Senior Compliance Audit Lead US Banking Regulation
TD Bank ATM
A leading financial institution in New York is seeking a Senior Audit Manager to lead compliance audits within the U.S. Branch. The ideal candidate will have over 7 years of relevant experience in auditing and a strong understanding of regulatory requirements. The role involves overseeing audits, providing guidance to team members, and ensuring effective risk management strategies are in place. This position offers competitive compensation and opportunities for career development. #J-18808-Ljbffr
$75.02k - $125.18k
...of Business: Audit Job... ...Manager I - U.S. Compliance Audit is responsible... ...executing and leading audit engagements... ...guidelines for TD Bank's Governance,... ...Functions. The US Consumer... ...Consumer Compliance regulations (including but... ...relationships with senior management, and...SuggestedWork at officeLocal areaWork from homeFlexible hours- ...Senior Vice President, Deputy Head of US Sanctions Compliance About the Company A globally recognized, major bank with a significant global footprint and regulatory... ...sanctions alerts, leading complex... ...knowledge of U.S. banking regulations, particularly OFAC, BSA...Senior
$92.22k - $149.31k
...Business: Audit Job Description... ...II is a senior-level leader within the U.S. Compliance Audit function,... ...processes. The US Consumer Compliance... ...Consumer Compliance regulations (including but not... ...Manager II will lead or serve as... ...effectiveness focused on TD Bank's US Operational...SuggestedWork at officeLocal areaWork from homeFlexible hours- ...compliant with applicable regulations. Ensure that... .... Monitoring compliance with Credit Policy... ...highest level in the banking industry, including... ...stakeholder at senior levels. Languages;... ...You can count on us to celebrate your... ...Unmind, a market-leading digital wellbeing...SeniorWork at officeWork from homeFlexible hours
$91k - $136k
...policies and practices Leads/participates in the... ...recommendations to Senior Management on critical... ...Works with Internal Audit / External Regulators, to ensure that documentation... ...guidelines of the Bank Ensures the timely... ...please email TD Bank US Workplace Accommodations...SuggestedWork at officeLocal areaWork from homeFlexible hours$92.22k - $149.31k
...Line of Business: Audit Job Description... ...Manager II is a senior-level leader within the U.S. Compliance Audit function,... ...processes. The US Consumer Compliance... ...Compliance regulations (including but not... ...Manager II will lead or serve as Auditor... ...focused on TD Bank's US Operational...Work at officeLocal areaWork from homeFlexible hours- ...Manager for their Global Transaction Banking division. This dynamic role focuses... ...the Go-To-Market strategy for US Business Deposit Products, ensuring... ...alignment with business objectives and compliance. The successful candidate will lead initiatives to enhance customer...Senior
$200k - $230k
...Head of Market Risk - US Prime Brokerage We... ...Head of Market Risk to lead risk oversight for... ...action , briefing senior leadership on key exposures... .... Engage with regulators , ensuring transparency, compliance, and alignment with... ...business segment of the Bank and assesses and...Work at officeLocal area$78k - $124.75k
...Senior Auditor New York, NY, United States... ...the Internal Audit Group at American... ...controls, consumer compliance, technology, operational... ...analytics, and banking operations. Our audit... ...compliance with regulations, and evaluate... ...together, you will help us define the future...SeniorFull timeWork at officeLocal areaWorldwideFlexible hours- ...American Express Company seeks Senior Managers, Risk Management to... ...and evaluate new data sources (regulated and non-regulated) that could... ...covered by federal and/or state banking regulations, American Express... ...with criminal convictions. US Job Seekers - Click to view the...SeniorWork at officeLocal areaRemote work2 days per week
- ...and high-performing culture. Senior Manager U.S Operational Risk,... ...New York, NY Global Transaction Banking (GTB) is the payments and... ...for clients to do business with us. As businesses build their digital... ...Auditors, management, and regulators. Strong team player who is open...SeniorWork at officeFlexible hours
- ...globe. Valued at US$8 billion and backed by world-leading investors... ...future of global banking. If that sounds... ...Financial Crime Compliance, Regulatory Compliance... ...'ll do As Senior Director,... ..., controls, or audit within financial... ...another highly regulated environment....SeniorLocal areaWorldwide
$120k - $160k
Senior Manager, Property Tax | Lead Multi-State Compliance for Fortune 500 Clients | Remote-Friendly | Growth... ..." button and sending us your resume. Salary: $12... ...outsourcing engagements, audits, and appeals Oversee timely... ..., Financial Services, and Banking #J-18808-Ljbffr JobotSeniorFull timeLocal areaRemote work$190k - $220k
...Natixis NY Branch is seeking a Senior Internal Auditor to ensure compliance with Bank Standards and conduct risk-focused audits. This role involves evaluating business operations, internal control systems, and coordinating with audit teams. The ideal candidate will have...Senior- ...Goldman Sachs is seeking an Internal Audit Analyst in New York to ensure effective controls and compliance. Responsibilities include executing audits, assisting in planning scopes, and documenting findings. Candidates should have relevant educational backgrounds such as...Senior
