Senior Trade Surveillance Expert - AI & Market Compliance
Obsidian
Obsidian is seeking experienced Trade Surveillance Experts to support the development and evaluation of advanced AI systems for markets compliance and detection of market abuse. In this role, you will leverage your expertise in trade surveillance and regulatory compliance, evaluating complex scenarios while identifying suspicious activities. Candidates should have substantial experience and knowledge of relevant surveillance platforms. The position is located in New York and offers the chance to work on innovative financial technology projects. #J-18808-Ljbffr Obsidian
$125k - $175k
Rex Technologies GmbH is seeking a Surveillance Compliance Officer in New York to provide Trade Surveillance and ensure compliance with SEC, FINRA, and other regulations... ...with compliance teams. With a focus on financial markets, candidates should possess strong data analysis...SurveillanceSenior$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications... ...Excellent understanding of financial markets. Data analysis and interpretation skills...SurveillanceSeniorWork at office- ...work across our Global Risk Surveillance Program. This is an opportunity... ...surveillance for potential market manipulation and misconduct,... ...timely manner and work with local Compliance staff to determine an... ...and investigations, conduct trade reconstruction efforts, and perform...SurveillanceSeniorTemporary workLocal areaWork from homeFlexible hours
- Macquarie Bank Limited is seeking a skilled individual to oversee its Global Risk Surveillance Program in Houston. This role requires 7-10 years of experience in commodity and energy OTC markets, with a deep understanding of operational flows and manipulation risks. You...SurveillanceSenior
$160k - $240k
Senior Software Engineer - VAULT Location... ...on VAULT to manage compliance across Bloomberg Message... ..., Mobile, Files, Trades, Voice, and Social... ...: Communications surveillance Archival and... ...systems Fluency in AI development tools... ...work experience, market conditions, education...SurveillanceSeniorTemporary workFor contractorsWork experience placement$81.4k - $151.8k
...:Audit, Risk & ComplianceThe Capital Markets Senior Compliance Officer will assist in the effective... ...ongoing risk assessment, monitoring and surveillance activities to ensure that the... ...rulesStrong understanding of options trading and market structureExperience across...SurveillanceSeniorContract workPart timeLocal area- SGS Société Générale de Surveillance SA is hiring for a compliance advisory role focused on regulatory guidance and oversight of research publications. The ideal candidate will possess strong knowledge of U.S. securities laws and have at least 5 years of relevant experience...SurveillanceSenior
$150k - $200k
...Overview The Global Compliance Department is... ...Board, UDP and senior management, as needed... ..., the Global Surveillance Team is... ...communications and trading as it relates the market manipulation, collusion... ...Build and train AI and machine... ...Subject matter expert for a functional...SurveillanceWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...seeking a Gartner Analyst to provide critical insights and market predictions for AI solutions. As an industry thought leader, you'll engage directly... ..., shaping AI strategies through in-depth research and expert presentations. The ideal candidate will have over 12 years...SeniorRemote work
- ...individual to join our team as a Senior Fixed Income Compliance Officer. In this role the... ...the firm’s fixed income trading and sales teams. The role... ...regulatory risk, support surveillance and control frameworks,... ...questions, trading rules, market conduct, and policy interpretation...SurveillanceSenior
$125k - $175k
...platform, providing essential liquidity, market access and infrastructure services to... ...products, executing around 50 million trades and clearing 205 million contracts in... ...of Role: Marex is recruiting for a Surveillance Compliance officer to join the team our at our...SurveillanceSeniorFull timeWork at officeImmediate start- Citadel Securities is seeking a self-driven Senior Market Data Engineer in New York to take end-to-end ownership of core components of their... ...for throughput and latency, while collaborating closely with trading and quantitative research teams to enhance system resiliency...Senior
- Compliance Officer | SEC Registered Investment Adviser / Hedge Fund... ...conflicts of interest, personal trading, outside business activities... ...as wall crossings, trade surveillance, and monitoring activities... ...PF, and Form CPO-PQR Review marketing materials, DDQs, and client...SurveillanceSenior
$215k - $260k
...Senior Vice President, Senior Compliance Officer PIMCO is a global leader in active fixed... ...across public and private markets. We invest our clients' capital... ...through strong controls, surveillance, and governance... ...administration Personal trading surveillance Electronic communications...SurveillanceSeniorFlexible hours- ...by leveraging data and AI as core assets. Our AI-... ...standards and regulatory compliance. Our decentralized... ...transformative projects in marketing, operations, and... ...the deal team and the trading desk to the investment... ...ability to develop into a senior investment banking or product...SeniorWork experience placementWork at officeRelocation package
