Hybrid Compliance Specialist - SEC & Fiduciary Risk
Aldrich
Aldrich Wealth in Lake Oswego, Oregon, seeks a Compliance Specialist to support the Chief Compliance Officer in administering our compliance program and ensure adherence to the Investment Advisers Act of 1940, SEC rules, and firm policies. The ideal candidate has a bachelor’s degree, 3+ years of SEC regulatory compliance experience, Series 65, and experience supporting an SEC-registered RIA. IACCP/NSCP designations are a plus. #J-18808-Ljbffr Aldrich
Vacancy posted 3 days ago
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