Compliance Associate (Private Equity)
$120k - $150kAtlantic Group
Overview Job Overview – Compliance Associate (Private Equity) Compensation: $120,000 – $150,000/year base ($250,000 All-In) Location: New York, NY Schedule: Monday to Friday (Hybrid). Atlantic Group is hiring a Compliance Associate (Private Equity) in New York, NY for our client, supporting regulatory compliance, monitoring, and policy administration within an alternative investment environment. In this hybrid role, you will oversee Code of Ethics compliance, support regulatory filings, and contribute to compliance testing and internal controls. You will partner with investment, legal, and operations teams to ensure adherence to regulatory requirements and firm policies. Responsibilities Compliance Program Support: Assist with day-to-day compliance activities including Code of Ethics monitoring, personal trading reviews, and quarterly certifications. Regulatory Filings: Support preparation and maintenance of regulatory filings and ensure compliance records are accurate and audit-ready. Compliance Testing: Participate in testing, mock exams, and internal reviews to assess control effectiveness and regulatory readiness. Regulatory Research: Monitor regulatory developments and assist with implementing new policies and compliance requirements. Cross-Functional Collaboration: Partner with investment, legal, and operations teams to support compliance initiatives and firm-wide standards. Qualifications Education: Bachelor’s degree is required, and a background in Legal Studies, Compliance, or a related field is preferred. Experience: 4-7 years of compliance or legal experience within private equity, private markets, or investment advisory environments. Industry Knowledge: Strong understanding of investment adviser compliance frameworks, regulatory requirements, and internal control environments is required. Technical Skills: Experience using compliance monitoring systems and proficiency in Microsoft Office is required, and exposure to tools such as MyComplianceOffice or Global Relay is preferred. Skills & Attributes: Demonstrates strong attention to detail, organization, and communication skills with the ability to manage multiple priorities and work effectively across teams in a regulated environment. Application Notice Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion. #J-18808-Ljbffr Atlantic Group
$85k - $125k
...growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience... ...as it relates to investment banking, equity research and institutional sales & trading... ...investment advisor that has public and private funds under management Monitoring and...Employment EquityPrivateCurrently hiringFlexible hours$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...Employment EquityPrivate- ...Compliance Associate (New York, NY): A leading private equity firm with more than $10B in assets under management is seeking a Compliance Associate to join its team in New York City. This is a fantastic opportunity to join growing firm with a collegial, team-oriented and...Employment EquityPrivateContract workWork at office
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a... ...Industries Investment Management and Venture Capital and Private Equity Principals Referrals increase your chances of interviewing...Employment EquityPrivateFull time
$100k - $145k
...growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience... ...as it relates to investment banking, equity research and institutional sales & trading... ....00 1 week ago Compliance Specialist - Private Healthcare New York City Metropolitan...Employment EquityPrivateFull timeCurrently hiringRemote workFlexible hours$110k - $150k
A leading global private equity firm is looking for a Compliance Analyst/Associate based in New York or San Francisco. This role involves supporting compliance programs, conducting internal testing, and managing regulatory filings. Ideal candidates have 3-5 years of compliance...Employment EquityPrivate$100k - $135k
A leading private equity firm is seeking a Compliance Analyst or Associate in New York City. This role offers a chance to be part of a fast-growing firm, collaborating directly with senior leaders in building the compliance infrastructure. Candidates should have a Bachelor...Employment EquityPrivate- Atlantic Group is seeking a Compliance Associate in New York City to enhance its compliance program and grow with the firm. This role offers broad exposure to private markets compliance, supporting administrative duties, regulatory filings, and contract reviews, ensuring...Employment EquityPrivateContract work
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- ...Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to... ...and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance...Employment EquityPrivateWork at officeImmediate startShift work
- Deputy Chief Compliance Officer & Associate General Counsel New York, NY Job Reference #3599635 Potential progression into the Chief Compliance... ...Broad legal and compliance scope across hedge fund and private equity strategies Opportunity to help build AI governance and...Employment EquityPrivate
- ...The role will report directly into the CCO and cover Central Compliance function for the firm including Marketing and Advertising Compliance... ...4+ years of experience at an SEC regulated asset manager or private equity firm or law firm with relevant regulatory experience,...Employment EquityPrivateWork at office
- ...firm seeks a mid-level Healthcare Regulatory Associate in New York, NY. The ideal candidate will... ...working on healthcare transactions, including private equity and M&A. Duties Advise clients on healthcare regulatory compliance and transactions. Conduct regulatory diligence...Employment EquityPrivate
