Trading Compliance & Surveillance Analyst
Daiwa-Securities-Group
Daiwa-Securities-Group, based in New York City, is hiring a Trading and Surveillance Compliance Specialist. This role involves monitoring trading activities, ensuring regulatory compliance and improving trade surveillance operations. The ideal candidate will hold a Bachelor’s Degree in Finance or Business, possess a FINRA Series 7 License, and have at least 5 years of compliance experience. We offer a competitive benefits package, including health insurance and a 401(k) plan, along with a hybrid work environment that provides flexibility. #J-18808-Ljbffr Daiwa-Securities-Group
Vacancy posted 1 day ago
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