Quantitative & Algo Trading Compliance Analyst
$100k - $150kLarson Maddox
Larson Maddox is seeking a Compliance Analyst to oversee compliance processes related to quantitative and algorithmic trading. The ideal candidate will have over 3 years of experience in compliance or regulatory roles. Responsibilities include conducting trading reviews and participating in regulatory inquiries. Competitive base salary ranges from $100K to $150K, aligned with market standards in New York, plus performance-based incentives. #J-18808-Ljbffr Larson Maddox
$70k - $160k
A financial services firm in New York is seeking a Compliance Professional to manage the Quantitative Trading Compliance program. The ideal candidate will have over 3 years of experience in compliance within financial markets, strong analytical skills, and a bachelor's...Suggested$100k - $150k
Compliance Analyst - Quantitative & Algorithmic Trading Role Responsibilities Provide oversight and support for compliance processes related to quantitative and algorithm-driven trading strategies across investment teams Conduct reviews of trading activities and systematic...Suggested$100k - $115k
...5. We employ a global macro trading strategy that seeks to capture... ...of individual assets with a quantitative, data-driven process. We... ...oriented individual to join our Compliance team and contribute to our... ...RESPONSIBILITIES - COMPLIANCE ANALYST Assist the General...SuggestedSummer workWork at officeMonday to Friday$90k - $110k
...digital asset solutions, delivering custody, wallets, staking, trading, financing, and settlement services from regulated cold... ...BitGo employees or external parties. Collaborate with the wider Compliance team on program enhancements such as risk rule and detection scenario...SuggestedWorldwide- ...the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted... ...OKX, OKX Wallet, OKLink and more. About The Opportunity The Compliance function at OKX is responsible for the overall compliance...Suggested
- ...Job Description: Seeking for Corporate Compliance Analyst to support its global Corporate Compliance team onsite at the iconic in... ...compliance programs, with a strong emphasis on employee personal trading monitoring, compliance reporting, employee disclosures, and...Worldwide
$75k - $100k
...About Five Rings Five Rings is a proprietary trading firm founded with a vision of combining strategy, innovation and technology... ...Role A dynamic NYC-based trading firm is looking for a Compliance Analyst to join its growing compliance team. The team is charged...$125k - $165k
...CFTC registered CTA/CPO) is seeking a VP, Compliance Officer. Vice President (Compliance... ...and enforcement (including personal trade review and monitoring, distribution and... ...ComplianceAlpha is a plus. Experience with quantitative strategies a plus. Work experience in...Work experience placementWork at officeLocal areaRemote workWorldwide$100k - $120k
A Career with Point72’s Compliance Department The Point72 Compliance department is an industry... ...that supports global investment and trading activities by establishing and enforcing... ...us. What you’ll do As a Compliance Analyst focused on Primary Research Compliance you...Work experience placement$90k - $120k
...digital asset solutions, delivering custody, wallets, staking, trading, financing, and settlement services from regulated cold... ...BitGo employees or external parties. Collaborate with the wider Compliance team on program enhancements such as risk rule and detection scenario...Worldwide$150k - $200k
...Description Department Overview The Global Compliance Department is responsible for... ...conducting surveillance of communications and trading as it relates the market manipulation,... ...are seeking an experienced VP-level Quantitative Analyst to focus on the development and tuning...Work experience placementWork at officeLocal areaWork from homeFlexible hours$75k - $100k
Five Rings, a proprietary trading firm based in New York, is seeking a Compliance Analyst to join its compliance team. The successful candidate will be responsible for monitoring trading activities, training staff, and ensuring regulatory compliance. Ideal applicants should...- Dexian is seeking a Corporate Compliance Analyst to support its global Corporate Compliance team in New York City. In this role, you'll monitor corporate compliance programs, emphasizing personal trading compliance, employee disclosures, and policy administration within...
- A legal services firm is seeking a Conflicts Analyst responsible for managing conflict of interest searches and compliance reviews. The role supports business intake and... ...ensuring smooth operations within the security trading protocol. #J-18808-Ljbffr The Oneil Search Group
$66k - $95k
...Broker Dealer Compliance Team Member The Broker Dealer (BD) Compliance team is responsible for ensuring that the Firm's policies and procedures are applied consistently in the regulatory review of new applicants. Our core function is to evaluate prospective individuals...Work at officeShift work$73.3k - $122.1k
...Join the Governance, Risk, and Compliance (GRC) team, a dynamic, high-impact group committed... ...You'll Do As a Compliance Analyst, you will be a core implementer and resource... ...on issues related to futures and swaps trading, including retail customers, options,...Immediate startWorldwide- A leading broker-dealer firm is seeking a Compliance Analyst to join their small team. The ideal candidate will have 1-3 years of experience in broker-dealer compliance, assisting in surveillance of trading activity, updating policies, and handling regulatory reporting...
- ...in a fast-paced environment and is passionate about executing compliance strategies and protecting the firm and its clients. You will serve... ...regulatory guidance on issues related to futures and swaps trading, including retail customers, options, and margin requirements....
- ...Highly regarded investment management firm is seeking a Compliance Analyst/Associate to join their dynamic legal and compliance team in the... ...operations and advisory activities Code of Ethics & Personal Trading Monitor compliance with Code of Ethics requirements and...Work at office
- ...the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted... ...opportunity We are seeking an experienced Alternate Head of Compliance to assist the Head of Compliance in providing strategic and...
$10k
...Grants Development and Compliance Analyst, Bureau of Budget Administration The Division of Finance has central responsibility and authority... ...challenges with project deadlines and the gathering of quantitative and qualitative data. Make recommendations for a...Work at officeWork from home2 days per week- ...for crypto derivatives, offering traders a professional-grade trading platform. Since its inception in 2014, BitMEX has maintained an... ...exceed the total client balances. Role Overview The Senior Compliance Officer will serve as the primary Compliance Officer (“CO”) and...
$170k - $180k
...leading provider of OTC data, and an award winning all-to-all trading platform. Founded in London in 1866, the Group operates from... .... Role Overview TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to...Work at office$165k - $275k
...We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory... ...of activity that may be indicative of unusual conduct, trading patterns, potential gaps in supervision, or possible violations...Temporary workWork experience placement$150k - $190k
...Compliance Officer Connecting clients to markets and talent to opportunity With 4,300 employees and over 400,000 retail and institutional... ...services network and our digital platforms to pursue trading opportunities, make investments, manage market risk and improve...Permanent employmentFull timeWork at officeWorldwide- ...other major U.S. exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities, fixed income... ...groups in Japan. Position Summary: The Trading and Surveillance Compliance Specialist supports the front office sales and trading desks for...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- ...Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and... ...professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and...Work at office
- ...Job Description Growing Asset Management client is seeking a Senior Compliance Officer that will lead its trade compliance function and provide real-time advisory support to trading teams across products, strategies, and regions. Key Responsibilities: Lead...
$125 - $175 per hour
...Job Description High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working with business...- ...Polymarket AML Compliance Officer Polymarket is the world's largest prediction market platform. We enable individuals to express views on real-world events by trading on outcomes across politics, economics, sports, culture, and current affairs. Built as a peer-to-peer...Contract work
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