Compliance Associate (Private Equity)
$120k - $150kAtlantic Group
Overview Job Overview – Compliance Associate (Private Equity) Compensation: $120,000 – $150,000/year base ($250,000 All-In) Location: New York, NY Schedule: Monday to Friday (Hybrid). Atlantic Group is hiring a Compliance Associate (Private Equity) in New York, NY for our client, supporting regulatory compliance, monitoring, and policy administration within an alternative investment environment. In this hybrid role, you will oversee Code of Ethics compliance, support regulatory filings, and contribute to compliance testing and internal controls. You will partner with investment, legal, and operations teams to ensure adherence to regulatory requirements and firm policies. Responsibilities Compliance Program Support: Assist with day-to-day compliance activities including Code of Ethics monitoring, personal trading reviews, and quarterly certifications. Regulatory Filings: Support preparation and maintenance of regulatory filings and ensure compliance records are accurate and audit-ready. Compliance Testing: Participate in testing, mock exams, and internal reviews to assess control effectiveness and regulatory readiness. Regulatory Research: Monitor regulatory developments and assist with implementing new policies and compliance requirements. Cross-Functional Collaboration: Partner with investment, legal, and operations teams to support compliance initiatives and firm-wide standards. Qualifications Education: Bachelor’s degree is required, and a background in Legal Studies, Compliance, or a related field is preferred. Experience: 4-7 years of compliance or legal experience within private equity, private markets, or investment advisory environments. Industry Knowledge: Strong understanding of investment adviser compliance frameworks, regulatory requirements, and internal control environments is required. Technical Skills: Experience using compliance monitoring systems and proficiency in Microsoft Office is required, and exposure to tools such as MyComplianceOffice or Global Relay is preferred. Skills & Attributes: Demonstrates strong attention to detail, organization, and communication skills with the ability to manage multiple priorities and work effectively across teams in a regulated environment. Application Notice Qualified candidates will be contacted within 2 business days of application. If an applicant does not meet the above criteria, Atlantic Group will keep your resume on file for future opportunities and may contact you for further discussion. #J-18808-Ljbffr Atlantic Group
$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...Employment EquityPrivate$110k - $150k
A leading global private equity firm is looking for a Compliance Analyst/Associate based in New York or San Francisco. This role involves supporting compliance programs, conducting internal testing, and managing regulatory filings. Ideal candidates have 3-5 years of compliance...Employment EquityPrivate$85k - $115k
About the RoleiCapital is looking for a Compliance Associate to join its Regulatory and Compliance... ...strong focus on marketing materials for private funds. The ideal candidate will be responsible... ...package which includes salary, equity for all full-time employees, and an annual...Employment EquityPrivateFull timeWork at officeRemote work$100k - $135k
A leading private equity firm is seeking a Compliance Analyst or Associate in New York City. This role offers a chance to be part of a fast-growing firm, collaborating directly with senior leaders in building the compliance infrastructure. Candidates should have a Bachelor...Employment EquityPrivate$100k - $135k
Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at an...Employment EquityPrivateFull timeContract workWork at office- ...Asset Management clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be working very closely... ...and/or Legal) experience (Asset Management/Hedge Fund/Private Equity/ Fund Administration or similar) Knowledge of...Employment EquityPrivate
- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a... ...Industries Investment Management and Venture Capital and Private Equity Principals Referrals increase your chances of interviewing...Employment EquityPrivateFull time
$100k - $145k
...growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience... ...as it relates to investment banking, equity research and institutional sales & trading... ....00 1 week ago Compliance Specialist - Private Healthcare New York City Metropolitan...Employment EquityPrivateFull timeCurrently hiringRemote workFlexible hours- Deputy Chief Compliance Officer & Associate General Counsel New York, NY Job Reference #3599635 Potential progression into the Chief Compliance... ...Broad legal and compliance scope across hedge fund and private equity strategies Opportunity to help build AI governance and...Employment EquityPrivate
$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...Employment EquityPrivateWork at office- Job DetailExperience Level Associate DirectorDegree Type Juris Doctor... ...Points Lead impactful compliance operations in a dynamic investment... ...program across a long/short equity investment platform.Serve as... ...Act and SEC expectations for private funds.Experience reviewing and...Employment EquityPrivateContract work
$165k - $275k
...join our team as a Regional Compliance Officer in WM Field Compliance... ..., Compliance Conduct Risk, Private Wealth Management,... ...Traded Products, Fixed Income, Equities, Options, Unit Investment Trusts... ...business practices typically associated with a broker-dealer (e.g. gifts...Employment EquityPrivateTemporary workWork experience placement$90k - $125k
...banking (both corporate and public finance), equity & fixed income research, market making,... ...:Oppenheimer & Co. Inc. is seeking a Compliance Professional to join our Compliance... ...including wrap fee separate account programs, private and registered investment funds, as well...Employment EquityPrivateWork experience placement$163k - $204k
