Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Compliance Analyst: Monitoring, Reporting & Automation

$75k - $85k

Rockefeller Capital Management

Rockefeller Capital Management is seeking a Compliance Analyst in New York, NY, to support its Compliance program with a focus on testing and monitoring. Key responsibilities include executing compliance testing plans, preparing reports, and supporting regulatory filings. Candidates should have a Bachelor’s degree and 1-2 years of relevant experience. The role offers a salary range of $75,000 to $85,000, along with a comprehensive benefits package. #J-18808-Ljbffr Rockefeller Capital Management

Vacancy posted 22 hours ago
Similar jobs that could be interesting for youBased on the Compliance Analyst: Monitoring, Reporting & Automation in New York, NY vacancy
  • A leading financial services company in New York seeks a Compliance Monitoring Specialist to support governance, compliance tracking, and reporting activities. Ideal candidates should have a Bachelor's degree in Business, Finance, or Law, and must possess strong organizational... 
    Suggested

    BBVA

    New York, NY
    4 days ago
  •  ...Group is hiring for a position in New York focused on compliance and regulatory responsibilities. The individual will...  ...regular interactions with multiple departments and reports to the Head of Surveillance & Monitoring in the Americas. Strong compliance knowledge and... 
    Suggested

    Crédit Agricole Group

    New York, NY
    22 hours ago
  • $100k - $135k

    TD is seeking a Senior Compliance Officer in New York, New York. This role is crucial for the Compliance Monitoring and Testing Team, overseeing compliance testing, preparing reports, and developing metrics. The ideal candidate will have a Bachelor's degree, 5-7 years of... 
    Suggested
    Work at office

    TD

    New York, NY
    1 day ago
  • $100k - $130k

     ...renseignements personnels permettant l’identification.Sr. Compliance Officer - Monitoring & Testing (Associate), TD Securities (US) page is...  ...evidence of review* Execute testing engagements, and prepare reports to document exceptions and action plans* Communicate deficiencies... 
    Suggested
    Temporary work
    Work experience placement
    Remote work
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    4 days ago
  • About the job Data Analyst - HR - Monitoring & Mgmt Reporting Job profile Supports the People & Culture (HR) function Delivers accurate HR reports, analytics, and dashboards Automates HR reporting processes Validates HR data , including SuccessFactors Assists in developing... 
    Suggested
    Work from home
    Home office

    Veracity Group

    New York, NY
    22 hours ago
  • $35 - $45 per hour

    Compliance Monitoring & Testing Specialist Base pay range $35.00/hr - $45.00/hr Top-Tier Bank in Midtown, Manhattan is seeing a Compliance Monitoring...  ...or policies and identify control deficiencies Develop reports of regulatory and internal requirement control deficiencies... 
    Permanent employment
    Contract work
    Temporary work
    Work experience placement

    Social Capital Resources

    New York, NY
    4 days ago
  •  ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad...  .... The role also involves the development of management reporting, the identification of control gaps, and the support of... 

    Confidential

    New York, NY
    2 days ago
  •  ...and efficiency with AI-driven automation, we’ve reimagined how loans...  ...professional to serve as a Compliance Officer for Figure Markets’...  ...with documentation of risk reporting procedures and ensure in line...  ...the daily risk reporting and monitoring of the markets and measuring... 
    Immediate start
    Remote work
    Visa sponsorship
    Work visa

    Framework Ventures

    New York, NY
    4 days ago
  • A prominent technology firm in the United States is seeking a professional to focus on the architecture and design of automation processes, particularly Dynatrace deployment tied to business transformation projects. The ideal candidate will have experience in agile methodologies... 

    Thin Technologies

    New York, NY
    4 days ago
  • $22 per hour

     ...Job Description Job Description POSITION TITLE: Worksite Monitor (3) DEPARTMENT: Youth Services LOCATION: Juan Morel Campos Secondary School REPORTS TO: Assistant Community School Director/Youth Employment Coordinator SALARY: $22 Per hour/35 hours DATES... 
    Hourly pay
    Seasonal work
    Monday to Friday

    Grand St Settlement Inc.

