Hybrid Portfolio Compliance Associate — Post-Trade
Cohen & Steers
A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience in asset management. Strong analytical, communication, and organizational skills are essential. The position allows for a hybrid work model—4 days in-office and 1 day remote. #J-18808-Ljbffr Cohen & Steers
- ...Vertisystem Inc. is looking for a Trading Processing Consultant based in New York. This hybrid position requires 2-3+ years of experience in trading processing... ...opportunity to contribute significantly to operational risk processes and compliance initiatives. #J-18808-Ljbffr...Suggested
- ...A recruitment agency seeks a Trade Compliance Analyst to join a dynamic team. Candidates will analyze transactions, ensure compliance with trade regulations, and prepare reports. Preferred qualifications include experience in compliance, knowledge of equity and fixed...Suggested
$80k - $95k
...experience in project management and business analysis. This role involves managing system enhancements, monitoring trading systems, and ensuring compliance with regulations. Strong communication skills and experience in project management methodologies are essential....Suggested$188.18k
...valuation, securities trading, risk management, or financial... ...questions and provide portfolio insights. Perform data... ...assets, by driving compliance with applicable laws,... .... A telecommuting/hybrid work schedule may be permitted... ...will accept pre- or post- Master’s degree...SuggestedFull timeRemote work$125k - $175k
Trade Surveillance and Compliance Officer $125,000-$175,000 Location: New York, NY (Hybrid) Company Overview RQD is a modern correspondent clearing firm that offers clearing... ...scales as clients grow. In addition to portfolio margin, RQD supports U.S. equities, options...SuggestedFull time$120k - $150k
...currently recruiting for a senior associate role for the Portfolio Surveillance team. Main duties are... ...UCITS using Aladdin and Sentinel as compliance engines. Promptly investigate, resolve... ...relating to compliance pre- and post-trade violations. Provide pre-trade overrides...Temporary workLocal areaWorldwide$118.9k - $238k
...talented individual to join our Compliance team at Mercer, a Marsh... ...Boston or New York. This is a hybrid role that has a requirement... ...responsible for administering our portfolio compliance program for our... ...implementation, pre-trade and post-trade controls and monitoring...Minimum wageWork at officeLocal areaRemote workFlexible hours3 days per week1 day per week- ...exchanges. Our main focus is on the sales and trading of Japanese, Asian, and U.S. equities,... ...: The Trading and Surveillance Compliance Specialist supports the front office sales... ...Community Engagement Programs DCMA has a hybrid work program in place, with...Temporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- ...Trade Compliance Analyst in Newport Beach, CA This is an ideal opportunity for individuals interested... ..., the impact of trades to client portfolios, and the implementation of rules and regulations... ...income and equity trades, on a pre and post trade basis, to ensure compliance with...
$120k - $150k
...Morgan Stanley is seeking a Senior Associate for its Portfolio Surveillance team in New York. The role entails monitoring compliance, problem-solving, and enhancing surveillance processes. You'll need 5-6 years of asset management experience and strong analytical skills...- ...Global Trade Compliance Specialist The Global Trade Compliance Specialist will support compliant export and import transactions. Successful... .... Experience in the electronics industry is preferred. Hybrid position can work from home 1-2 days per week and the remainder...Work at officeLocal areaWork from home2 days per week1 day per week
- ...engineers to test their theories. The role requires a degree in a technical or quantitative discipline and skills in programming languages such as C, C++, Java, or Python. Employees enjoy comprehensive benefits plus a hybrid work policy. #J-18808-Ljbffr Quant Blueprint LLC
$75k - $110k
...technology-driven financial services firm in New York is seeking a Compliance Associate to support Sanctions, Anti-Money Laundering, and Counter-... ...in fintech or digital assets. This position offers a hybrid work model with a competitive salary range between $75,000 and...- Paths Management Services LLC is seeking a Jr. Desk Compliance Manager to manage Section 8 and LIHTC properties ensuring compliance with... ...knowledge of relevant compliance requirements. The position offers a hybrid schedule with three days in the office and two days working...Hourly payWork at officeWork from home
$76k - $95k
...deliver for our consumers. With a rich portfolio of beloved brands, including DiGiorno,... ...Visa Sponsorship. POSITION SUMMARY The Trade Compliance Specialist works collaboratively with internal... ...forwarders, as well as internal, post entry and valuation reviews. Foster an...- Daiwa Capital Markets America Inc. is hiring a Trading and Surveillance Compliance Specialist in New York. The successful candidate will support front... ...5 years in Compliance/Surveillance. The role offers a hybrid work environment with competitive benefits including medical...
