Surveillance Officer
$90k - $150kFortress Investment
## Surveillance OfficerApplylocations: New York, New Yorktime type: Full timeposted on: Posted 30+ Days Agojob requisition id: 0115**About Fortress** Fortress Investment Group LLC is a leading, highly diversified global investment manager with approximately $55 billion of assets under management as of December 31, 2025. Founded in 1998, Fortress manages assets on behalf of approximately 2,000 institutional clients and private investors worldwide across a range of credit and real estate, private equity and permanent capital investment strategies. Investment performance is our cornerstone - we strive to generate strong risk adjusted returns for our investors over the long term. For additional information on Fortress, please visit Credit** Fortress has been a leading participant in the corporate credit markets for 20+ years. Since its inception, the Fortress Credit business has been active across both direct lending and public credit markets with the flexibility to invest throughout the capital structure and experience deploying capital through varied economic and credit cycles. We have deployed nearly a hundred billion dollars across thousands of transactions making Fortress one of the most experienced managers in the market today.**About the Role** Fortress is seeking a Surveillance Officer within the asset management division of its Asset-Based Credit Group within the Credit Funds business. The Asset-Based Credit Group focuses on a broad mandate of investment opportunities across the capital structure in the specialty finance sector including consumer finance, commercial finance and other contractual cash flowing receivable assets. The team generally concentrates on lending against and acquiring assets originated by companies across these sectors. The investment model emphasizes deep industry and asset class specific research along with substantial data analysis as a backdrop to formulating opinions on attractive transactions and deal structures.The Surveillance Officer will join our New York office (in-person) and will be involved in pre-closing due diligence work as well as regular post-closing surveillance audits on closed transactions. **Note: This role requires extensive travel. The ideal candidate will be able to travel 80% of the time with most travel being domestic. However, some international travel may be required.****Responsibilities:** Primary responsibilities shall include conducting regular forensic surveillance audits on closed transactions to ensure compliance with legal documents and adherence to counterparts’ underwriting guidelines as well as participating in upfront due diligence with counterparts on potential transactions. This includes planning the engagement with internal team members and counterparts, developing standard procedures for each counterpart, conducting fieldwork reviews and reporting findings in both oral and written reports to internal management. The role will also involve reviewing historical portfolio data for use in future due diligence reviews and identifying adverse trends which may be indicative of potential collateral problems.**Requirements:** The ideal candidate will be a hardworking, detailed oriented person who is both vigilant and diligent and has superior oral and written communication skills with an understanding of the financial due diligence process.Recent college graduate with an accounting degree or two (2) years of experience in the following industries: accounting, banking or rating agency work and knowledge and experience with consumer finance or asset backed securities.The base salary range for this position is expected to be between $90,000 and $150,000The base salary range proposed for this role has been set forth to comply with local law, but salary is only one element of the total compensation for this role. The base salary range suggested above does not include compensation elements such as bonuses, overtime and deferred cash (each of which are applicable in certain roles), benefits, perquisites, and company contributions to employee 401(k) accounts. Such other pay components often result in total compensation materially exceeding base salary for a particular role. Total compensation as well as base salary for a role depend in part upon individual performance, years of service, experience, geographic considerations, the performance and the needs of particular business units, company performance, and general market conditions.Fortress Investment Group LLC collectively with its subsidiaries and operating affiliates is an equal opportunity employer and considers all applicants for employment without regard to race, religion, creed, color, sex, age, national origin, citizenship status, disability, genetic information, protected veteran status, marital status, sexual orientation, gender identity, or any other status protected by federal, state or local law.### Why Fortress?Fortress looks for the best and the brightest to join our dynamic team of smart, driven, creative problem solvers.We cultivate career growth through a framework enriched by a supportive mentorship system that provides hands on experience, nurtures individual potential, and rewards performance.Our dynamic teams synergize diverse expertise with agile collaboration, catalyzing the creation of superior solutions that address complex financial and logistical challenges.Our team thrives on a non-hierarchical ethos, embracing the fluidity of ideas and contributions from all levels to forge a path of collaborative success.We steadfastly uphold a merit-based advancement approach, recognizing and rewarding the achievements and talents of our individuals as the cornerstone of our collective progress.More at: Investment Group LLC collectively with its subsidiaries and operating affiliates is an equalopportunity employer and considers all applicants for employment without regard to race, religion, creed, color, sex, age, national origin, citizenship status, disability, genetic information, protected veteran status, marital status, sexual orientation, gender identity, or any other status protected by federal, state or local law. #J-18808-Ljbffr
$80k - $90k
...per year (base pay). Direct message the job poster from Social Capital Resources. Responsibilities Perform portfolio and trade surveillance to ensure that the firm maintains compliance with client guidelines and regulatory requirements. Assist with mutual fund trade restrictions...SurveillanceFull time- ...Job Title Surveillance Officer Responsibilities Observes activities of casino guests and employees. Monitors all casino operations, including table games, slots, cashiering cage and count rooms, by way of the closed circuit television (CCTV) system for criminal...Surveillance
$90k - $150k
...structure and experience deploying capital through varied economic and credit cycles. About the Role Fortress is seeking a Surveillance Officer within the asset management division of the Asset-Based Credit Group within the Credit Funds business. The Asset-Based Credit...SurveillanceAgency workPermanent employmentWork at officeLocal areaWorldwide- ...team. This role follows a hybrid schedule, with four days in the office. Responsibilities: Support coordination, regulatory gap... ...controls, governance frameworks, operations, and trade/communication surveillance systems. Prepare written reports for clients on regulatory and...SurveillanceWork at office