    New York, NY
    14 days ago
  • $64k - $80.5k

     ...win. The Regulatory Incident Reporting Analyst will support the Compliance department in ensuring compliance...  ...consistency of data. Support the monitoring of deadlines and regulatory...  ...efforts to incorporate technology, automation, and AI tools into the incident reporting... 
    H1b
    Visa sponsorship
    Flexible hours

    BetMGM

    Jersey City, NJ
    2 days ago
  •  ...appropriate incident management skills Respond promptly and in compliance with established policies and procedures to onsite observed or...  ..., and in the appropriate format (i.e., written incident report, AWARD or CARES database, etc.) Report on time and prepared for... 
    Permanent employment
    Work at office
    Local area
    All shifts
    Shift work

    BronxWorks

    New York, NY
    7 days ago
  •  ...Description Job Description PRIMARY FUNCTION/PURPOSE: The Safety Monitor will be directly responsible for monitoring all activities in...  ...access to the facility twenty-four hours a day and will report any hazardous conditions within the facility and grounds to the... 
    Shift work

    Childrens Rescue Fund

    New York, NY
    17 days ago
  • A leading financial institution in New York is seeking a Compliance Monitoring & Testing Specialist. This role involves conducting compliance monitoring and testing, ensuring adherence to regulatory requirements, and documenting findings. Candidates should have a Bachelor... 
    Contract work

    Social Capital Resources

    New York, NY
    4 days ago
  • Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalaur... 
    Remote job

    TD Bank

    New York, NY
    4 days ago
  •  ...supervise U.S. entities. The Regulatory Compliance Department (“RCD”) provides support...  ...compliance related advice, monitoring, self-testing, and reporting in order to reduce regulatory compliance...  ...Your Role Overview The Compliance Analyst is responsible for identifying and... 
    Temporary work
    Work at office
    Work from home
    Flexible hours
    2 days per week

    SUMITOMO MITSUI TRUST BANK, LIMITED

    New York, NY
    23 days ago
  • $85k - $110k

     ...Marex is seeking an Operations Regulatory Reporting Analyst who will support and maintain...  ...Income. Responsibilities * Daily monitoring and problem resolution associated to,...  ...personal & group mailboxes * Ensuring compliance with the company's exchange/regulatory... 
    Immediate start
    Flexible hours

    Marex Group, Plc.

    New York, NY
    3 days ago
  • $69k - $105k

     ...Tiedeman Road, Brooklyn Ohio The Senior Analyst supports the preparation, analysis,...  ...governance of the FR 2052a Liquidity Monitoring Report. This role is designed to flex across...  ...reasonable accommodations by emailing HR_Compliance@keybank.com. #LI-Remote #J-18808-Ljbffr... 
    Work at office
    Remote work
    Flexible hours

    KeyBank

    Brooklyn, NY
    4 days ago
  • A leading financial services firm is seeking a mid-level Monitoring & Testing Analyst to support its global program. The role involves executing...  .... Candidates should have 3-5 years of experience in compliance or audit, strong analytical skills, and the ability to manage... 

    Framework Ventures

    New York, NY
    4 days ago
  • $100k - $120k

     ...biological hazards.  Interpret exposure monitoring results and develop appropriate...  ...exposures. Author detailed technical reports supported with sampling, analysis, and/or...  ...controls continue to be effective. Assesses compliance with state and/or federal health-based... 
    Full time
    Temporary work
    Work at office
    Local area

    Apex Companies

    New York, NY
    8 days ago
  • $85k - $110k

    Marex is looking for an Operations Regulatory Reporting Analyst in New York. This role involves supporting and maintaining operational...  ...multiple asset classes. Responsibilities include daily monitoring of compliance and collaborating with various departments to ensure... 

