at office
    Local area
    Work from home
    Worldwide
    Flexible hours
    New York, NY
    12 days ago
  • $95k - $120k

     ...building a relationship-oriented bank for the modern world. We need...  ...As a member of the CIBC US Internal Audit Team, under the direction of the Audit Manager, the Senior Auditor is responsible for conducting...  ...controls; and promoting compliance with CIBC policies and... 
    Senior
    Temporary work
    Remote work
    2 days per week

    CIBC

    New York, NY
    2 days ago
  • $150k

     ...Banking & Capital Markets Tax Director The Opportunity...  ...on tax planning, compliance, and strategy. You will...  ...businesses navigate complex tax regulations and optimize their tax...  ...direction and lead business development efforts...  ...and family sick leave, and more. PwC (US)

    PwC (US)

    New York, NY
    3 days ago
  •  ...on-chain payments, banking and investments. Offering...  ..., results-driven Senior/Manager Internal...  ...to join the Internal Audit team. This role supports...  ..., operational, compliance, and IT/cybersecurity...  ...504) or equivalent US financial services regulations. ~ Strong written... 
    Senior
    Work at office
    Work from home

    Uphold Inc.

    New York, NY
    1 day ago
  •  ...A local financial institution in Oklahoma seeks an Internal Auditor to assess and ensure compliance with banking regulations. The role demands a Bachelor's degree in accounting or finance and at least one year of relevant experience. Preferred certifications include CIA... 
    Work at office
    Local area

    First United Bank

    Brooklyn, NY
    11 hours ago
  • $99k - $123.8k

     ...As Marqeta’s Credit Risk Senior Analyst , you will lead our underwriting strategy helping us to launch successful credit...  ...internal stakeholders including Banking, Product, Finance, and Data...  ...up-to-date knowledge of regulations and compliance requirements affecting both... 
    Work at office
    Remote work
    Flexible hours

    MQ Referrals Only

    New York, NY
    1 day ago
  • $200.7k - $229.1k

     ...Senior Manager, Technical Program Management (Risk...  ...Are you interested in leading programs that deliver...  ...Capital One, we’re changing banking for good. We were...  ...requirements; and AML and Compliance Tech (ACT), which...  ...compliance with BSA/AML regulations and global laws. Reinforcing... 
    Senior
    Local area

    Information Technology Senior Management Forum

    New York, NY
    4 days ago
  • $170k - $308k

     ...Job Title Senior Counsel, Bank Regulatory Legal Corporate Title Director Location New York...  ...organization. Deutsche Bank is a leading global banking organization headquartered...  ...Financial Services, among other key regulators The Bank Regulatory Legal team... 
    Senior
    Work at office
    Work from home

    Deutsche Bank

    New York, NY
    11 hours ago
  • $167.5k - $279k

     ...individuals who want to grow with us. If you want to be part of...  ...seeking a Consulting Senior Manager, Banking, Risk and FSI to join our team...  ...Business Acceleration Growth Lead with strong banking domain...  ...modernization, payments, lending, risk, compliance, customer experience, and... 
    Senior
    Full time
    Temporary work
    Work at office
    Remote work
    Flexible hours

    The Nippon Telegraph and Telephone Corporation (NTT)

    New York, NY
    4 days ago
  • $167.5k - $279k

     ...Consulting Senior Manager, Banking, Risk and FSI Location: New York, NY, US Company: NTT DATA Services We are currently seeking...  ...driven Business Acceleration Growth Lead with strong banking domain...  ...modernization, payments, lending, risk, compliance, customer experience, and... 
    Senior
    Full time
    Temporary work
    Remote work
    Flexible hours

    NTT DATA

    New York, NY
    2 days ago
  • $70.6k - $139.8k

    Job Overview We are looking for Audit Senior Associates with experience in the Banking industry. As an Audit Senior Associate, you will further learn to lead, gain deep industry insight, and grow...  ...with integrity at all times. In compliance with federal law, all persons... 
    Senior
    Local area
    Home office

    Crowe

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance Audit Lead US Banking Regulation. Be the first to apply!