$125 - $175 per hour
...Job Description High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working with business...Surveillance- ...other strategies. Direct report into the Global Chief Compliance Officer. Responsibilities : Serve as primary point of... ...crossing procedures. Conduct trade and electronic communications surveillance and enhance related control frameworks. Review, draft, and...Surveillance
- ...Ethics program, including personal trading, holdings certifications, and periodic acknowledgments Conduct ongoing communications surveillance and escalate issues as needed Coordinate quarterly compliance testing and annual review processes Provide oversight of expert...Surveillance
- ..., gifts and entertainment, political contributions, outside business activities, and other key compliance controls. Assist with surveillance efforts designed to identify potential conflicts of interest and policy exceptions. Maintain compliance logs, certifications, and...Surveillance
$70k - $160k
...including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect... ...requirements and Firm policies. Day-to-day, the Compliance Officer will be instrumental in navigating regulatory requirements...Surveillance$70k - $160k
...serves to adopt, implement, and enforce a Compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws, rules and regulatory requirements...Surveillance- ...such as wall crosses, trade requests, conflict checks, ad other time sensitive items Support the internal compliance testing and surveillance program, as well as prepare regulatory reports and testing documentation Acquire a comprehensive understanding of the SEC...SurveillanceFull time
- ...candidate will assist a highly collaborative team in the New York office who supports the administration of the firm's compliance... ...investments and perform conflict checks Perform personal trading surveillance to ensure compliance with our personal trading policy....SurveillanceWork at office
$100k - $145k
...ensuring the timely and accurate filing of all regulatory reports; Assist in the review of marketing materials and RFPs; Perform daily surveillance of e-communications for the adviser’s personnel; Interact with the Funds administrator Help evaluate the adequacy and...SurveillanceFull timeCurrently hiringRemote workFlexible hours$200k - $250k
...hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You... ...program monitoring, testing, risk assessments, trade surveillance, and control evaluations connected to your coverage area. Act...SurveillanceWork at office- ...Senior Compliance Officer – Investec USA Investec USA's Compliance Advisory function is based in our New York office and supports multiple... ...teams including Legal, Compliance Advisory, Control Room, Surveillance, IT, Operations, Research and third‑party Compliance vendors....SurveillanceWork at office
- ...personal trading compliance and policies Experience with gifts & entertainment compliance Familiarity with trading environments or surveillance Proficiency in Excel (data analysis, audits, lookbacks) Experience using compliance systems or databases Broader corporate...SurveillanceInternship
- Mondrian Alpha, a prestigious global hedge fund, seeks a Compliance Officer for its New York office. This generalist role focuses on... ...advisory work, with autonomy to challenge PMs and contribute to surveillance and core compliance. Strong equities experience is highly...SurveillanceWork at office
- ...stock purchase plan Job Description About the Department: The Office of the CCO is an Advisory Compliance function that supports the... ...compliance standards and requirements, Board reporting, trade surveillance, policy and procedure review, and other compliance department...SurveillanceFull timePart timeWork at officeFlexible hours
- SGS Société Générale de Surveillance SA is hiring for a compliance advisory role focused on regulatory guidance and oversight of research publications. The ideal candidate will possess strong knowledge of U.S. securities laws and have at least 5 years of relevant experience...Surveillance
$160k - $250k
...Compliance Officer The Compliance Department at Millennium is responsible for adopting, implementing, and administering a comprehensive... ...policies and procedures, processes, systems, controls, surveillance, testing, and reporting, designed to prevent, detect, and address...SurveillanceRemote work$70k - $80k
...exposures. Job Purpose: Vital Strategies seeks a Program Officer to support the implementation of the Lead Poisoning Prevention... ...related to the design, implementation, and evaluation of lead surveillance systems. They will also collaborate with the team on the use...SurveillanceWork at officeLocal area2 days per week- ...Vice President, Compliance Officer About the Company Globally recognized alternative investment management firm Industry... ...transactional compliance oversight, policy development and training, surveillance and testing, and stakeholder engagement. The ideal candidate...Surveillance
- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauré...SurveillanceRemote job
- .../export activities and customs clearance. Monitor post‑market surveillance and vigilance activities, including handling customer complaints... ...fast‑paced and dynamic environment. Proficiency in Microsoft Office applications, including Excel, Word, and PowerPoint. Strong...SurveillanceWork at officeLocal area
$25 - $26.44 per hour
...workforce solutions at integrated career centers, sector-focused centers and community, and partner sites. Job Description Conducts surveillance of workforce activities and uses statistical sampling, audit, and observation techniques to evaluate compliance with policies...SurveillanceHourly payContract workWork experience placementLocal area- ...Compliance Analyst to support compliance activities for firms acquired by Mercer Advisors. The role emphasizes risk assessment, surveillance systems, and audits to ensure adherence to securities laws and internal policies. The position requires 3+ years of compliance experience...SurveillanceRemote job
- Daiwa-Securities-Group, based in New York City, is hiring a Trading and Surveillance Compliance Specialist. This role involves monitoring trading activities, ensuring regulatory compliance and improving trade surveillance operations. The ideal candidate will hold a Bachelor...Surveillance
- ...consulting firm is looking for a Compliance Assistant for a 6-month contract in Newport Beach, CA. The role involves reviewing surveillance reports, performing forensic market-abuse alerts, and supporting compliance projects. Candidates should have an undergraduate degree...SurveillanceContract work
- ...of experience in compliance, including experience within an Investment or Asset Manager. Key responsibilities include portfolio surveillance and ensuring adherence to client guidelines and regulatory requirements. This opportunity includes competitive benefits such as...SurveillanceFull time
- ...Analyst to join their small team. The ideal candidate will have 1-3 years of experience in broker-dealer compliance, assisting in surveillance of trading activity, updating policies, and handling regulatory reporting. This position offers an opportunity to stay engaged...Surveillance
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