Hybrid Portfolio Compliance Associate Post-Trade
Cohen & Steers
A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience in asset management. Strong analytical, communication, and organizational skills are essential. The position allows for a hybrid work model—4 days in-office and 1 day remote. #J-18808-Ljbffr
$310k
...Holland & Knight LLP is seeking an International Trade Group Associate for its New York, NY office. Responsibilities Advise clients on regulatory... ...investment considerations in deal documentation, ensuring compliance with international investment regulations. Support clients...SuggestedContract workTemporary workWork at officeRemote work2 days per week- ...Vertisystem Inc. is looking for a Trading Processing Consultant based in New York. This hybrid position requires 2-3+ years of experience in trading processing... ...opportunity to contribute significantly to operational risk processes and compliance initiatives. #J-18808-Ljbffr...Suggested
- ...Madison-Davis is seeking a Compliance Analyst to join its growing compliance team in New York City. This hybrid role will involve regulatory oversight, compliance monitoring... ...and cross-functional support across legal, trading, and technology. The ideal candidate should...Suggested
- ...A recruitment agency seeks a Trade Compliance Analyst to join a dynamic team. Candidates will analyze transactions, ensure compliance with trade regulations, and prepare reports. Preferred qualifications include experience in compliance, knowledge of equity and fixed...Suggested
$80k - $95k
...experience in project management and business analysis. This role involves managing system enhancements, monitoring trading systems, and ensuring compliance with regulations. Strong communication skills and experience in project management methodologies are essential....Suggested$120k - $150k
...currently recruiting for a senior associate role for the Portfolio Surveillance team. Main duties are... ...UCITS using Aladdin and Sentinel as compliance engines. Promptly investigate, resolve... ...relating to compliance pre- and post-trade violations. Provide pre-trade overrides...Temporary workLocal areaWorldwide$98.4k - $129.15k
...Oscar Health is seeking an Associate, Exchange Compliance in New York City. This role involves ensuring compliance with insurance regulations, conducting... ...in health plan compliance. The position offers a hybrid work model and a competitive salary ranging from $98,400 to...- ...Lord Abbett.com in Jersey City is seeking a Compliance Associate to support core compliance functions, covering personal trading, Code of Ethics, and control room activities. The role involves close collaboration with the Global Compliance team to ensure adherence to...
$100k - $160k
...Nomura is seeking a Sales and Trading Supervision Associate in New York to conduct daily reviews of trading across various desks. The role requires 3-15 years of experience, proficiency in Excel, and an understanding of US equity market structure. The position offers a...$120k - $150k
...Senior Associate, Portfolio Surveillance Morgan Stanley Investment Management is currently... ...UCITS using Aladdin and Sentinel as compliance engines. Promptly investigate, resolve... ...relating to compliance pre- and post-trade violations. Provide pre-trade overrides...Temporary workLocal area- ...Trade Compliance Analyst in Newport Beach, CA This is an ideal opportunity for individuals interested... ..., the impact of trades to client portfolios, and the implementation of rules and regulations... ...income and equity trades, on a pre and post trade basis, to ensure compliance with...
- ...exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities,... ...: The Trading and Surveillance Compliance Specialist supports the front office sales... ...Engagement Programs DCMA has a hybrid work program in place, with...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- ...is seeking a Data Protection and Privacy Supervising Associate to manage risks in the compliance landscape. You will drive compliance with legal requirements... ...is essential, while a graduate degree is preferred. The role offers a hybrid work environment. #J-18808-Ljbffr...Flexible hours
$120k - $150k
Morgan Stanley is seeking a Senior Associate for its Portfolio Surveillance team in New York. The role entails monitoring compliance, problem-solving, and enhancing surveillance processes. You'll need 5-6 years of asset management experience and strong analytical skills...- ...Clearing Corporation (DTCC) is looking for a Treasury Associate in Jersey City, NJ, to support the Compliance Director in managing financial resources and risks.... ...finance or treasury. The company offers a flexible hybrid work model and comprehensive benefits including...Flexible hours
- ...Specialist in New York City to join their team on a hybrid basis. This position focuses on Volcker governance controls, ensuring compliance with regulatory standards while supporting... ...a solid understanding of global markets trading products. A Bachelor's degree is a must,...
