Average salary: $97,990 /yearly
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...Your role
Do you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance with firm's policies and procedures? Are you confident...
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...to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations...
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...Job Title: Research Compliance Officer
Grade: 37
Salary: $167,905 - $190,003
The Research Foundation for Mental Hygiene is seeking a qualified applicant to fill a full-time Research Compliance Officer position at the New York State Psychiatric Institute....
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...include establishing and overseeing an AML program for a newly created brokerage clearing firm.
Reporting into the Chief Compliance Officer, this person will manage a team of AML professionals and overseeing all aspects of organizational compliance with AML laws and...
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...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role... ...investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to...
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3 days per week
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
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...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align with the needs of a dispersed workforce.Alongside a deep knowledge of...
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...Chief Compliance Officer
About the Company
Award-winning local brokerage firm
Industry
Financial Services
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for managing and directing the firm's compliance programs...
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Local area
...you know how to evaluate risks in a challenging and fast paced environment? We are looking for someone for the following: The compliance officer will be responsible for primary coverage of the Global Equities Derivatives Trading business. For all responsibilities the...
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...invigorated by our mission, values, and drive to change the world - we'd love to have you apply.
About the team + role
The Chief Compliance Officer, Brokerage, will champion a culture of compliance and will be responsible for managing compliance for Robinhood's broker...
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...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
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...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including...
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Work experience placement
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
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Local area
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
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...hard worker who leads by example.
Location: In our Soho, NYC Office at least three days a week
Compensation: Competitive market... ...Coordinate with CCO to develop the Firm's internal compliance dashboard for servicing client accounts, managing the books and...
3 days per week
...Deputy Chief Compliance Officer
About the Company
Well-established financial services institution
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for supporting key stakeholders...
...impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A... ...to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from an end to end...
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Overseas
...recognized as an innovator, industry thought leader and trusted advisor to our clients.
Overview
PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U.S. Registered Funds 38a-1...
Relief
Flexible hours
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About... ...Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance advice, and supporting...
