Search Results: 47,870 vacancies
...Job Title: Research Compliance Officer
Grade: 37
Salary: $167,905 - $190,003
The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychiatric Institute.
The...
Suggested
Full time
Local area
...institutional equity sales, trading and research, fixed income products, derivatives, energy... ...to the overall success of the advisory compliance coverage of the Corporate & Investment... ...(CLO). The CIB and Research Compliance Officer assists in the provision of advice on compliance...
Suggested
Flexible hours
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management... ...-term cash is internally managed. The Compliance Officer will work with the Chief... ...electronic data feeds for multiple brokers.
- Researching and providing reporting to the Chief...
Suggested
Temporary work
3 days per week
...Senior Research Compliance Specialist
Job no: 500750
College / VP Area: Research Office
Work type: Staff
Location: Newark
Categories: Research & Laboratory, Full Time
PAY GRADE: 31E
CONTEXT OF THE JOB:
The research enterprise...
Suggested
Full time
Local area
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable... ...York team comprises world-class Ph.D. quants, investment researchers, and engineers with experience at industry-leading firms like...
Suggested
Flexible hours
..., LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery... ...related field.
~3+ years' proven experience in a compliance officer role and broker/dealer-related and escalations.
~ Series 7...
Suggested
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
Suggested
...Serves as a Control Group compliance officer, specifically relating to research publications for the Independent Compliance Risk Management (ICRM) department. ICRM is responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent...
Suggested
Holiday work
Full time
Bank staff
Flexible hours
Shift work
Afternoon shift
..., our communities and the planet we all share.
This position will have responsibility for working with the advisory compliance officer responsible for coverage of the Futures and Options business as well as the futures product traded on US exchanges across house...
Suggested
Flexible hours
...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
Suggested
...The role involves a range of activities, including providing: Compliance advisory services, education & training, reporting to compliance... .../ ad hoc activities.
The Team:
The Compliance Policy Officer will join the Corporate Risk and Compliance department with accountability...
Suggested
Second job
Worldwide
Flexible hours
...Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance... ...of conflicts of interest in the context of investment research or credit rating analysis.
Good understanding of the nature...
Suggested
Second job
Worldwide
Flexible hours
...Title: Executive Director & Clinical Compliance Officer
Location: Midtown
Org Unit: Compliance and Privacy Office
Work Days: Monday... ...oversight of the professional fee billing compliance, research billing compliance, Release of Information (ROI) management,...
Suggested
Local area
Monday to Friday
...credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries.... ...the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position...
Suggested
Local area
Work from home
Worldwide
Flexible hours
...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including...
Suggested
Work experience placement
We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance...
...hard worker who leads by example.
Location: In our Soho, NYC Office at least three days a week
Compensation: Competitive market... ...Coordinate with CCO to develop the Firm's internal compliance dashboard for servicing client accounts, managing the books and...
3 days per week
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
Local area
...sales consistently beating quotas, we need our first Legal and Compliance Officer to help build and scale all aspects of the legal and... ...and solve problems during calls with stakeholders
Enjoy writing, researching, and advising teams
$110,000 - $130,000 a year
Remote job
...Location: New York, NY, US
** Compliance Officer - US Broker-Dealer**
**About Swiss Re**
Swiss Re is one of the worlds leading providers of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate...
Flexible hours
