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AVP, Subscription Compliance — Private Funds (Remote Fridays)

iCapital

New York, NY
  • Remote job

iCapital is seeking a Subscription Document Review AVP to join its Regulatory and Compliance team to review investor subscription materials for private and registered funds. The role ensures completeness and compliance with the Investment Company Act, the Investment Advisers Act, the Securities Act, the Exchange Act, and FINRA rules. The position leads the Subscription Document Review team, manages client engagements, and collaborates with fund sponsors and law firms. #J-18808-Ljbffr iCapital

Vacancy posted 5 days ago
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