VP, Private Wealth Compliance & Regulatory Risk
Goldman Sachs Bank AG
Goldman Sachs Global Compliance seeks a VP for Private Wealth Management Compliance based in Miami. The role focuses on surveillance, regulatory adherence, and client suitability across PWM activities, collaborating with Legal, Compliance and Operations to ensure policy-compliant guidance and execution. The ideal candidate brings 5+ years of financial compliance experience, strong communication skills, and the ability to manage multiple priorities in a fast-paced environment. #J-18808-Ljbffr Goldman Sachs Bank AG
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance... ...compliance groups. This supports the Private Wealth Management Business. Private Wealth...PrivateRiskRegulatory
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance... ...compliance groups. This supports the Private Wealth Management Business. Private Wealth...PrivateRiskRegulatoryFull timeTemporary workWork at office
- ...is seeking a Vice President for Global Compliance in Miami. This role involves... ...financial products, and advising the Private Wealth Management teams on legal matters. The... ...Bachelor's degree, and proficiency in regulatory issues. Exceptional interpersonal and...PrivateRegulatory
- Goldman Sachs is seeking a Vice President for their Private Wealth Management Compliance team in Miami. The successful candidate will monitor compliance... ...strong analytical abilities, and have experience with regulatory compliance in the financial sector. Knowledge of...PrivateRegulatory
$165k - $250k
...strategies focused on real estate, private equity, credit,... ...employee will be a member of the compliance team focusing on regulatory compliance issues with... ...(“L&C”) team. The VP will serve as the primary... ...and prospective regulatory risk through industry interaction...PrivateRiskRegulatoryFull timeLocal area$165k - $250k
...strategies focused on real estate, private equity, credit,... ...across the capital structure and risk spectrum, including management... ...for the Real Estate Legal and Compliance team in New York. The candidate... ...AIFMD and Form ADV and other regulatory filings and ensure timely submissionOversee...PrivateRiskRegulatoryFull timeWork at officeLocal area$135.15k - $192.37k
...safeguard and protect private and personally identifiable... ...in accordance with regulatory requirements and in... ...Regions, the Private Wealth Management Advisor develops... ..., insurance and risk management services, consumer... ...elements of risk and compliance needs for the book of...PrivateRiskRegulatoryFull timeFlexible hours$170k - $225k
...within J.P. Morgan's International Private Bank. If you have an entrepreneurial... ...building, preserving and managing their wealth. You will use your knowledge of... ...approach • Strictly adhere to all risk and control policies, regulatory guidelines and security measures...PrivateRiskRegulatoryTemporary workWork experience placementLocal area- ...Wells Fargo is seeking a Senior Lead Private Wealth Portfolio Manager to lead a... ...exceptional client outcomes, ensure strong risk management practices, and support... ...and acquisition objectives.Maintain compliance with applicable regulatory, risk, and fiduciary requirements....PrivateRiskRegulatoryFull timeWork experience placementWork at office
$155.6k - $306.8k
Position Summary Private Equity M&A Strategy & Diligence Manager... ...value drivers and deal risks that can affect price or structure... ...issues brought on by regulatory changes, competition, globalization... .... Our clients include asset, wealth, and investment advisers and...PrivateRiskRegulatoryOdd jobWork experience placementLocal area- The International Private Bank Platform Business Management Team... ...Private Bank within the Asset & Wealth Management (AWM) line of... ...Products/Solutions, Legal, Risk, Compliance, Technology, Operations, Client... .... You will support audits, regulatory and compliance reviews, and...PrivateRiskRegulatoryBank staffWork at office
$189.2k - $372.9k
Position Summary Private Equity M&A Strategy & Diligence Senior... ...value drivers and deal risks that can affect price or structure... ...issues brought on by regulatory changes, competition, globalization... .... Our clients include asset, wealth, and investment advisers and...PrivateRiskRegulatoryOdd jobWork experience placementLocal area$200k - $225k
...investment strategies focused on real estate, private equity, credit, infrastructure, life... ...the next generation of systems that manage risk, create efficiency, and improve... ...Engineering Manager on the Blackstone Private Wealth (BXPW) Technology team, you will lead the...PrivateRiskFull timeLocal area$81.6k - $122.4k
...involves working directly with Private Banking Teams and clients,... ...of the team Identify process risks and establish controls accordingly... ...Effectively manage risk and compliance related situations in his/her... ...(e.g., W-9, W-8, FATCA), and regulatory requirements preferred...PrivateRiskRegulatoryFull time$89k - $175k
