Senior Trade Surveillance Expert - AI & Market Compliance
Obsidian
Obsidian is seeking experienced Trade Surveillance Experts to support the development and evaluation of advanced AI systems for markets compliance and detection of market abuse. In this role, you will leverage your expertise in trade surveillance and regulatory compliance, evaluating complex scenarios while identifying suspicious activities. Candidates should have substantial experience and knowledge of relevant surveillance platforms. The position is located in New York and offers the chance to work on innovative financial technology projects. #J-18808-Ljbffr Obsidian
- ...dealer is seeking an experienced Senior Compliance Officer to support the firm'... ..., futures, and electronic trading . This role partners closely... ..., trading strategies, market structure changes, and regulatory... ...developments. Support trade surveillance, algorithmic trading...SurveillanceSenior
- ...RezinJob ID: REQ8207The Compliance Technology team at BAM... ...spans across pre and post trade compliance, regulatory... ...geographies, trade surveillance and workflow applications... ...scalability, and time-to-market when delivering... ...a plusFamiliarity with AI-assisted development tools...SurveillanceSenior
- ...Consultant to join our Professional Services practice, delivering Trade Surveillance and Transaction Monitoring solutions to exchanges, asset... ..., and monitoring. The role requires 7+ years in capital markets, strong communication, and hands-on integration experience;...Surveillance
- Marex is hiring a Surveillance Compliance Officer for its New York office. The role focuses on Trade Surveillance, E-communications and Voice review across US BD and FCM lines... ...requires solid understanding of financial markets, strong data analysis, and experience in a...SurveillanceSeniorWork at office
$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications... ...Excellent understanding of financial markets. Data analysis and interpretation skills...SurveillanceSeniorWork at office- FalconX in New York City seeks a Compliance Associate, Markets Surveillance to independently investigate trade surveillance alerts, assist with token and asset due diligence... ...work at the intersection of compliance, data, AI, and market structure—leveraging internal tools...Surveillance
$81.4k - $151.8k
...Street Job Family Group Audit, Risk & Compliance The Capital Markets Senior Compliance Officer will assist in... ...risk assessment, monitoring and surveillance activities to ensure that the Compliance... .... Strong understanding of options trading and market structure. Experience...SurveillanceSeniorLocal area- Chicago Trading Company (CTC) is seeking a Compliance Officer to support global compliance operations, focusing on surveillance for securities and futures with a strong emphasis on risk assessment and process improvement. The role reports to the Chief Compliance Officer...SurveillanceSenior
- ...fastest growing prediction market. We enable individuals... ...real-world events by trading on outcomes across... ...RolePolymarket is looking for a Senior Data Scientist /... ...with product and compliance, sitting between the data... ...Experience with trade surveillance, market manipulation...SurveillanceSenior
- ..., we are shaping the financial markets of tomorrow by providing cutting-edge trade surveillance technology that protects investors... ..., and ensures regulatory compliance across traditional financial assets... ...and caching technologies. ~ Expert-level SQL and query optimization...SurveillanceSeniorRemote workWorldwide
$155k - $285k
Senior Quantitative Analyst - Interest Rate Modeling & Risk Analytics... ..., portfolio management and trading platforms, as well as the... ...create high impact valuation, surveillance and risk management tools for... ...risk analytics used to quantify market risk for hedging and return...SurveillanceSeniorTemporary workFor contractorsWork experience placement$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified... ..., systems, controls, surveillance, testing and reporting... ...alternative data providers• Conduct trading surveillance reviews with a focus on potential market manipulation and insider...Surveillance$125k - $175k
...platform, providing essential liquidity, market access and infrastructure services to... ...products, executing around 50 million trades and clearing 205 million contracts in... ...of Role: Marex is recruiting for a Surveillance Compliance officer to join the team our at our...SurveillanceSeniorFull timeWork at officeImmediate start- TD Securities in New York, NY seeks an experienced Trade Surveillance Lead to oversee information barrier surveillance, MNPI monitoring and regulatory compliance for US markets. The role requires 5+ years in trade surveillance, a Bachelor's degree, and familiarity with...SurveillanceSenior
$150k - $220k
