Senior Associate, Capital Markets and Risk - QFC

Overview

Senior Associate, Capital Markets and Risk - QFC

Capital One’s Capital Markets and Analytics organization is seeking a motivated and AI-forward candidate for a Senior Analyst position within the Qualified Financial Contracts Management (QFC) team . The QFC team manages governance processes and reporting capabilities that enable regulators to employ an orderly resolution strategy of large financial institutions in the event of potential failure or receivership. The role involves integrating AI tools for automation and analyzing business line contractual obligations and risks in business-critical workflows while providing the associate with deep exposure to the intricacies of capital markets transactions and regulations.

A strong candidate will possess a risk management and process improvement mindset, someone with strong problem solving and analytical skills who can thrive in a highly collaborative and dynamic environment. 

Core Responsibilities: 

• Perform reporting, monitoring, and governance activities that enable effective QFC regulatory and managerial compliance

• Integrate generative AI tools within workflows to reduce operational risks, increase efficiencies, and provide deeper insights with an opportunity to build real-time solutions for long term needs

• Operate within a well-controlled environment by diligently maintaining program documentation and abiding by procedures and controls

• Support and engage directly with partner teams across the company to facilitate ongoing operations, process enhancement and change management efforts

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Basic Qualifications: 

• Bachelor’s degree or military experience 

• At least 2 years of experience in Financial Services 

• At least 1 year of experience with generative AI tools (Gemini or Claude)

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Preferred Qualifications: 

• 2+ years of experience with regulatory reporting, risk management, compliance, audit, finance, or a combination

• Basic fluency with Python, SQL, or Tableau, or a combination

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At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

McLean, VA: $111,200 - $126,900 for Sr. Analyst, Capital Markets & Risk

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

No agencies please. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).