Senior Information Barrier & Trade Surveillance Lead
TD
TD Securities in New York, NY seeks an experienced Trade Surveillance Lead to oversee information barrier surveillance, MNPI monitoring and regulatory compliance for US markets. The role requires 5+ years in trade surveillance, a Bachelor's degree, and familiarity with FINRA/US regulations. The VP Compliance TDS leads a team of professionals, collaborates with front office, technology and operations, and drives risk-based surveillance improvements while supporting a culture of compliance and #J-18808-Ljbffr TD
Vacancy posted 15 hours ago
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