Trade Compliance Analyst: Reg & Portfolio Safeguards
Merit Personnel & Consulting
A recruitment agency seeks a Trade Compliance Analyst to join a dynamic team. Candidates will analyze transactions, ensure compliance with trade regulations, and prepare reports. Preferred qualifications include experience in compliance, knowledge of equity and fixed income markets, and proficiency in SQL and MS Excel. The role requires strong communication skills and a commitment to detail in a fast-paced environment. #J-18808-Ljbffr
- A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience...SuggestedWork at officeRemote work
- ...Trade Compliance Analyst in Newport Beach, CA This is an ideal opportunity for individuals interested in pursuing a career in a fast paced,... ...trades, trade strategies, the impact of trades to client portfolios, and the implementation of rules and regulations. The Trade...Suggested
- ...A leading global flooring manufacturer is seeking a Customs Analyst in Georgia, responsible for executing brokerage operations and ensuring compliance with U.S. and foreign trade regulations. The ideal candidate should possess a Bachelor's degree, 2-4 years of relevant...Suggested
- ...Our client, a leader in oil and gas, is seeking a dedicated Trade Compliance Analyst to join their dynamic team. As a Trade Compliance Analyst, you will play a crucial role in supporting the compliance department, ensuring data accuracy, and enhancing the efficiency of...SuggestedWeekly payContract workTemporary workRemote workFlexible hours
- ...GCS Recruitment is seeking a Trade Compliance Analyst for remote work. This role is critical for supporting export compliance operations, ensuring adherence to regulations and managing shipment flow efficiently. Key responsibilities include performing USMCA qualifications...SuggestedRemote work
$75k - $100k
Five Rings, a proprietary trading firm based in New York, is seeking a Compliance Analyst to join its compliance team. The successful candidate will be responsible for monitoring trading activities, training staff, and ensuring regulatory compliance. Ideal applicants should...$76k - $95k
...goal - to delight and deliver for our consumers. With a rich portfolio of beloved brands, including DiGiorno, Toll House, and... ...is not eligible for Visa Sponsorship. POSITION SUMMARY The Trade Compliance Specialist works collaboratively with internal partners such...$70k - $130k
Overview Cerity Partners is seeking a compliance professional that will play a key role in the oversight of the Firm’s trading activities to help ensure compliance with applicable regulations, firm policies, and client investment guidelines. This role focuses on identifying...Local areaFlexible hours$70k
High Life LLC is seeking a Global Customs & Compliance Analyst to support import compliance operations in the U.S. and Canada. The role will... ...tariff classifications. Ideal candidates should have 3+ years of trade compliance experience, excel in analytical problem-solving,...Work at office$70k - $160k
A financial services firm in New York is seeking a Compliance Professional to manage the Quantitative Trading Compliance program. The ideal candidate will have over 3 years of experience in compliance within financial markets, strong analytical skills, and a bachelor's...$100k - $150k
Compliance Analyst - Quantitative & Algorithmic Trading Role Responsibilities Provide oversight and support for compliance processes related to quantitative and algorithm-driven trading strategies across investment teams Conduct reviews of trading activities and systematic...- Dexian is seeking a Corporate Compliance Analyst to support its global Corporate Compliance team in New York City. In this role, you'll monitor corporate compliance programs, emphasizing personal trading compliance, employee disclosures, and policy administration within...
- A legal services firm is seeking a Conflicts Analyst responsible for managing conflict of interest searches and compliance reviews. The role supports business intake and... ...ensuring smooth operations within the security trading protocol. #J-18808-Ljbffr The Oneil Search Group
$200k - $225k
...Compliance Officer Cerberus is seeking an analytical and collaborative... ...pivotal and diverse role in safeguarding our organization and its... ..., anti-money laundering, trade & economic sanctions, anti-corruption... ...Draft "model" policies for portfolio companies across Core Focus...Full time- ...A leading global workforce solutions company is seeking a Trade Compliance Analyst. This remote role requires strong analytical skills and attention to detail. You will be responsible for analyzing trade compliance documents, identifying potential sanctions, and ensuring...Remote work
$125k - $175k
Trade Surveillance and Compliance Officer $125,000-$175,000 Location: New York, NY (Hybrid) Company Overview RQD is a modern correspondent clearing... ...that scales as clients grow. In addition to portfolio margin, RQD supports U.S. equities, options, ETFs, and other...Full time$120k - $150k
...recruiting for a senior associate role for the Portfolio Surveillance team. Main duties are a... ...and UCITS using Aladdin and Sentinel as compliance engines. Promptly investigate, resolve... ...relating to compliance pre- and post-trade violations. Provide pre-trade overrides...Temporary workLocal areaWorldwide$118.9k - $238k
...seeking a talented individual to join our Compliance team at Mercer, a Marsh business. This... ...position is responsible for administering our portfolio compliance program for our clients and... ...new guideline implementation, pre-trade and post-trade controls and monitoring,...Minimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week$100k - $150k
Larson Maddox is seeking a Compliance Analyst to oversee compliance processes related to quantitative and algorithmic trading. The ideal candidate will have over 3 years of experience in compliance or regulatory roles. Responsibilities include conducting trading reviews...- HSBC in New York is seeking a compliance officer to interact with Trading and Sales teams, offering real-time advisory support in Fixed Income and Foreign Exchange markets. The ideal candidate should possess a Bachelor’s degree in finance or a related field, with experience...
- ...other major U.S. exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income... ...in Japan. Position Summary: The Trading and Surveillance Compliance Specialist supports the front office sales and trading desks for...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- ...A dynamic consulting firm in the United States is seeking a Compliance Analyst to integrate regulatory requirements as they scale across North America and Europe. You will partner with product managers and engineers to ensure compliance is embedded in our SaaS solutions...Remote workFlexible hours
- ...Vertisystem Inc. is looking for a Trading Processing Consultant based in New York. This hybrid position requires 2-3+ years of experience... ...The job offers the opportunity to contribute significantly to operational risk processes and compliance initiatives. #J-18808-Ljbffr...
$10k
...meet DOHMH's objectives The Grants Development and Compliance Analyst will report to the Director of Grants Development and Compliance... ...and improving the health of NYC. Our mission is to safeguard the health of every resident and cultivate a city where everyone...Full timeWork at officeWork from home2 days per week- ...Lutron Electronics Co., Inc is looking for a detail-oriented Trade Compliance Specialist to join their team in Center Valley, PA. In this role, you will ensure adherence to international regulations while collaborating with various internal and external partners. Your...Work at office
- ...Axel Springer hy GmbH is seeking a Sr. Trade Consultant who will advise clients on customs regulations and provide strategic guidance on trade compliance. The role involves drafting CBP Binding Ruling Requests and managing customs documentation, requiring at least 10...Remote work
$120k - $150k
...Morgan Stanley is seeking a Senior Associate for its Portfolio Surveillance team in New York. The role entails monitoring compliance, problem-solving, and enhancing surveillance processes. You'll need 5-6 years of asset management experience and strong analytical skills...- ...additional factors, including job-related skills, experience, and relevant education or training. Summary Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the...Full timeContract workFor contractorsWork at officeRemote work
$22.28 per hour
...off package that includes not only vacation and sick time, but also Wellness and Volunteer Time Off days. Responsibilities The Trade Compliance Specialist reviews orders on AE hold, collects and documents relevant data from the orders, and sends the information to the...Work at office- ...A global logistics firm located in Georgia is seeking a Senior Customs Compliance Specialist. The role requires expertise in Free Trade Agreement qualifications with a focus on compliance projects and providing top-tier customer service. Ideal candidates should possess...
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