Compliance Associate
Green Key Resources
About the Firm: This is a private equity firm managing several billion dollars in AUM, investing across structured debt and equity in energy and infrastructure. The firm operates with a lean, high-performing team where every person plays a meaningful role. The Opportunity The firm's General Counsel/CCO is looking to add a Compliance Associate to help manage a growing workload across compliance, back office, and regulatory functions. This is an excellent opportunity for a motivated compliance professional looking to take on increasing responsibility at a boutique, entrepreneurial platform. Responsibilities include but are not limited to: Support day-to-day compliance operations across the firm Assist with NDA review and deal-related compliance matters Manage and maintain the compliance calendar Handle annual regulatory filings Conduct marketing material reviews Review brokerage statements Administer the Code of Ethics program Assist with back office functions as needed Manage multiple ongoing projects and priorities simultaneously Take on broad-based buy-side compliance responsibilities as they arise Candidate Profile 1-3 years of experience in compliance, ideally within investment management Self-starter who can identify work that needs to get done and take initiative without being told Strong attention to detail Responsive and reliable, comfortable working in a lean, fast-moving environment Able to juggle multiple responsibilities at once Work Environment In-office Monday-Thursday, WFH Fridays #J-18808-Ljbffr
- Job DetailExperience Level Associate DirectorDegree Type Bachelor of Science (BS)Employment Full TimeWorking Type HybridJob Reference... ...-life balance.Job DescriptionCompliance Associate OverviewThe Compliance Associate will support compliance and back-office operations for...SuggestedFlexible hours
- ...growing private equity firm with a strong platform and a differentiated investment focus. About the Role The firm is hiring a Compliance Associate to manage and administer the code of ethics program and contribute to the general development and management of the firm's...Suggested
- ...Job Details Location: Rockford, IL 61107 • Full Time • Salary: $24.00 – $33.00 per hour • Day Shift Our Compliance Associate role offers a unique opportunity to learn from experienced industry professionals while gaining hands‑on exposure to regulatory oversight, compliance...SuggestedHourly payFull timeSummer workFlexible hoursDay shift
$85.1k - $141.8k
As a Compliance Associate within the Clearing and Post Trade Services Division, you will play a critical role in safeguarding the integrity of our Clearing House—designated as a Systemically Important Financial Market Utility (SIFMU). In this role, you will ensure robust...SuggestedFull timeWorldwideShift work- ...Connect Search, LLC is seeking a Compliance Associate in Chicago, IL with a hybrid work arrangement (4 days in office). The role focuses on managing the code of ethics, coordinating compliance tasks, and generating reports for governance and regulatory purposes. You will...SuggestedWork at office
- ...instruments such as stocks, futures, and options. ABN AMRO Clearing USA LLC-Member FINRA, NFA, FIA and SIPC. Job Overview: The compliance associate role supports firm‑wide compliance activities to ensure that business operations, policies, and procedures are aligned with...Work at officeLocal areaFlexible hours3 days per week
- ...Invenergy, LLC in Chicago is seeking a Compliance Associate for Asset Management. The candidate will support Prevailing Wage & Apprenticeship compliance across the operating portfolio, ensuring documentation accuracy and compliance. The role involves stakeholder coordination...Apprenticeship
$65k - $120k
...Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps... ...Wealth Management Business. Private Wealth Management Compliance – Associate (Chicago) As part of this team, the primary responsibilities...Full timeTemporary workPart time$110k - $150k
Our client, a well-established investment management firm, is seeking a Compliance Associate to join its Chicago-based compliance team. This role offers broad exposure to investment adviser compliance, regulatory filings, client reporting, and policy administration within...Work at office$260k - $365k
...Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a mid-level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer...Full timeTemporary workWork at officeFlexible hours- ...Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design, manufacturing, and sales of medical devices (including Class I and II devices, software as a medical device, and...
- ...inquiry and/or external examination process: monitor inquiries and information requests, assign regulatory inquiries/request to compliance staff, review and analyze requests for potential compliance breaches/issues, communicate with relevant stakeholders, retrieve responsive...Work at officeLocal area
$77k - $202k
...PrivacyManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. You...Full timeH1b$96.7k - $148.1k
Job Description Position Summary: The Senior Risk and Compliance Analyst is a key member of the IT Governance, Risk, and Compliance (GRC) team, responsible for supporting and advancing the organization’s IT risk, compliance, and third-party risk management (TPRM) programs...Minimum wageFull timeWork at officeRemote workShift work- Kearney Italia, Inc. is seeking a Risk & Compliance Associate to enhance its compliance programs and support risk management initiatives. The ideal candidate will have 4-7+ years of relevant experience and a strong commitment to ethical practices. This role offers the...
