Senior Broker-Dealer Accountant: Close, Filings & Compliance
P2P
DRW, headquartered in Chicago, seeks a Broker Dealer Sr Accountant to lead monthly closes for three SEC-registered broker-dealers, compile FINRA filings, and support audits in a fast-paced, technology-driven environment. The role requires a 5+ year accounting track record with broker-dealer focus; Series 27 within a year is expected, CPA preferred. Strong analytical and communication skills are essential for cross-functional collaboration and regulatory readiness. Competitive benefits included. #J-18808-Ljbffr P2P
- ...diversified trading firm headquartered in Chicago, seeking a Broker Dealer Sr Accountant to advance accounting and analysis in a fast-paced,... ...broker-dealer entities. You will lead month-end close, FINRA filings, audits, and regulatory responses, collaborating with FINOP...Senior
- DRW in Chicago seeks a Broker Dealer Senior Accountant to lead the end-to-end monthly close for three SEC-registered broker-dealers and ensure timely, accurate financial statements. You will prepare FINRA filings and Net Capital computations, coordinate with auditors, and...Senior
$110k - $135k
...to challenge consensus. As Broker Dealer Sr Accountant , you will have an... ...-to-end monthly accounting close process for three SEC-registered... ...monthly and quarterly FINRA filings, including FOCUS Reports and... ...filings to support audit and compliance readiness. Respond to ad-...SeniorTemporary workFlexible hours- Phaxis seeks a Senior Compliance Officer to provide real-time compliance advisory support for our... ...States. You will lead regulatory filings, draft and refine policies, and advise... ...initiatives, ongoing calendar management, and close collaboration with Desk Heads #J-18808...Senior
- ...monitoring, safety, security, compliance, and surveying processes. Job Overview The Senior Accountant is responsible for ensuring the... ...month‑end and quarter‑end close processes. The ideal candidate... ...role. SEC Reporting & External Filings Prepare and review Form 10-K,...Senior
$77k - $214k
...OpportunityAs an Insurance Tax Senior Associate, you will provide... ...to clients on tax planning, compliance, and strategy, helping businesses... ...data, preparing and filing tax returns, and assisting businesses... ...assets, or collaborating closely with team members. We evaluate...SeniorFull timeH1b- Juniper Square is seeking a Senior Tax Accountant to own the partnership tax compliance cycle for a portfolio of private funds. You will prepare workpapers for... ...and a path to management. You will review Form 1065 filings and investor K-1s, ensuring accuracy, coordinating...SeniorRemote job
- Simplex Trading is looking for a detail-oriented Senior Accountant to join our Finance team in Chicago. This full-time position involves maintaining... ...the accuracy of financial records, ensuring regulatory compliance, and driving process improvements. The ideal candidate will...SeniorFull time
- Ritchie Bros. is seeking a Senior Financial Accountant to lead the day-to-day and month-end close processes, review complex journal entries and accruals, and perform... ...improving accounting processes, controls, and compliance across multiple entities. The SFA will collaborate...Senior
- A leading healthcare commercialization firm in Chicago seeks a Senior Accountant to manage month-end closes, ensure compliance, and provide support in financial reporting. The ideal candidate will have a Bachelor’s Degree in Accounting and 3-5 years of experience. Responsibilities...Senior
- tastytrade seeks an AML Compliance Officer to ensure compliance with AML regulations across all products. This role reports to the Chief... ...development, risk assessments, and regulatory reporting in a broker-dealer ecosystem based in Chicago. Ideal candidates have a strong...Senior
- ...Illinois, is searching for a detail-oriented Senior Accountant to support accounting operations for... ...CPG businesses. This role emphasizes GAAP-compliance, with responsibilities in inventory accounting and financial close processes. The ideal candidate has 4-6 years...Senior
$60k - $90k
...Alter Domus is currently seeking a new Senior Fund Accountant to join our Private Credit Fund... ...offer input Review documents to ensure compliance with client agreement(s) YOUR... ...experience ~ Experience working with Close End Funds, Private Equity, PERE, CMBS...SeniorWork at officeLocal areaFlexible hours$71.6k - $109.7k
...Senior Accountant Camping World is currently seeking a Senior Accountant... ...of processes, and compliance with regulatory and internal... ...Ensure deadlines for month-end close and financial reporting requirements... ...and maintain supporting files and documentation. Reconcile...SeniorFull timePart timeWork at officeLocal areaFlexible hours$75k - $95k