$109.3k - $182.1k
...Arrangement/Location: This is a hybrid position requiring in-... ...NY.Overview:Complete Compliance Risk Management... ...employee conduct, and associated supervisory... ...financing solutions, trading and investing strategies... ...assigned.Specific to Posting - Provide Advice, Guidance...Work experience placementWork at office- A leading law firm in New York seeks an experienced Associate Attorney specializing in registered investment funds. Candidates must have... ...degree. This position includes competitive compensation and a hybrid work model. The role involves working closely with shareholders...
- ...Namely is looking for Licensed Insurance Agents to join their team in New York City. In this full-time, hybrid role, you will support customers by quoting, comparing, and binding insurance products, while assisting with servicing and cross-selling additional solutions...Full time
$85k - $105k
...A recruitment firm seeks a Compliance Analyst in New York, NY, to support investment advisory compliance. This hybrid role involves surveillance, regulatory filings, and policy governance. Candidates should possess a Bachelor’s degree and 1-5 years of relevant compliance...- ...manufacturer is seeking a Customs Analyst in Georgia, responsible for executing brokerage operations and ensuring compliance with U.S. and foreign trade regulations. The ideal candidate should possess a Bachelor's degree, 2-4 years of relevant experience, and strong knowledge...
$110k - $125k
...including: Flexible paid time off Hybrid work schedule 401(K) matching... ...Department/Team: Investment Compliance is a global function... ...information to investment and trading personnel. Analyze compliance... ...to investment restrictions at portfolio and firmwide levels. Conduct...Full timePart timeWork experience placementWork at officeFlexible hours- ...MoonPay is seeking a Regulatory Compliance Specialist in New York to support the management of US Money Transmitter Licenses. Responsibilities... ...with regulatory processes. The position offers flexible hybrid work options and a competitive salary package. #J-18808-Ljbffr...Remote workFlexible hours
- ...Our client, a leader in oil and gas, is seeking a dedicated Trade Compliance Analyst to join their dynamic team. As a Trade Compliance Analyst, you will play a crucial role in supporting the compliance department, ensuring data accuracy, and enhancing the efficiency of...Weekly payContract workTemporary workRemote workFlexible hours
- ...by role, level, and location. The range displayed on each job posting reflects the minimum and maximum target for new hire salaries... ...education or training. Summary Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance...Full timeContract workFor contractorsWork at officeRemote work
- ...GCS Recruitment is seeking a Trade Compliance Analyst for remote work. This role is critical for supporting export compliance operations, ensuring adherence to regulations and managing shipment flow efficiently. Key responsibilities include performing USMCA qualifications...Remote work
- ...Lutron Electronics Co., Inc is looking for a detail-oriented Trade Compliance Specialist to join their team in Center Valley, PA. In this role, you will ensure adherence to international regulations while collaborating with various internal and external partners. Your...Work at office
- ...Axel Springer hy GmbH is seeking a Sr. Trade Consultant who will advise clients on customs regulations and provide strategic guidance on trade compliance. The role involves drafting CBP Binding Ruling Requests and managing customs documentation, requiring at least 10...Remote work
- ...Overview Lutron is seeking a detail-oriented and driven Trade Compliance Specialist to join our Trade Compliance team at Lutron's Annex... ...export compliance procedures and best practices. Qualifications Associate or bachelor’s degree preferred, High School diploma required...Work at office
$22.28 per hour
...also Wellness and Volunteer Time Off days. Responsibilities The Trade Compliance Specialist reviews orders on AE hold, collects and documents... ...with orders. Because of the possibility for fraudulent job postings on many popular job boards, please be advised that Connection...Work at office
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