    Marex

    New York, NY
    22 hours ago
  • $35 per hour

     ...Description Job Description Licensing Compliance Consultant VIAJP00001535 ~ Hourly pay...  ...to resolve outstanding balances, monitoring expected cash receipts, maintaining collection...  ..., supporting finance and offshore reporting teams, managing withholding tax certificate... 
    Hourly pay
    Contract work
    Worldwide
    Monday to Friday
    Shift work

    Avispa Technology

    New York, NY
    4 days ago
  • $17.5 per hour

     ...Part-Time Worksite Monitor Summer Youth Employment Program (SYEP)/ Work, Learn and Grow (WLG) High School & College Success Commonpoint...  ...adult role models. The Part-Time Worksite Monitor will report to the SYEP/WLG Worksite Operations Coordinator, and will serve... 
    Part time
    Summer work
    Seasonal work
    Summer internship
    Work at office
    1 day per week

    Commonpoint Queens

    Flushing, NY
    3 days ago
  • $21.26 per hour

     ...aides. As a project sponsor since 1995, CAMBA distributes applications, conducts intake, develops jobs, and monitors employment. Position: Monitor  Reports To: Program Manager    Location: 21 Snyder Avenue, Brooklyn, NY 11226 What The Monitor  Does:... 
    Hourly pay
    Minimum wage
    Full time
    Temporary work
    Work experience placement
    Summer work
    Live in

    CAMBA

    Brooklyn, NY
    4 days ago
  • $109.15k - $117.59k

     ...Job Title: Quality Improvement Compliance Monitor Grade: 28 Salary: $109,145 - $117,588 The Research Foundation for Mental Hygiene...  ...full-time Quality Improvement Compliance Monitor position. Reporting to the QIE Director and part of the greater HRPP, the incumbent... 
    Full time

    New York State Psychiatry Institute

    New York, NY
    1 day ago
  • $17 - $19 per hour

     ...Position Summary: The Worksite Monitor conducts weekly assessments to ensure that...  ...Ensuring clear communication and addressing/reporting any possible issues and remaining detail...  ...to ensure safety, support, and compliance. The ability to identify, document, and... 
    Work at office
    Local area

    Children's Aid

    New York, NY
    1 day ago
  • $18 per hour

     ...MLB is currently seeking part-time seasonal Gameday Monitors for the upcoming 2026 Major League Baseball season to provide quality assurance...  ...immediately to the appropriate teams Provide detailed reports that recap any issues that occurred during the game. Requirements... 
    Hourly pay
    Part time
    Work experience placement
    Seasonal work
    Immediate start
    Remote work
    Flexible hours
    Shift work
    Night shift
    Weekend work

    H star

    New York, NY
    22 hours ago
  • $19 per hour

     ...Tennis Championships Seasonal Vendor Zone Monitors It takes the most talented people to...  ...in a welcoming and friendly manner Report unattended bags and packages, medical situations...  ..., etc.) Cleaning vendor staff are in compliance with uniform policy and are well groomed... 
    Hourly pay
    Summer work
    Seasonal work
    Local area
    Immediate start
    Worldwide
    Shift work
    Night shift
    Weekend work

    USTA National Tennis Center Inc

    Corona, NY
    1 day ago
  •  ...Assistant Safety Monitor Supervisor Program: New Horizons | 188-190 Sutter Avenue, Brooklyn, NY 11212 What You'll Do As an Assistant...  ..., maintaining accurate documentation and preparing incident reports when necessary. Your responsibilities will include:... 
    Minimum wage
    Local area
    Shift work

    HELP USA

    Brooklyn, NY
    1 day ago
  • The University of Georgia is hiring a Compliance Monitor for a full-time position in the Athens area. This role involves enforcing parking regulations, issuing citations, and preparing reports on parking concerns. Candidates should possess a high school diploma, with experience... 
    Full time
    Afternoon shift

    University of Georgia

    Brooklyn, NY
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Compliance Analyst: Monitoring, Reporting & Automation. Be the first to apply!