Hybrid Portfolio Compliance Associate — Post-Trade
Cohen & Steers
A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience in asset management. Strong analytical, communication, and organizational skills are essential. The position allows for a hybrid work model—4 days in-office and 1 day remote. #J-18808-Ljbffr Cohen & Steers
- ...Global Trade Compliance Specialist The Global Trade Compliance Specialist will support compliant export and import transactions. Successful... .... Experience in the electronics industry is preferred. Hybrid position can work from home 1-2 days per week and the remainder...SuggestedWork at officeLocal areaWork from home2 days per week1 day per week
$76k - $95k
...deliver for our consumers. With a rich portfolio of beloved brands, including DiGiorno,... ...Visa Sponsorship. POSITION SUMMARY The Trade Compliance Specialist works collaboratively with internal... ...forwarders, as well as internal, post entry and valuation reviews. Foster an...Suggested$120k - $150k
...currently recruiting for a senior associate role for the Portfolio Surveillance team. Main duties are... ...UCITS using Aladdin and Sentinel as compliance engines. Promptly investigate, resolve... ...relating to compliance pre- and post-trade violations. Provide pre-trade overrides...SuggestedTemporary workLocal areaWorldwide- ...engineers to test their theories. The role requires a degree in a technical or quantitative discipline and skills in programming languages such as C, C++, Java, or Python. Employees enjoy comprehensive benefits plus a hybrid work policy. #J-18808-Ljbffr Quant Blueprint LLCSuggested
$100k - $160k
Nomura is seeking a Sales and Trading Supervision Associate in New York to conduct daily reviews of trading across various desks. The role requires 3-15 years of experience, proficiency in Excel, and an understanding of US equity market structure. The position offers a...Suggested$120k - $150k
Morgan Stanley is seeking a Senior Associate for its Portfolio Surveillance team in New York. The role entails monitoring compliance, problem-solving, and enhancing surveillance processes. You'll need 5-6 years of asset management experience and strong analytical skills...- Paths Management Services LLC is seeking a Jr. Desk Compliance Manager to manage Section 8 and LIHTC properties ensuring compliance with... ...knowledge of relevant compliance requirements. The position offers a hybrid schedule with three days in the office and two days working...Hourly payWork at officeWork from home
- A leading law firm in New York seeks an experienced Associate Attorney specializing in registered investment funds. Candidates must have... ...degree. This position includes competitive compensation and a hybrid work model. The role involves working closely with shareholders...
$75k - $85k
...This role requires a hybrid schedule and will be based... ...financial services compliance. We're looking for a Delivery... ...& Controls Senior Associate who is ready to own a... ...Ventures is a global portfolio of high-growth... ...more, the U.S. Federal Trade Commission has published...Full timeTemporary workWork at officeLocal areaRemote workMonday to FridayFlexible hours- ...First Quality in McElhattan, PA seeks an International Trade Compliance Specialist. This role manages import/export activities to comply with U.S. and international trade laws, including EAR and ITAR. Successful candidates will have a Bachelor’s degree in a relevant field...
- ...Tradeready is hiring an International Trade Specialist to ensure compliance with U.S. and international trade laws, manage global logistics, and optimize import/export processes. The ideal candidate will have a background in International Business and extensive knowledge...
