Global Compliance Analyst - Trading & Reporting
Dexian
Dexian is seeking a Corporate Compliance Analyst to support its global Corporate Compliance team in New York City. In this role, you'll monitor corporate compliance programs, emphasizing personal trading compliance, employee disclosures, and policy administration within a fast-paced financial environment. This is an excellent opportunity to gain experience in financial services compliance while being part of a collaborative team. Candidates should have a background in regulatory compliance and strong organizational skills. #J-18808-Ljbffr Dexian
Vacancy posted 23 hours ago
Similar jobs that could be interesting for youBased on the Global Compliance Analyst - Trading & Reporting in Brooklyn, NY vacancy
$75k - $100k
...Five Rings is a proprietary trading firm founded with a vision of... ...to succeed in today's global markets. With offices in New... ...trading firm is looking for a Compliance Analyst to join its growing compliance... ...policies, managing regulatory reporting and communication,...SuggestedFive Rings LLC - Careers
New York, NY3 days ago$100k - $120k
A Career with Point72’s Compliance Department The Point72 Compliance... ...that supports global investment and trading activities by establishing... ...you’ll do As a Compliance Analyst focused on Primary Research... ...limited to surveys, bespoke reports, and ad hoc requests to support...SuggestedWork experience placementPoint72
New York, NY2 days ago- Job Description Seeking for Corporate Compliance Analyst to support its global Corporate Compliance team onsite at the iconic in New York... ..., with a strong emphasis on employee personal trading monitoring, compliance reporting, employee disclosures, and policy/process...Suggested
$113.4k
The Goldman Sachs Group is seeking an Associate for Regulatory Reporting in New York, New York. The role involves data analysis over large datasets and ensuring regulatory compliance through trade control mechanisms. Candidates must have a Master's or Bachelor's degree...Suggested- ...FINOP / Broker-Dealer Regulatory Reporting Consultant Our client is seeking a FINOP / Broker-Dealer Regulatory Reporting Consultant... ...environment Prepare, review, and/or sign FOCUS reports Support compliance with SEC Rule 15c3-3 and related broker-dealer regulations...SuggestedPermanent employment
TheStaffed
New York, NY7 days ago $150k - $225k
Bank of America is seeking an experienced Supervisory Analyst for its Global Research team in New York. This role is crucial for reviewing research reports and ensuring compliance with policies. Candidates with Series 16 registration and strong analytical abilities are...- A global banking institution is seeking a Regulatory Business Analyst specializing in Transactional Regulatory Reporting in New York. The role involves business analysis, gathering requirements from end-users, and supporting operational teams. Candidates should have a...Contract work
- A financial services company is seeking a Business Analyst to support its Global Markets Organization in New York. The ideal candidate will have... ...Responsibilities include implementing control frameworks, investigating reporting gaps, and ensuring accurate regulatory submissions. This...
- ...Wallet, giving millions access to crypto trading and decentralized crypto applications (... ...of Reserves. Across our multiple offices globally, we are united by our core principles:... ...OKLink and more. About The Opportunity The Compliance function at OKX is responsible for the...
- ...provide clients with access to global financial and commodities... ...an award winning all-to-all trading platform. Founded in London in... ...ICAP is seeking an Equities Compliance Officer to provide regulatory... ...ICAP’s New York offices and report into the Head of Equities Compliance...Work at office
$140k - $195k
...governance for transaction regulatory reporting within CIB for registered... ...is responsible for ensuring compliance with relevant FINRA & SEC... ...full tradinglifecycle workflow (trading, booking, allocation, and... ...and capacity to deliver both globally and locally. Leveraging the strength...Work at officeBNP Paribas
Jersey City, NJ3 days ago$80k - $130k
A global investment firm is seeking a Senior Analyst for CLO Compliance in New York. The role involves overseeing compliance processes, monitoring CLOs, and interacting with portfolio management and trading teams. Candidates must have a Bachelor's degree and 1-3 years...Work at office$75k - $85k
Global Logistics and Trade Compliance Specialist Department: Production Location: Remote, United States Job Type: Full time, exempt Hiring Range: $... ...shipping patterns, recurring issues, and compliance risks and report trends to Operations Create and maintain clear internal...Full timeSummer workSeasonal workWork at officeLocal areaRemote workHome officeOverseas$75k - $85k
Rockefeller Capital Management is seeking a Compliance Analyst in New York, NY, to support its Compliance program with a focus on testing and... ...include executing compliance testing plans, preparing reports, and supporting regulatory filings. Candidates should have a...- ...financial products across its global branches.... ...entities. The Regulatory Compliance Department (“RCD”) provides... ..., self-testing, and reporting in order to reduce... ...Overview The Compliance Analyst is responsible for identifying... ...Employee Personal Trading Monitoring Program...Temporary workWork at officeWork from homeFlexible hours2 days per week
SUMITOMO MITSUI TRUST BANK, LIMITED
New York, NY23 days ago - ...exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities,... ...: The Trading and Surveillance Compliance Specialist supports the front office sales... ...and to ensure accurate and timely Trade Reporting; including but not limited to Compliance...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week
DAIWA CAPITAL MARKETS AMERICA INC
New York, NY26 days ago $85k - $110k
...Resilient. Dynamic. Marex is a global financial services platform,... ...executing around 50 million trades and clearing 205 million... ...an Operations Regulatory Reporting Analyst who will support and maintain... ...group mailboxes * Ensuring compliance with the company's exchange/...Immediate startFlexible hoursMarex Group, Plc.