- A global consulting firm seeks a Senior Manager for their Data Strategy segment. This role is responsible for leading complex transformation programs in private markets. The ideal candidate will have over 9 years of experience in consulting and extensive knowledge of data...SeniorFlexible hours
- Insight Global is seeking a Senior Market Data Engineer to enhance its real-time market data infrastructure in a front office trading environment. Key responsibilities include supporting market data platforms, monitoring system performance, troubleshooting issues, and collaborating...Senior
- Compliance - Senior Compliance Officer - New Jersey New Jersey About us: Founded in 2015, B2... ..., options, CFDs, and NDFs across all market conditions. Our growing team has deep... ...(KYC), Anti‑Money Laundering (AML), trade surveillance, sanctions for our growing US business...SurveillanceSeniorLocal areaShift work
$150k - $300k
Senior Software Engineer, Global Banking & Markets, Equities Trading Technology New York, New York, United States Job Description... ...Critically, you will lean heavily into AI‑driven development. Using... ...: Work alongside domain experts to understand existing production...SeniorFull timeTemporary workPart timeWork at officeFlexible hours- Obsidian in New York is seeking experienced Trade Surveillance Experts to evaluate and enhance AI systems for compliance in capital markets. Candidates should have a strong background in trade surveillance, market conduct monitoring, and regulatory compliance. The ideal...Surveillance
- Compliance Associate (New York, NY): Our... ...wall crosses, trade requests,... ...compliance testing and surveillance program, as... ...of the SEC Marketing Rule to assist... ...Reference #2979397 Seniority level... ...in a new way. Experts add insights directly... ...the help of AI. #J-18808-Ljbffr...SurveillanceSeniorFull time
- ...As B2C2 continues its rapid growth across global markets, we need an execution-focused senior compliance leader to strengthen regulatory engagement... ...Your Customer (KYC), Anti‑Money Laundering (AML), trade surveillance, and sanctions for the U.S. business. • Advise...SurveillanceSeniorLocal areaWorldwideFlexible hoursShift work
$100k - $160k
Nomura is seeking a Sales and Trading Supervision Associate in New York to conduct daily reviews of trading across various desks. The... ...experience, proficiency in Excel, and an understanding of US equity market structure. The position offers a competitive pay range of $100,...Surveillance$120k - $150k
...Department Profile As a market leader, the talent and passion... ...recruiting for a senior associate role for the Portfolio Surveillance team. Main duties are a... ...Aladdin and Sentinel as compliance engines. Promptly investigate... ...pre- and post-trade violations. Provide pre-...SurveillanceSeniorTemporary workLocal areaWorldwide$100k - $150k
...solutions including access control, video surveillance, intrusion detection, and unified... ...early-stage project opportunities through market visibility, contractor alignment, and owner... ...tools, including artificial intelligence (AI), to help identify and evaluate candidates...SurveillanceSeniorContract workFor contractors$200k - $250k
...cutting-edge proprietary trading firm with a long-term... ...impact on the markets, the lives of our employees... ...proactive and detail-oriented Compliance Software Engineer to... ...with compliance/surveillance platforms or financial... ...Artificial Intelligence (AI) Information submitted...SurveillanceSeniorFor contractors- ...We are looking for a Senior Research Associate to... ...Autonomous US Capital Markets team in New York. If you... ...to become an industry expert as you work alongside... ...including our sales and trading teams and... ...#J-18808-Ljbffr SGS Société Générale de Surveillance SASurveillanceSeniorWork experience placementWork at officeWorldwideFlexible hours
$89.2k - $148.6k
CME Chicago Mercantile Exchange Inc. is seeking a Sr. Market Surveillance Analyst in New York. The position involves monitoring markets to detect manipulation and conducting investigations on compliance issues. Analysts will communicate findings to management and prepare...SurveillanceSenior- ...Trade Surveillance Analyst page is loaded## Trade Surveillance Analystremote... ...sustain leadership in the markets they serve. And, we’re developing... ...surveillance to ensure compliance with appropriate rules, regulations... ...Information Technology and Senior Management in the...SurveillanceContract workFor contractorsImmediate start
$150k - $200k
...institutional digital assets platform spans trading, investment banking, asset management... ...data center infrastructure to power AI and high-performance computing,... ...Build Dream Teams. Who You Are: As a Compliance, Market Surveillance Vice President, you will join an...SurveillanceFull timeLocal areaFlexible hours
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