Compliance Audit Manager

Responsibilities Lead and perform moderate to high-complexity audit work with limited supervision Identify key risks across end-to-end processes and develop risk-based audit scopes and test plans Execute and document audit procedures in accordance with Institute of Internal Auditors (IIA) standards Provide guidance and mentorship to audit team members throughout audit execution, fostering collaboration and professional growth Partner with business leaders to validate findings, identify root causes, and agree on practical, sustainable corrective actions Monitor management’s progress on remediation efforts and validate completed actions Support department-wide projects and initiatives to enhance Internal Audit methodologies, tools, and assurance capabilities Own and advance the Bank's established Compliance and Financial Crimes Compliance coverage strategies Stay current on emerging audit standards, regulatory changes, and industry trends, and share insights with the broader team Leverage artificial intelligence throughout the audit lifecycle to enhance efficiency, consistency, and insight generation Work cross-functionally to advance the Bank's compliance monitoring capabilities toward real-time, continuous compliance auditing Requirements 6+ years of Internal Audit or related experience, ideally within financial services Bachelor's degree or higher, or equivalent combination of education and experience Professional certification(s) such as CIA, CISA, CPA, CAMS, or CRCM preferred (or willingness to obtain) Strong analytical and critical-thinking skills, including proficiency with Excel and data analytics Excellent organizational skills and the ability to manage multiple priorities effectively Advanced written and verbal communication skills, with the ability to clearly articulate insights and influence stakeholders Experience with audit management tools (e.g., Optro) Working knowledge of key regulations, including consumer protection laws and BSA/AML/OFAC programs Curious, adaptable, and proactive, with a passion for continuous improvement and driving meaningful impact Hard Skills internal audit data analytics audit procedures risk-based audit scopes test plans compliance monitoring financial crimes compliance Excel proficiency artificial intelligence in auditing audit management tools Soft Skills analytical skills critical-thinking skills organizational skills communication skills mentorship collaboration adaptability proactivity curiosity continuous improvement Certifications & Qualifications CIA CISA CPA CAMS CRCM #J-18808-Ljbffr