Compliance Associate
Green Key Resources
Job DetailExperience Level Associate DirectorDegree Type Bachelor of Science (BS)Employment Full TimeWorking Type HybridJob Reference 0000019935Salary Type AnnuallyIndustry Private EquitySelling Points Contribute to a lean, high-performing team with growth potential. Enjoy competitive compensation, bonuses, and comprehensive benefits. Work in a flexible hybrid environment with work-life balance.Job DescriptionCompliance Associate OverviewThe Compliance Associate will support compliance and back-office operations for a dynamic investment firm specializing in energy and infrastructure.Assist with compliance calendar management, annual filings, and brokerage statement reviews to ensure regulatory adherence.Collaborate on marketing reviews and code of ethics enforcement, maintaining high standards of compliance integrity.Contribute to a lean, high-performing team in a hybrid work environment with flexible arrangements.Opportunity to grow into a Chief Compliance Officer role, gaining leadership experience and professional development.Work closely with experienced professionals in a fast-paced, collaborative setting.Benefit from competitive compensation, bonuses, and comprehensive benefits including 401k matching and insurance coverage.Enjoy work-life balance with a hybrid schedule and supportive team culture.Compliance Associate Key Responsibilities & DutiesManage compliance-related tasks including annual filings, marketing reviews, and brokerage statement assessments.Ensure adherence to regulatory requirements and maintain compliance documentation and records.Support the General Counsel/Chief Compliance Officer in daily operations and strategic initiatives.Conduct reviews and updates of the compliance calendar, ensuring timely completion of tasks.Assist in enforcing the code of ethics and handling compliance inquiries from internal teams.Collaborate on structured debt and equity projects within the energy and infrastructure sectors.Identify and implement process improvements to enhance compliance efficiency and effectiveness.Support marketing material reviews and ensure alignment with regulatory standards.Compliance Associate Job RequirementsBachelor of Science (BS) degree in a relevant field is required.Minimum of 2 years of experience in compliance, with 5 years preferred.Background in compliance and marketing reviews is highly desirable.Strong attention to detail and ability to manage multiple responsibilities effectively.Self-starter with excellent organizational and problem-solving skills.Familiarity with buy-side compliance and regulatory requirements is advantageous.Proficiency in managing compliance calendars and related documentation.Ability to work in a hybrid environment with flexibility and adaptability.
$85.1k - $141.8k
As a Compliance Associate within the Clearing and Post Trade Services Division, you will play a critical role in safeguarding the integrity of our Clearing House—designated as a Systemically Important Financial Market Utility (SIFMU). In this role, you will ensure robust...SuggestedFull timeWorldwideShift work- ...instruments such as stocks, futures, and options. ABN AMRO Clearing USA LLC-Member FINRA, NFA, FIA and SIPC. Job Overview: The compliance associate role supports firm‑wide compliance activities to ensure that business operations, policies, and procedures are aligned with...SuggestedWork at officeLocal areaFlexible hours3 days per week
ABN AMRO Clearing USA LLC
Chicago, IL1 day ago $65k - $120k
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Chicago, IL3 days ago- ...Invenergy, LLC in Chicago is seeking a Compliance Associate for Asset Management. The candidate will support Prevailing Wage & Apprenticeship compliance across the operating portfolio, ensuring documentation accuracy and compliance. The role involves stakeholder coordination...SuggestedApprenticeship
Invenergy
Chicago, IL3 days ago - ...Connect Search, LLC is seeking a Compliance Associate in Chicago, IL with a hybrid work arrangement (4 days in office). The role focuses on managing the code of ethics, coordinating compliance tasks, and generating reports for governance and regulatory purposes. You will...SuggestedWork at office
Connect Search
Chicago, IL12 hours ago - ...performing team where every person plays a meaningful role. The Opportunity The firm's General Counsel/CCO is looking to add a Compliance Associate to help manage a growing workload across compliance, back office, and regulatory functions. This is an excellent opportunity...Work at officeWork from homeMonday to Friday
Green Key Resources
Chicago, IL4 days ago $110k - $150k
Our client, a well-established investment management firm, is seeking a Compliance Associate to join its Chicago-based compliance team. This role offers broad exposure to investment adviser compliance, regulatory filings, client reporting, and policy administration within...Work at office$260k - $365k
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- ...inquiry and/or external examination process: monitor inquiries and information requests, assign regulatory inquiries/request to compliance staff, review and analyze requests for potential compliance breaches/issues, communicate with relevant stakeholders, retrieve responsive...Work at officeLocal area
$96.7k - $148.1k
Job Description Position Summary: The Senior Risk and Compliance Analyst is a key member of the IT Governance, Risk, and Compliance (GRC) team, responsible for supporting and advancing the organization’s IT risk, compliance, and third-party risk management (TPRM) programs...Minimum wageFull timeWork at officeRemote workShift work- Kearney Italia, Inc. is seeking a Risk & Compliance Associate to enhance its compliance programs and support risk management initiatives. The ideal candidate will have 4-7+ years of relevant experience and a strong commitment to ethical practices. This role offers the...
