Compliance Associate
$50 - $55 per hourBeacon Hill Solutions Group
Job Duties
Beacon Hill was founded to set a new standard in search, career placement and flexible staffing.
Beacon Hill is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. This role is ideal for a compliance professional with experience in investment advisory compliance who is looking to deepen their expertise within asset management and structured products. Remote candidates will be considered.
Key Responsibilities
Support investment compliance for CLOs, CDOs, and similar products, including investment guideline monitoring, MNPI/restricted-list controls, trade surveillance, allocation testing, and conflicts management.
Help strengthen MNPI monitoring and controls.
Support compliance with the Investment Advisers Act and related requirements.
Assist with compliance testing, monitoring, reporting, and policy development.
Utilize compliance data systems, databases, and multiple data sources to support compliance functions.
Qualifications
Bachelor's degree required.
2+ years of relevant compliance, legal, or regulatory experience, preferably in asset management, private credit, or financial services.
Experience supporting SEC-registered investment advisers.
Knowledge of investment compliance and the Investment Advisers Act.
Experience with compliance data systems, databases, and multiple data sources.
Experience with structured products, including CLOs and CDOs, is a plus.Beacon Hill is an equal opportunity employer and individuals with disabilities and/or protected veterans are encouraged to apply.
California residents: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.
If you would like to complete our voluntary self-identification form, please click here or copy and paste the following link into an open window in your browser:
Completion of this form is voluntary and will not affect your opportunity for employment, or the terms or conditions of your employment. This form will be used for reporting purposes only and will be kept separate from all other records.
Company Profile:
Founded by industry leaders to set a new standard in search, career placement and flexible staffing, we deliver coordinated staffing solutions with unparalleled service, a commitment to project completion and success and a passion for innovation, creativity and continuous improvement.
Our niche brands offer a complete suite of staffing services to emerging growth companies and the Fortune 500 across market sectors, career specialties/disciplines and industries. Over time, office locations, specialty practice areas and service offerings will be added to address ever changing constituent needs.
Learn more about Beacon Hill and our specialty divisions, Beacon Hill Associates, Beacon Hill Financial, Beacon Hill HR, Beacon Hill Legal, Beacon Hill Life Sciences and Beacon Hill Technologies by visiting .
Benefits Information:
Beacon Hill offers a robust benefit package including, but not limited to, medical, dental, vision, and federal and state leave programs as required by applicable agency regulations to those that meet eligibility. Upon successfully being hired, details will be provided related to our benefit offerings.
We look forward to working with you.
Beacon Hill. Employing the Future
Apply here:
Minimum Education Required
Not Specified
Minimum Experience Required
Not Specified
Shift
First (Day)
Number of Openings
1
Compensation
$50.00 - $55.00 / Hourly
Postal Code
55155
Job Type
Full Time
Place of Work
On-site
Requisition ID
74781
Job Benefits
See job description
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