$84k - $128.1k
...confidentiality. Ideal applicants will have a Bachelor's degree and familiarity with database research tools. The position offers a hybrid work environment and the salary range is estimated between $84,000 to $128,100, depending on experience and location. #J-18808-...- ...Our client, a leader in oil and gas, is seeking a dedicated Trade Compliance Analyst to join their dynamic team. As a Trade Compliance Analyst, you will play a crucial role in supporting the compliance department, ensuring data accuracy, and enhancing the efficiency of...Weekly payContract workTemporary workRemote workFlexible hours
- ...by role, level, and location. The range displayed on each job posting reflects the minimum and maximum target for new hire salaries... ...education or training. Summary Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance...Full timeContract workFor contractorsWork at officeRemote work
$32 - $36 per hour
...conflicts of interest, maintain and update databases, and ensure compliance with firm policies. We're looking for candidates with a... ...degree and strong analytical skills. The position is full-time hybrid, offering a $32-$36 hourly rate based on experience. #J-18808-Ljbffr...Hourly payFull time$76k - $95k
...Nestlé USA is seeking a Trade Compliance Specialist to oversee compliance with U.S. import/export regulations. The role involves collaborating with internal teams and external partners such as customs brokers, ensuring timely processing of import/export documentation,...$60k - $80k
...Job Title: Global Trade Compliance Analyst Department : Operations Primary Location: Remote/Personal Residency Reports To: Account Manager Employment... ...customs broker to assist in import clearance issues, perform post‑entry amendments, and fulfill PGA licensing requirements per...Full timeWork at officeImmediate startRemote workWork from homeFlexible hours$75k - $85k
...Global Logistics and Trade Compliance Specialist Department: Production Location: Remote, United States Job Type: Full time, exempt Hiring... ...to participate in the respective variable compensation plan associated with the role. Equal Employment Opportunity (EEO):...Full timeSummer workSeasonal workWork at officeLocal areaRemote workHome officeOverseas- GCS Recruitment is seeking a Trade Compliance Analyst for remote work. This role is critical for supporting export compliance operations, ensuring adherence to regulations and managing shipment flow efficiently. Key responsibilities include performing USMCA qualifications...Remote job
$88.3k - $132.4k
TE Connectivity is hiring a Duty Mitigation Analyst (Remote) to join their Global Trade Services team. This role includes managing customs duty payments and savings projects and requires strong analytical skills, communication, and decision-making abilities. The successful...Remote job$125k - $175k
...of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications... ...of the risk and compliance requirements associated with this. Desired Skills and Experience...Work at office- Staples is seeking an Export Specialist to oversee export operations and ensure compliance with international trade regulations. This dynamic role requires 2+ years of relevant experience and strong knowledge in global logistics. You will manage export documentation and...Flexible hours
- Job Description Position Summary: The Trade Compliance Specialist - Import Operations is responsible for managing Victaulic’s day‑to‑day U.S. import compliance activities. The role serves as the primary operational liaison with customs brokers, freight forwarders, and...
- Sumitomo Mitsui Trust Bank Limited New York Branch is seeking a Compliance Analyst responsible for compliance issues across the Bank. This... ...experience in the AML KYC domain. The position offers a hybrid schedule with various employee benefits, including medical, 401...Temporary work
$120k - $150k
Overview Job Overview - Compliance Associate (Private Equity) Compensation: $120,000 - $150,000/year... ...York, NY Schedule: Monday to Friday (Hybrid). Atlantic Group is hiring a Compliance... ...including Code of Ethics monitoring, personal trading reviews, and quarterly certifications....Work at officeMonday to Friday$70k - $160k
A financial services firm in New York is seeking a Compliance Professional to manage the Quantitative Trading Compliance program. The ideal candidate will have over 3 years of experience in compliance within financial markets, strong analytical skills, and a bachelor's...$113.4k
Goldman Sachs is hiring for an Associate, Regulatory Reporting - Trade Level in New York, New York. The role involves data analytics, analyzing complex datasets, and enhancing current controls for financial products. Applicants should possess a Master’s degree in Management...Work experience placement- ...Policy Assessor (GRC Analyst / Third Party Risk Management) to work in Atlanta, GA, on a hybrid basis. The role involves reviewing regulatory requirements and assessing compliance documents, requiring a strong background in information security. Candidates should possess...
$80k - $90k
HedgeServ is looking for a regulatory compliance professional to join their hybrid team in New York, NY. The role includes responsibilities surrounding hedge fund regulatory compliance reporting, such as SEC Form PF and CFTC Form CPO-PQR filings. Candidates should have...$125k - $175k
Rex Technologies GmbH is seeking a Surveillance Compliance Officer in New York to provide Trade Surveillance and ensure compliance with SEC, FINRA, and other regulations. The role involves reviewing alerts, producing metrics, and collaborating with compliance teams. With...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid Portfolio Compliance Associate — Post-Trade. Be the first to apply!
- regulatory officer New York, NY
- regulatory compliance specialist New York, NY
- senior compliance officer New York, NY
- research compliance officer New York, NY
- coding compliance specialist New York, NY
- trade compliance specialist New York, NY
- legal compliance analyst New York, NY
- medicare compliance specialist New York, NY
- entry level compliance analyst New York, NY
- aml compliance analyst New York, NY