...is responsible for performing risk assessment and repayment... ...relationships with strategic wealth clients. This role supports responsible... ..., procedures, and applicable regulatory requirementsNecessary... ...yacht, unsecured, insurance, private equity, and subscription‑finance...PrivateRiskRegulatoryFull timeWork at officeFlexible hoursDay shift$160k - $225k
...investment vehicles focused on private equity, real estate, public... ..., and cloud environments. The VP is responsible for developing... ...governance.Partner with Security, Compliance, and Risk teams to ensure identity infrastructure meets regulatory and audit requirements,...PrivateRiskRegulatoryFull timeLocal areaFlexible hours- ...simplify processes, and strengthen risk and controls.As a Business... ...partners, support audit/regulatory/compliance deliverables, and... ...of 5 years of experience in private banking/investments, business... ...Veterans J.P. Morgan Asset & Wealth Management delivers industry...PrivateRiskRegulatory
- ...delivering a comprehensive, tailored wealth management experience.... ...and innovators from the private wealth industry who possess a... ...financial needs, goals, and risk tolerance Advise on sophisticated... ...and ensure adherence to all regulatory and fiduciary standards The...PrivateRiskRegulatoryWork at office
$81.6k - $122.4k
...00,00 - $122 400,00Category: Private Client Coverage, WealthCompany... ...peers.Assesses and escalates risk in business decisions,... ...Citigroup, clients) by ensuring compliance with laws, rules, and regulations... ...for prior experience in wealth management or other financial...PrivateRiskFull time- Director of Operations - Wealth Management Director of Operations - Wealth Management... ...and integration. Working closely with compliance on risk management activities. Managing,... ...knowledge of operational best practices and regulatory requirements, with a commitment to...RiskRegulatoryFull timeWork at office
$225k - $275k
## Legal & Compliance - PWPF Legal Group - Attorney, SVP (BREIT)Applylocations: New Jersey:... ...include investment vehicles focused on private equity, real estate, public debt and equity... ....**Business Unit:** The Private Wealth Public Funds (PWPF) Legal group, supporting...PrivateLocal areaFlexible hours- ...that align with clients' objectives. You will collaborate with partners across lines of business to address the full financial picture, maintain exceptional service, and drive growth while adhering to risk and regulatory guidelines. #J-18808-Ljbffr Next Frontier CapitalRiskRegulatory
- Senior Private Banker Key Responsibilities Manage and grow a portfolio... ...aligned with their goals and risk profiles. Design and... ...objectives and preferences. Advise on wealth planning, succession, tax-... ...internal policies and global regulatory standards (KYC, AML, CRS,...PrivateRiskRegulatory
- ....What You'll Be DoingThe Compliance Analyst II Anti-Money Laundering... ...reviews high-risk clients from a risk-based... ...investigations using public and private databases per AML and other regulatory standards to help prevent... ...-up. We are a global wealth management and investment...PrivateRiskRegulatoryWork experience placementWork at office
$201k - $275k
Title:VP I, CRO & Reinsurance Risk Manager North AmericaCompany:Everest Global Services, Inc.Job Category:Risk ManagementJob... ...by the BMA in Bermuda and support the Compliance Function to maintain and enhance regulatory compliance from a risk management perspective....RiskRegulatoryFull timeLocal area- ...an integral part of Rialto’s Compliance team, working directly with the... ...issues associated with private funds, hedge funds, and other... ...policies and procedures and current regulatory guidance with respect to... ...current and prospective regulatory risk through industry interaction...PrivateRiskRegulatory
- The Director, HNW Wealth Planner provides advanced financial planning... ...events, education funding, risk management, estate planning,... ...(e.g., donor-advised funds, private foundations), and estate... ...globally connected clients. Regulatory, Compliance & Documentation Ensure all...PrivateRiskRegulatoryWork experience placementWork at office
- ...including clients, contractors, vendors, and regulatory bodies. 2. Facilitates regular... ...to optimize project workflows, mitigate risks, and drive continuous improvement throughout... ...Ensures internal control oversight and compliance with laws and regulations, safeguarding...RiskRegulatoryFull timeTemporary workFor contractorsWorldwide
- ...Excellence Shaping Governance and Compliance for a Dynamic Public Company... ..., securities compliance, and risk management for a fast‑paced,... ...duties, governance, and regulatory requirements, while maintaining... ...transactions, such as public and private securities offerings, mergers...PrivateRiskRegulatory
- ...Inc. is seeking an Investment Counselor Sr. Lead within Citi Private Bank to serve as the primary advisor for ultra-high net... ...understanding of traditional and alternative investments, with strong risk and regulatory awareness. Excellent communication is essential. #J-18808-...PrivateRiskRegulatory
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