$77k - $202k
...PrivacyManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. You...Full timeH1b- Job-ID32200182Reference26-00335Compliance Analyst As a CLE Compliance Analyst II, you will play a key role within the Risk Management... ...CLE) compliance across multiple jurisdictions. Reporting to the Associate Director of CLE Compliance, this role sits within the Risk...Work at office
$86k - $126k
Eaton Electrical Division is seeking a Trade Compliance Analyst to lead Trade Agreements Act (TAA) and Country of Origin (COO) compliance for IT and datacenter power products, including UPS systems, power distribution equipment, rack power solutions, and related accessories...H1bWork at officeLocal areaRelocationHome officeVisa sponsorship$80k - $85k
...operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.Position Purpose: The Compliance Analyst II supports the firm’s employee and Introducing Broker (IB) compliance programs by administering applicable regulatory...Work at office$90k - $121.3k
...community and client-focused company that is firmly rooted in its core values.ResponsibilitiesWe are currently seeking a Senior Compliance Advisory Services Officer who will serve as the primary Compliance Department point of contact for assigned lines of business and...Work experience placementWork at office$89k - $105k
...of its clients by delivering this unique financial planning service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a new investment advisory business activity at the pre-launch...Work at officeFlexible hoursShift work3 days per week- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We partner with the world's leading AI research labs to build smarter, safer AI systems - and we need practitioners who know how compliance and risk management actually work in the real...Hourly payOngoing contractContract workFreelanceRemote workWorldwideFlexible hours
Alignerr
Chicago, IL4 days ago - Player error The player is having trouble. We’ll have it back up and running as soon as possible. Patron Commissioned by Count Jan and Countess Valeria Tarnowski Hours: Sunday–Tuesday and Thursday: 10 am–5 pm Extended Hours: Friday and Saturday: 10 am–9 pm Closed Thanksgiving...Immediate startWeekend workDay shiftAfternoon shift
100 The Metropolitan Museum of Art
Chicago, IL5 days ago $24 - $28 per hour
...collaborative work environment, and endless growth opportunities. About the Job: We are actively hiring a Regulatory Compliance Specialist at our Andersonville, Chicago, IL site. Shift: Monday-Friday day shift (40 hours per week) Location: Onsite...Hourly payFull timeContract workCasual workWork at officeLocal areaMonday to FridayFlexible hoursShift workDay shiftAfternoon shiftFlourish Research
Chicago, IL1 day ago- ...Health Company in Oak Brook is seeking a Regulatory Affairs Specialist to support regulatory strategy, prepare listings, and ensure compliance. Ideal candidates will have a bachelor’s degree in Life Sciences or Engineering and at least two years of experience in...
Sotera Health LLC
Oak Brook, IL2 days ago $27 - $30 per hour
A nonprofit organization in Chicago seeks a Training Coordinator to develop, coordinate, and deliver essential training for staff members supporting adults with intellectual and developmental disabilities. Candidates should have a bachelor's degree in social services or...Hourly payFull timeEl Valor
Chicago, IL3 days ago$63k - $95k
...and maintains registrations and listings, and ensures ongoing compliance with global regulatory bodies. This role partners closely with... .... PCQI/FDQI certification is preferred. Knowledge of FSMA and associated requirements is preferred. CAPA and controlled document change...Immediate startWorldwideFlexible hoursSterigenics
Chicago, IL3 days ago- ...active job posting will not be considered for employment. What You'll Do: This role will support a team ensuring OCC demonstrates compliance with regulatory obligations. Primary responsibilities include supporting the team in maintaining OCC’s legal framework,...Remote workShift work2 days per week
National Black MBA Association
Chicago, IL4 days ago - ...Covista is seeking a Senior Regulatory Affairs Analyst in Chicago, Illinois. The role involves ensuring compliance with various regulatory bodies, developing procedures, and serving as a liaison for program changes. The ideal candidate will possess a Bachelor's Degree...
Covista
Chicago, IL4 days ago $51.7k - $101.5k
...A regional bank in Chicago seeks a Compliance Testing Analyst to conduct compliance control testing for various banking operations. The ideal candidate will have a Bachelor's degree in Business or related fields and at least 3 years of banking experience. Responsibilities...Old National Bank
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...Senior Associate - Regulatory Compliance (Alternative Assets) Full-time Department: Client Services Type of Hire: Permanent We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of...Permanent employmentFull timeLocal areaWorldwideFlexible hoursIQE
Chicago, IL4 days ago$60k - $70k
...systems; establishing literacy programs; and supporting vegetable and livestock farms. Overview of the Position: The Procurement and Compliance Specialist will play a critical role in ensuring the efficient, transparent, and compliant acquisition of goods, services, and...Full timeContract workWork at officeLocal areaRemote workFlexible hoursGrabJobs
Chicago, IL1 day ago$80k - $90k
...We are seeking a Regulatory Affairs professional to support and manage regulatory compliance for personal care and hair care products across domestic and international markets. This role is responsible for ensuring products meet all applicable regulations, including U...Contract workWork at officeRemote workAvlon
Melrose Park, IL4 days ago
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