...through internal and external managers. The Investments Compliance team provides compliance and regulatory support to... ...income compliance experience is required, and exposure to private credit, mortgage loans, private equity, real estate and derivatives is a plus.Working...Employment EquityPrivateFull timeWork at office$150k - $200k
...also to contribute to our clients’ success.About the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to applicable regulatory...Employment EquityPrivateFull timeLocal area3 days per week$130k
The VP, Compliance Officer will play a crucial role in offering real-time advice and guidance... ...with structured products, MBS, and private debt offerings is an advantage.Bachelors... ...long-term incentives (e.g., deferred cash, equity, etc.).#LI-DV1We do not accept unsolicited...Employment EquityPrivateTemporary workWork at officeImmediate start$100k - $125k
...management across complementary credit, private equity, and real estate strategies. We invest... ...returns for our investors. Overview The Fund Compliance Operations team assists in pre and post... ...-oriented Fund Compliance Operations (Associate/Analyst) to support compliance...Employment EquityPrivate$150k - $190k
...statements to identify discrepancies and ensure completeness and compliance.Build and maintain strong relationships with internal and... ...Schedule K-1 reporting for operating businesses, hedge funds, and private equity investments, including the ability to analyze K-1, K-2, and K...Employment EquityPrivateFull timeSeasonal workWork at officeLocal areaImmediate start$115k - $150k
...and communities. KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that... ...insurance subsidiaries. Position Overview KKR is seeking a Compliance Officer to join KKR’s Global Compliance team with a focus on...Employment EquityPrivateWork at officeLocal area- A hiring firm in New York is seeking a Compliance Associate to oversee regulatory compliance within a private equity environment. The role involves supporting compliance activities, monitoring the Code of Ethics, and ensuring adherence to regulatory requirements. Candidates...Employment EquityPrivate
$245k
...start-ups, international governments, non‑profits and trade associations, and private individuals. Our work spans highly complex, global matters... ...upon a culture that reflects our dedication to diversity, equity, and inclusion. We base all of our employment decisions on...Employment EquityPrivateWork at officeFlexible hoursShift work- ...seeking to add an AVP to their growing Alternative Investments Compliance Team. Ideal candidate will be working very closely with... ...Compliance and/or Legal) experience (Asset Management/Hedge Fund/Private Equity/ Fund Administration or similar) FINRA Licenses (7 & 24) not...Employment EquityPrivate
- ...Compliance Officer (Bureau of Asset Management) City of New York New York City, New York, United... ...and disclosure form review on all private market manager recommendations; Serve as the compliance advisor to all public equity and public fixed income search evaluation...Employment EquityPrivateFull timeWork at office
- ...firm seeks a mid-level Healthcare Regulatory Associate in New York, NY. The ideal candidate will... ...working on healthcare transactions, including private equity and M&A. Duties Advise clients on healthcare regulatory compliance and transactions. Conduct regulatory diligence...Employment EquityPrivate
$70k - $160k
...transformative growth accelerates impact. Meet the Team The Compliance Department at Millennium is responsible for adopting, implementing... ...services control function, ideally in hedge fund or private equity regulatory compliance, or in accounting, investor services, policy...Employment EquityPrivate- About the Position We are seeking a Compliance Coordinator to provide critical administrative support to our fast-paced and growing Legal... ...transactions at a trading firm, hedge fund, law firm, or private equity firm Self-motivated with a strong independent work ethic Highly...Employment EquityPrivateFlexible hours
$140k - $185k
...description represents a sample Fund Compliance Analyst position commonly found through... ...responsibilities and qualifications typically associated with early-career roles in fund... ...vary based on employer type (e.g., private equity, hedge funds, venture capital, or alternative...Employment EquityPrivateFull time- We are currently recruiting for a Compliance opportunity. This position will primarily... ...Evaluate potential conflicts of interest associated with proposed investment transactions... ...an alternative investment manager, private equity, credit, or broader asset management environment...Employment EquityPrivatePermanent employmentFull timeWork at office
$115k - $135k
...range of strategies and asset classes, including public and private equity and credit, fixed income, foreign exchange, and alternative assets... ...SFM is seeking a detail-oriented and proactive Junior Compliance Analyst to join its New York-based Legal and Compliance team....Employment EquityPrivatePermanent employmentWork at office- Security Based Swap Dealer Senior Compliance Officer Serve as the leader... ...all aspects of compliance associated with the SBSD and partner... ...experience at a regulator, private firm, broker dealer or required... ...and FINRA rules governing equities Seniority level Mid-Senior level...Employment EquityPrivateFull time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate (Private Equity). Be the first to apply!
- compliance coordinator New York, NY
- compliance data analyst New York, NY
- regulatory specialist New York, NY
- compliance associate New York, NY
- quality compliance specialist New York, NY
- risk compliance officer New York, NY
- risk and compliance analyst New York, NY
- regulatory officer New York, NY
- compliance officer part time New York, NY
- compliance specialist New York, NY