- Job-ID32200182Reference26-00335Compliance Analyst As a CLE Compliance Analyst II, you will play a key role within the Risk Management... ...CLE) compliance across multiple jurisdictions. Reporting to the Associate Director of CLE Compliance, this role sits within the Risk...Work at office
$80k - $85k
...operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.Position Purpose: The Compliance Analyst II supports the firm’s employee and Introducing Broker (IB) compliance programs by administering applicable regulatory...Work at office$86k - $126k
Eaton Electrical Division is seeking a Trade Compliance Analyst to lead Trade Agreements Act (TAA) and Country of Origin (COO) compliance for IT and datacenter power products, including UPS systems, power distribution equipment, rack power solutions, and related accessories...H1bWork at officeLocal areaRelocationHome officeVisa sponsorship$21.75 - $24.88 per hour
Job ID: 292535 Store Name/Number: IL-Oak Brook (0254) Address: 104 Oakbrook Center, Oak Brook, IL 60523, United States (US) Hourly/Salaried: Hourly (Non-Exempt) Full Time/Part Time: Part Time Position Type: Regular Your Role at Sephora: As a Licensed...Hourly payFull timePart timeFlexible hoursShift workNight shiftWeekend work$90k - $121.3k
...community and client-focused company that is firmly rooted in its core values.ResponsibilitiesWe are currently seeking a Senior Compliance Advisory Services Officer who will serve as the primary Compliance Department point of contact for assigned lines of business and...Work experience placementWork at office$89k - $105k
...of its clients by delivering this unique financial planning service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of compliance for a new investment advisory business activity at the pre-launch...Work at officeFlexible hoursShift work3 days per week$24 - $28 per hour
...collaborative work environment, and endless growth opportunities. About the Job: We are actively hiring a Regulatory Compliance Specialist at our Andersonville, Chicago, IL site. Shift: Monday-Friday day shift (40 hours per week) Location: Onsite...Hourly payFull timeContract workCasual workWork at officeLocal areaMonday to FridayFlexible hoursShift workDay shiftAfternoon shift$27 - $30 per hour
A nonprofit organization in Chicago seeks a Training Coordinator to develop, coordinate, and deliver essential training for staff members supporting adults with intellectual and developmental disabilities. Candidates should have a bachelor's degree in social services or...Hourly payFull time$63k - $95k
...and maintains registrations and listings, and ensures ongoing compliance with global regulatory bodies. This role partners closely with... ...* PCQI/FDQI certification is preferred* Knowledge of FSMA and associated requirements is preferred* CAPA and controlled document change...Immediate startWorldwideFlexible hours$49.2k - $86.25k
...interpreting statutes, regulations and administrative rules of various issuing bodies and developing procedures and processes to assure compliance with those rules and monitoring the performance of those procedures and processes. The senior analyst will serve as a liaison to...Work at officeFlexible hours$80k - $90k
...We are seeking a Regulatory Affairs professional to support and manage regulatory compliance for personal care and hair care products across domestic and international markets. This role is responsible for ensuring products meet all applicable regulations, including U...Contract workWork at officeRemote work- ...Covista is seeking a Senior Regulatory Affairs Analyst in Chicago, Illinois. The role involves ensuring compliance with various regulatory bodies, developing procedures, and serving as a liaison for program changes. The ideal candidate will possess a Bachelor's Degree...
$60k - $90k
...corporations and financial institutions operating in key markets and sectors. Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team. Compliance Analysts conduct conflict-of-interest research...Full timeFor contractorsWork at officeRemote workWorldwideFlexible hours$50k - $60k
...products and exceptional service to our clients and achieve great things. Position Overview We are seeking a detail-oriented Customs Compliance Specialist to support our international import operations by ensuring compliance with U.S. Customs and Border Protection (CBP)...Permanent employmentFull timeH1bWorldwideOverseas- ...trading and investment firm operating across multiple asset classes on leading exchanges worldwide. The firm are seeking a trading compliance specialist that will act as a key advisor to the business and manage exchange relationships. Key responsibilities...Worldwide
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