$140k - $185k
...description represents a sample Fund Compliance Analyst position commonly found through... ...responsibilities and qualifications typically associated with early-career roles in fund... ...vary based on employer type (e.g., private equity, hedge funds, venture capital, or alternative...Employment EquityPrivateFull time$100k - $120k
Compliance Analyst/Associate Apollo is a high-growth, global alternative asset manager. In our asset management business, we seek to provide... ...the risk-reward spectrum from investment grade credit to private equity. For more than three decades, our investing expertise across...Employment EquityPrivate- ...Opportunity MoonPay is looking for a Regulatory Compliance Specialist to join our growing... ...environment. Benefits Competitive salary package. Equity package. Pay for performance equity... ...working schedule—remote or office. Private healthcare benefits. Enhanced parental leave...Employment EquityPrivateWork at officeRemote workHome office
$70k - $160k
...Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program, including... ...financial services control functions, ideally Hedge Fund and Private Equity regulatory compliance experience or accounting, investor services...Employment EquityPrivate- A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting compliance activities, monitoring the Code of Ethics, and ensuring adherence to regulatory requirements. Candidates...Employment EquityPrivate
- ...About the Position We are seeking a Compliance Coordinator to provide critical administrative support to our fast-paced and growing... ...financial transactions at a trading firm, hedge fund, law firm, or private equity firm Self-motivated with a strong independent work ethic...Employment EquityPrivateFlexible hours
- ...Vice President, Compliance Officer About the Company Globally recognized alternative... ...Industry Investment Management Type Privately Held About the Role The Company is... ...fund businesses, including private equity, private credit, and real estate strategies...Employment EquityPrivate
$90k - $103k
...between fiat and crypto end to end, including compliance, identity checks, fraud prevention and... ...& Perks Competitive salary package Equity package and pay‑for‑performance equity bonus... ...remotely or at your nearest Moonbase Private healthcare benefits Enhanced parental leave...Employment EquityPrivateRemote workHome office$115k - $135k
...range of strategies and asset classes, including public and private equity and credit, fixed income, foreign exchange, and alternative assets... ...SFM is seeking a detail-oriented and proactive Junior Compliance Analyst to join its New York-based Legal and Compliance team....Employment EquityPrivatePermanent employmentWork at office- ...from content you can trust. Our universe of public and private content includes equity research, company filings, event transcripts, expert calls... ...Given the proprietary insights in these conversations, compliance is critical to our business, and a key component of our...Employment EquityPrivate
- Security Based Swap Dealer Senior Compliance Officer Serve as the leader... ...all aspects of compliance associated with the SBSD and partner... ...experience at a regulator, private firm, broker dealer or required... ...and FINRA rules governing equities Seniority level Mid-Senior level...Employment EquityPrivateFull time
$200k - $225k
...seeking an analytical and collaborative individual to serve as a compliance officer within its Operations Affiliate, Cerberus Operations... ...company investments, primarily focusing on North American private equity, lending, and supply chain strategies. Assist in designing and...Employment EquityPrivate- Senior Compliance Officer, Investments Compliance page is loaded## Senior Compliance Officer, Investments Compliancelocations... ...compliance experience is required, and exposure to private credit, mortgage loans, private equity, real estate and derivatives is a plus.* Working...Employment EquityPrivateWork at office
- ...legal structure used in $150+ billion of private equity healthcare transactions. As we scale... ...all 50 states, we're seeking a Senior Compliance Analyst to ensure our legal framework remains... ...Services Agreements, and Business Associate Agreements for compliance Ensure clinical...Employment EquityPrivateRemote workFlexible hours
$109.3k - $182.1k
...Buffalo, NY. Overview: Complete Compliance Risk Management activities... ...relevant employee conduct, and associated supervisory framework... ...Management, Fiduciary, Wealth and Private Banking products including individualized... ...and Practices Private equity and private placements Best...Employment EquityPrivateWork experience placementWork at office- The Quality & Compliance Consultant is responsible for supporting franchisees through the... ...locations across the U.S. and Canada. With a private equity investment from The Riverside Company,... ...the continuum of care. Seniority level Associate Employment type Contract Job function...Employment EquityPrivateContract workLocal areaRemote work
$81.27k - $90.3k
Title Contract and Compliance Specialist Supervisor VP of Development Location Remote Salary... ...), state requirements, and public and private donor policies affecting subcontracts... ...with local market rates to ensure internal equity and fairness across our distributed...Employment EquityPrivatePermanent employmentContract workLocal areaFlexible hours
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