...Analyst - Director/ Senior Director (NY)... ...initial ratings and surveillance of corporate-level... ...property types, property markets/economies, and... ...monitor covenant compliance. Maintain peer... ...companies, and non-traded REITs.Strong verbal... ...Familiarity with Generative AI tools such as...SurveillanceSeniorFull timeTemporary workLocal areaFlexible hours- ...mission to transform financial compliance with cutting-edge technology. We’re looking for a Senior Pre-Sales Specialist to... ..., and shape the future of trade and communications surveillance . What We’re Looking For:... ...regulations Experience in market abuse & trade surveillance...SurveillanceSeniorFull time
$171k - $247k
Act as a thought and operating partner to the AI & Gemini App Marketing leadership and team.Act as Chief of Staff to the Vice President of the Gemini App Marketing team.Support annual marketing planning for the teams and cross-functional initiatives, including establishing...Senior- ...individual to join our team as a Senior Compliance Officer. In this role, the... ...to the firm’s equities trading and sales teams. The role ensures... ...regulatory risk, support surveillance and control frameworks, and... ...regulatory questions, trading rules, market conduct, and policy...SurveillanceSenior
- Compliance Officer | SEC Registered Investment Adviser / Hedge Fund... ...conflicts of interest, personal trading, outside business activities... ...as wall crossings, trade surveillance, and monitoring activities... ...PF, and Form CPO-PQR Review marketing materials, DDQs, and client...SurveillanceSenior
- WRITER in New York is seeking a Senior Product Marketing Manager, platform & LLMs, to own the go-to-market for IT-facing products and translate... ...assets and compelling narratives around governance, security, and compliance for regulated industries. #J-18808-Ljbffr WRITERSenior
- Citadel Securities is seeking a self-driven Senior Market Data Engineer in New York to take end-to-end ownership of core components of their... ...for throughput and latency, while collaborating closely with trading and quantitative research teams to enhance system resiliency...Senior
$150k - $200k
...and navigate complex markets together. We leverage... ...will support the firm's compliance program across registered... ...funds, and exchange-traded funds (ETFs), ensuring... ...testing and surveillance activities related to... ...discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton...SurveillanceSeniorFull timeLocal area3 days per week$119k - $218.3k
Position Summary Senior Consultant - Capital Markets Surveillance Our Enterprise Operations... ...market abuse, insider trading, and other trading anomalies... .../ information barriers compliance, or 1st line supervision... ...and use advanced data, AI, and emerging...SurveillanceSeniorWork at office- ...by leveraging data and AI as core assets. Our AI-... ...standards and regulatory compliance. Our decentralized... ...transformative projects in marketing, operations, and... ...the deal team and the trading desk to the investment... ...ability to develop into a senior investment banking or product...SeniorWork experience placementWork at officeRelocation package
- ...At TWG AI, we drive innovation and business... ...and regulatory compliance. Our decentralized... ...efforts in marketing, operations, and product... ...The Role As a Senior Data Scientist for... ...at the core of the surveillance systems — the layer that turns raw trading behavior into scored...SurveillanceSeniorFull time
$202k - $303k
The Senior Advisor: Market Regulation and Regulatory Service Agreement... ...and subject matter expert on market structure,... ...strategies across surveillance and market... ...market regulation and trading activitiesStrong understanding... ...market regulation, compliance, or related...SurveillanceSeniorFull timeContract workTemporary workFor contractorsFor subcontractorWork at officeLocal areaImmediate start- RBC in New York seeks an Associate, Global Markets Supervisor to lead regulatory supervision and trade surveillance for US Global Markets. You will sign off on items for senior management, coordinate regulator representations, and ensure timely action on risk assessments...Surveillance
- ...risk analyst to conduct in-depth research and analysis of market, credit, and trading data to identify risks and develop mitigation strategies.... ...as appropriate while collaborating with market risk, surveillance, and other departments. #J-18808-Ljbffr Informatic Technologies...Surveillance
- Compliance Associate (New York, NY): Our... ...wall crosses, trade requests,... ...compliance testing and surveillance program, as... ...of the SEC Marketing Rule to assist... ...Reference #2979397 Seniority level... ...in a new way. Experts add insights directly... ...the help of AI. #J-18808-Ljbffr...SurveillanceSeniorFull time
$97.2k - $195k
...executing second line of defense compliance and operational risk... ...rules of the relevant products, markets and venues, and other... ...Independent Testing through surveillance activity undertaken and/or escalated... ...in a dynamic and fast-paced trading floor environmentDesired...SurveillanceFull timeWork at officeLocal areaFlexible hoursDay shift
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