$109.9k - $125.4k
...Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's... ...Plan, perform, and lead large/complex audits at the... ...of the following areas: banking or financial services... ...state, and local laws and regulations regarding criminal background...SeniorFull timePart timeLocal area3 days per week$137k - $171k
...for an experienced compliance professional to... ...will report to the Senior Finance... ...operational finance audits, and gaming regulator and partner relationship... ...(e.g., gaming, banking, energy, telecom)... ...management or team lead experience Proven... ...in New York with US offices in Los...Temporary workWork at officeLocal areaWorldwide$104.6k - $191.6k
...Services - Global Compliance and Reporting - Real... ...ambition have put us at the center of... ...new entrants across Banking and Capital... ...relationship matters to senior management and... ...deliverables Ability to lead projects and work... ...tax laws and regulations Provide effective...Summer holidayWork at officeFlexible hours- ...cryptocurrency crime and ensure compliance. Backed by top-tier... ...of finance. The Senior Manager of Revenue... ...monthly reporting. Lead the Billing and... ...documentation for audits. We are looking for... ...knowledge of US GAAP principles, financial... ...to improve banking efficiency, connect...SeniorWorldwide
$350k
...Overview Job Title: US Head of Credit Risk Management... ...and creating a bank wide strong risk culture... ...with risk policies and regulations. Work with both internal... ...to ensure that audits progress smoothly and that... ...motivated and willing to lead and train; someone who...Full timeFor contractorsWork experience placementWork at officeLocal areaWork from homeWorldwideFlexible hours$95k - $120k
...building a relationship-oriented bank for the modern world. We need... ...As a member of the CIBC US Internal Audit Team, under the direction of the Audit Manager, the Senior Auditor is responsible for conducting... ...controls; and promoting compliance with CIBC policies and...SeniorTemporary workRemote work2 days per week$150k
...Banking & Capital Markets Tax Director The Opportunity... ...on tax planning, compliance, and strategy. You will... ...businesses navigate complex tax regulations and optimize their tax... ...direction and lead business development efforts... ...and family sick leave, and more. PwC (US)- ...on-chain payments, banking and investments. Offering... ..., results-driven Senior/Manager Internal... ...to join the Internal Audit team. This role supports... ..., operational, compliance, and IT/cybersecurity... ...504) or equivalent US financial services regulations. ~ Strong written...SeniorWork at officeWork from home
- ...A local financial institution in Oklahoma seeks an Internal Auditor to assess and ensure compliance with banking regulations. The role demands a Bachelor's degree in accounting or finance and at least one year of relevant experience. Preferred certifications include CIA...Work at officeLocal area
$99k - $123.8k
...As Marqeta’s Credit Risk Senior Analyst , you will lead our underwriting strategy helping us to launch successful credit... ...internal stakeholders including Banking, Product, Finance, and Data... ...up-to-date knowledge of regulations and compliance requirements affecting both...Work at officeRemote workFlexible hours$200.7k - $229.1k
...Senior Manager, Technical Program Management (Risk... ...Are you interested in leading programs that deliver... ...Capital One, we’re changing banking for good. We were... ...requirements; and AML and Compliance Tech (ACT), which... ...compliance with BSA/AML regulations and global laws. Reinforcing...SeniorLocal area$170k - $308k
...Job Title Senior Counsel, Bank Regulatory Legal Corporate Title Director Location New York... ...organization. Deutsche Bank is a leading global banking organization headquartered... ...Financial Services, among other key regulators The Bank Regulatory Legal team...SeniorWork at officeWork from home$167.5k - $279k
...individuals who want to grow with us. If you want to be part of... ...seeking a Consulting Senior Manager, Banking, Risk and FSI to join our team... ...Business Acceleration Growth Lead with strong banking domain... ...modernization, payments, lending, risk, compliance, customer experience, and...SeniorFull timeTemporary workWork at officeRemote workFlexible hours$167.5k - $279k
...Consulting Senior Manager, Banking, Risk and FSI Location: New York, NY, US Company: NTT DATA Services We are currently seeking... ...driven Business Acceleration Growth Lead with strong banking domain... ...modernization, payments, lending, risk, compliance, customer experience, and...SeniorFull timeTemporary workRemote workFlexible hours$70.6k - $139.8k
Job Overview We are looking for Audit Senior Associates with experience in the Banking industry. As an Audit Senior Associate, you will further learn to lead, gain deep industry insight, and grow... ...with integrity at all times. In compliance with federal law, all persons...SeniorLocal areaHome office
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