Senior Ops & Compliance Lead - Wealth Management
Engtal
Engtal is seeking an experienced Operations & Compliance Manager to join a growing independent wealth management firm in Hoffman Estates, Illinois. This hands-on leadership role requires overseeing operational processes and ensuring compliance with SEC regulations while driving efficiency. The ideal candidate will have 6+ years in financial services operations or compliance, strong SEC knowledge, and proven leadership skills. This position offers the chance to shape operational processes and compliance programs in a collaborative culture focused on client service. #J-18808-Ljbffr Engtal
Vacancy posted 1 day ago
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