Investment Advisory Compliance Specialist
Ascendo Resources
Ascendo Resources in Miami is seeking a Compliance Analyst to join our team, responsible for developing and maintaining the firm’s SEC compliance program and ensuring adherence to the Investment Advisers Act of 1940. The role requires strong knowledge of SEC regulations and experience in asset management environments, with a focus on regulatory accuracy and risk mitigation. You will review policies, oversee filings, AML/KYC checks, and coordinate with outside counsel on vendor agreements, while #J-18808-Ljbffr Ascendo Resources
Vacancy posted 5 days ago
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