Byline Bank in Chicago seeks a Sr. Accountant to support month-end close, prepare schedules for financial statements and regulatory filings, and ensure GAAP compliance. You will review general ledger entries, analyze statements, assist audits, and improve internal controls...SeniorWork at office$124k - $335k
...Investment Company (RIC) - Senior Manager, you will... ...clients on tax planning, compliance, and strategy within... ...data, prepare and file tax returns, and assist... ...following: Certified Public Accountant, Member of the Bar or... ..., or collaborating closely with team members. We...SeniorFull timeH1b- ...individualized care,a culture focused on compliance and ethics, supportive user-centric... ...want to hear from you.About the RoleAs a Senior Accountant you will be an essential member of the... ...DoPerforms monthly, quarterly, and yearly close functions for the presentation of...SeniorFull time
- ...staffing agency is seeking a Senior Intellectual Property Specialist... ...to manage and facilitate the filing of patent applications in the... ...ideal candidate will work closely with patent attorneys and inventors... ...applications, and ensuring compliance with regulations. This...SeniorPermanent employment
- All Jobs > Senior Financial and Compliance Coordinator Senior Financial and Compliance... ...will support the core accounting operations while serving as... ...responsibilities such as 1099 filings, audit preparation, and... .... Month-End & Year-End Close - Lead assigned areas of theclose...SeniorWork at officeNight shiftWeekend work
$77k - $214k
...clients on tax planning, compliance, and strategy. These... ...data, prepare and file tax returns, and assist... ...increased efficiencies. As a Senior Associate you shall... ...Bachelor's Degree in Accounting- 2 years of experience... ..., or collaborating closely with team members. We...SeniorFull timeSecond jobH1b- ...Senior Tax Accountant Opportunity Our client's tax department is currently seeking tax professionals... ...projections and planning, and other compliance as needed. Requirements include a... ...accounting experience, experience in closely held, individual, partnership, and corporate...Senior
- ...reporting, complex technical accounting matters, and large-scale finance... ...'re looking to move beyond compliance and make a visible impact... ...and direct collaboration with senior finance leadership. Responsibilities... ...and review of SEC filings and external financial statements...SeniorWork at officeWork from home
$77k - $214k
...to clients on tax planning, compliance, and strategy. These individuals... ...financial data, prepare and file tax returns, and assist... ...creative tax solutions. As a Senior Associate you will analyze complex... ...proprietary assets, or collaborating closely with team members. We...SeniorFull timeH1b- Friend Health is seeking a Senior Staff Accountant to support the Accounting & Finance team in daily financial activities... ..., and financial reporting to ensure GAAP compliance and accuracy. Key duties include month‑end close, audits, budget assistance, AP/AR processing support...Senior
$125k - $150k
Invenergy LLC is seeking a Senior Advisor, Property Tax to join their growing tax team... ...lead high-impact property tax planning and compliance initiatives, engaging with external... ...candidate will have a Bachelor's degree in Accounting or Finance, 5+ years of multi-state property...SeniorVisa sponsorship- Google is seeking a seasoned accountant to design and oversee global advertising revenue accounting processes, ensuring ASC 606 compliance and strong internal controls. You will collaborate... .... You will contribute to monthly close, reporting, and process improvements across...Senior
- Beghouconsulting is seeking a Senior Accountant to own the monthly close and financial reporting. You will manage journal entries, reconciliations, and intercompany transactions across entities, ensuring accurate books and strong controls. You will support ASC 606/IFRS...Senior
$75k - $100k
A recruitment agency is seeking a full-time accounting professional in Chicago, IL. The role includes responsibilities such as month-end close, journal entries, reconciliations, and budgeting. Candidates must hold a bachelor's degree in accounting and ideally possess CPA...SeniorFull time$91k - $132k
...automate critical sales workflows, and close more deals with less effort. For... ...your career. Reporting directly to the Senior Manager of Revenue Accounting, this role will support the company’s revenue accounting function and compliance with ASC 606, Revenue from Contracts...SeniorContract workRemote workWork from homeFlexible hours- Northern Trust Corp in Chicago, IL seeks a Sr. Accountant for Financial Close and Consolidation to own the monthly close, consolidation, and financial reporting processes. You will prepare statements, journal entries, reconciliations, and analyses while collaborating with...SeniorWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Broker-Dealer Accountant: Close, Filings & Compliance. Be the first to apply!