- ...by role, level, and location. The range displayed on each job posting reflects the minimum and maximum target for new hire salaries... ...education or training. Summary Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance...Full timeContract workFor contractorsWork at officeRemote work
- ...Policy Assessor (GRC Analyst / Third Party Risk Management) to work in Atlanta, GA, on a hybrid basis. The role involves reviewing regulatory requirements and assessing compliance documents, requiring a strong background in information security. Candidates should possess...
$43.69 per hour
...A leading IT staffing firm based in New York is seeking a compliance professional with 3-7 years of experience in regulatory environments... ...to handle complex compliance decisions in a fast-paced trading environment. A bachelor's degree is mandatory, and a JD is a plus...Hourly pay- ...SMBC Group is hiring an Associate for the Bank Accounting Department based in Jersey City, NJ. This role focuses on regulatory and financial... ..., preferably in regulatory reporting. Employees enjoy a hybrid work environment, combining work-from-home flexibility with in-...Work at officeWork from home
$45.73 - $49.73 per hour
...Genesis10 is currently seeking a FCC Compliance Specialist for a hybrid position with a Global Financial Institution located in Jersey City, NJ. This is a 10 month contract opportunity. This position supports the implementation and ongoing use of a Case Management Tool...Hourly payContract work$120k - $150k
...Overview Job Overview – Compliance Associate (Private Equity) Compensation: $120,000 – $150,000/year... ...York, NY Schedule: Monday to Friday (Hybrid). Atlantic Group is hiring a Compliance... ...including Code of Ethics monitoring, personal trading reviews, and quarterly certifications....Work at officeMonday to Friday- ...MoonPay is seeking a Regulatory Compliance Specialist in New York to support the management of US Money Transmitter Licenses. Responsibilities... ...with regulatory processes. The position offers flexible hybrid work options and a competitive salary package. #J-18808-Ljbffr...Remote workFlexible hours
$125k - $175k
...Marex Group is seeking a Surveillance Compliance Officer for their New York office. The role centers on Trade Surveillance across various asset classes including Cash Equity and Derivatives, ensuring compliance with regulatory standards. The ideal candidate will possess...Work at office- ...A leading consulting firm in New York is seeking a Legal & Compliance Associate to join their Client Protection team. This role involves monitoring projects for compliance risks, providing guidance to teams, and developing operational policies. Ideal candidates are recent...
- ...International Trade Compliance Coordinator Department: Corporate Employment Type: Full Time Location: Nottingham, PA Description Building... ...employer M/F/Veterans/Disabilities Skills, Knowledge and Expertise Associate degree or a minimum of 2 years of relevant office experience...Full timeWork experience placementMonday to Friday
- ...A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves... ...alongside strong analytical and communication skills. This hybrid position offers competitive compensation. #J-18808-Ljbffr...
- ...company in New York seeks an Information Security professional. The role involves governance, risk, and compliance activities pertinent to security within a hybrid work environment. Candidates should possess at least 2 years of experience in technology operations or audit...Flexible hours
$32 - $36 per hour
...conflicts of interest, maintain and update databases, and ensure compliance with firm policies. We're looking for candidates with a... ...degree and strong analytical skills. The position is full-time hybrid, offering a $32-$36 hourly rate based on experience. #J-18808-Ljbffr...Hourly payFull time$85k - $105k
...A recruitment firm seeks a Compliance Analyst in New York, NY, to support investment advisory compliance. This hybrid role involves surveillance, regulatory filings, and policy governance. Candidates should possess a Bachelor’s degree and 1-5 years of relevant compliance...
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