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Certification / Compliance Officer
Department of Procurement Services
Number of Positions: 6
This position... ..., OR work involving fact finding analysis and investigative research and reporting, or an equivalent combination of training and...
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...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
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Local area
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3 days per week
...Advance Human Ability, together.
Job Description
The Research and Compliance Analyst will assist in the administration of the Enterprise... ...that includes Corporate Compliance Program, HIPAA Privacy Office, and Research. This position will also manage regulatory...
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...solidified its standing as a leading provider of comprehensive, in-depth credit analysis.
The Role: MDBRS is currently seeking a Compliance Officer for its Chicago office. The Compliance Officer - Chicago, will be responsible for supporting the MDBRS Compliance Program in...
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3 days per week
...70,000 retail accounts, from nearly 80 offices across six continents. Our customers are... ...Serve as the leader in all aspects of compliance associated with the swap dealer and partner... ...communication skills
Skilled in researching, interpreting, and disseminating information...
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Worldwide
3 days per week
...Description
Under supervision, functions as an officer/team member in the Department of Procurement Services' Certification and Compliance Division to perform responsibilities with... ...fact finding analysis and investigative research and reporting, or an equivalent...
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...Job Description
Job Description CRA & Compliance Officer
Reports to: EVP Chief Operating Officer
Summary:
Effectively manage... ...compliance rules and regulations to Bank employees and for researching regulatory issues as they arise. This position will be in...
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Bank staff
Flexible hours
...Trading. Powered by Technology.
Headquartered in Chicago with offices across the United States and Europe, for over 40 years, we... ...an edge which contributes to our consistent success.
As a Compliance Officer at Gelber, you will have a real opportunity to have a...
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**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer who can also support the investment advisers compliance...
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...JOB SUMMARY:
NORC at the University of Chicago is seeking a Senior Research Associate I to join The Bridge in our Chicago – Hyde Park office. The Senior Research Associate I would work closely with the Bridge’s senior research teams to support project work on our...
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...Job Description
Job Description Job Title: Deputy Chief Compliance Officer (DCCO)
Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and...
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...handling all administrative tasks for the Chief Legal and Compliance Officer and General Counsel. You will be expected to make travel arrangements... ...executive(s)
Conserving executive's time by reading, researching, and routing external and internal requests and acting as a...
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Full time
...We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply.
Responsibilities:
Manage FINRA CRD, including the Firm's BD licenses, individual...
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...people with substance abuse and mental health issues turn their lives around – GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the organization’s compliance program, ensuring compliance with the...
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...The Student and Exchange Visitor Information System ( SEVIS ) Coordinator/Compliance Officer reports to the Director for International Students and Global Scholar Services and is responsible for ensuring institutional compliance with DHS and DOS immigration regulations...
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Work experience placement
...This position acts as the primary resource for Compliance reporting and data governance. The role's primary responsibility is to maintain... ....
*This is a hybrid position requiring 2 days in the Chicago office.
Some of the duties for this role include
Create and...
Contract work
Part time
...and Regulatory Manager, the Regulatory Compliance Specialist is responsible for maintaining... ...governmental regulations
Exemplary analytical, research, critical reasoning, and problem-solving... ...skills
Knowledge of Microsoft Office and ability to quickly learn new business...
Full time
...Ventures
**Job Family Group:**
Ethics & Compliance Group
**Job Description:**
Our... ...programs and organizations.
+ Experience researching, interpreting and advising on... ...Type:**
This position is a hybrid of office/remote working
**Skills:**
**Legal Disclaimer...
Local area
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Relocation
Relocation package
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...awareness and knowledge of Fair Banking compliance requirements (including Americans with Disabilities... ...processes, and provides support for research of regulatory requirements related to... ...Control Testing
REMOTE ELIGIBLE
IN-OFFICE: RIVERWOODS, ILLINOIS
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The AVP, Compliance will be responsible for and partner with the General Counsel and Chief Compliance Officer to ensure compliance with all regulatory, legal and fiduciary responsibilities of Waterton as a registered investment adviser with the Securities and Exchange...