New York, NY3 days ago- A leading broker-dealer firm is seeking a Compliance Analyst to join their small team. The ideal candidate will... ...compliance, assisting in surveillance of trading activity, updating policies, and handling regulatory reporting. This position offers an opportunity to stay...
- ...Led by Amar Kuchinad, Copper's Global CEO, the firm provides a comprehensive suite of custody, trading and settlement solutions that... ...safeguard their assets. The Compliance team is a collaborative and... ...potential requirement for external reporting. You will be part of a...Local area
$150k - $185k
...Resilient. Dynamic. Marex is a global financial services platform,... ...executing around 50 million trades and clearing 205 million... ...Marex is seeking a Broker-Dealer Compliance Advisor (focusing on Equities... ...knowledge of various regulatory reporting requirements. Such guidance...Immediate start$75k - $95k
...delivering high-quality financial and investor reporting across a range of alternative investment... ...statement preparation, while ensuring compliance with applicable accounting standards and... ...(a member of the Prytek Group) is a global managed services, consulting and...Work at officeImmediate startFlexible hours3 days per weekDelta Capita
New York, NY3 days ago$35 per hour
...Description Job Description Licensing Compliance Consultant VIAJP00001535 ~ Hourly pay:... ...cash collections activities within a global consumer products organization. This role... ...issues, supporting finance and offshore reporting teams, managing withholding tax certificate...Hourly payContract workWorldwideMonday to FridayShift workAvispa Technology
New York, NY4 days ago$85k - $110k
A global financial services platform is seeking an Operations Regulatory Reporting Analyst in New York, NY. In this role, you will support regulatory reporting processes, maintain... ...systems, and ensure adherence to compliance requirements. The ideal candidate should have...$160k - $260k
...Director, Regulatory Advisor (Global Security) RBC is seeking a Director, Regulatory... ...obligations, and governance. You will own our compliance standing under NYDFS Part 500 and SEC... ...defense, preparing board and regulator reporting, and advising on how regulatory...Full timeFlexible hoursRBC
Jersey City, NJ1 day ago$160k - $260k
...seeking a Director, Regulatory Advisor (Global Security) to serve as the embedded advisor... ..., and governance. You will own our compliance standing under NYDFS Part 500 and SEC cybersecurity... ...defense, preparing board and regulator reporting, and advising on how regulatory...Full timeFlexible hoursRoyal Bank of Canada
Jersey City, NJ1 day ago$125k - $190k
...complex FINRA regulatory reports (CAT, TRACE, CAIS) into... ...bridges regulatory compliance and data engineering by... ...knowledge of Capital Markets trade lifecycle (order →... ...Certified Financial Data Analyst (CFDA), Financial Risk... ...of a highly qualified global workforce and plays a critical...Full timeFlexible hoursRoyal Bank of Canada
Jersey City, NJ3 days ago$70k - $160k
...Compliance Analyst The Compliance Department at Millennium serves to adopt... ..., surveillance, testing and reporting, which is designed to... ...Assist in the Firm's global compliance program, records,... ...Firm's code of ethics/personal trading policies utilizing compliance...Millennium Management Corp
New York, NY2 days ago$115k - $135k
...seeking an anti-money laundering (AML) analyst for its legal and compliance department to conduct enhanced due... ..., prepare Suspicious Activity Reports, and manage client risk profiles. The... ..., advisors and individual investors globally. Tenured, stable and long-term in focus...Local areaWorldwideShift workNeuberger
New York, NY2 days ago$100k
...100,000 Job Overview - Compliance Analyst (Investment Management)... ...monitoring activities within a global asset management environment... ...Review marketing, personal trading, and investment activities for... ...and enforce policies. Reporting: Assist with compliance reporting...Permanent employmentWork at officeMonday to FridayAtlantic Group
New York, NY4 days ago$115k - $135k
...Compliance Analyst New York Soros Fund Management LLC (SFM) is a global asset manager and family office founded by George Soros in... ...including TIC, SHCA, and SHLA reports, ensuring submissions are... ...targeted reviews Provide ECM trading coverage support on an as-needed...Permanent employmentWork at officeFamily Office Exchange
New York, NY23 hours ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Global Compliance Analyst - Trading & Reporting. Be the first to apply!
Related searches
- information security compliance analyst Brooklyn, NY
- risk and compliance analyst Brooklyn, NY
- regulatory analyst Brooklyn, NY
- regulatory compliance associate Brooklyn, NY
- research compliance officer Brooklyn, NY
- compliance consultant Brooklyn, NY
- regulatory compliance specialist Brooklyn, NY
- compliance officer Brooklyn, NY
- medicare compliance specialist Brooklyn, NY
- cybersecurity policy and compliance analyst Brooklyn, NY