Average salary: $98,435 /yearly
More statsSearch Results: 30,693 vacancies
...Compliance Associate
Maxim Group LLC ? 300 Park Avenue, New York, NY
Maxim Group is a leading, diversified financial services company seeking an entry level Compliance Associate to help implement and enforce Firm policies and procedures and conduct surveillance...
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Monday to Friday
...CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance Associate is responsible for a variety of clerical tasks, and project support to the Compliance Department. These include but are not...
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For contractors
...Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Associate!
Responsibilities:
Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues and respond to...
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Permanent employment
...A boutique Hedge Fund is looking bring on a compliance associate in their Connecticut office.
A Global Macro Hedge Fund is looking to bring on a Compliance Associate in their Connecticut office.
Responsibilities:
Assist with MFA Self Exam and SEC Annual Review...
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Position Summary:
Vista Equity Partners (Vista) is seeking to hire an Associate to support the management and continued build out of the compliance program for Vistas dedicated credit investment platform, Vista Credit Partners (VCP). This role presents a tremendous growth...
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Permanent employment
Immediate start
Flexible hours
...spectrum to approximately 500 institutional investors across the globe. Visit for more information.
Clarion Partners is seeking a compliance professional to join the Legal and Compliance team in providing the following support for the firm's regulated entities in the US...
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Local area
...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management...
Suggested
Full time
Temporary work
Part time
Work experience placement
...recognize their full potential thrive.
A Better Opportunity
In this position, you will provide the highest quality support to our Compliance Team in the area of Incident Management. A successful candidate will be responsible for ensuring that various incidents are...
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...competitive portfolio of benefits to its employees.
Role Description
SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position is responsible for supporting the monitoring and testing...
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Local area
Work from home
Worldwide
...a commutable distance.
**What we do:**
Accounting Policy & Compliance roles are responsible for the adherence and interpterion of local... ...or requirements** **, efforts, skills or working conditions associated with the job. While this is intended to be** **an accurate** *...
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Full time
Temporary work
Part time
Bank staff
Local area
Flexible hours
Shift work
...Job Summary
Provide advisory coverage and conduct ongoing monitoring of various banking activities for compliance with key regulations issued by City National Bank's ("CNB"), primary U.S. based prudential regulators ("Prudential Regulations"), including Regulations...
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Full time
Bank staff
...Higher Education and 12 other major academic and professional associations.
A dedication to diversity, equity and inclusion is at the... ...world.
Job Title: ?Associate Athletic Director for Compliance
Reports to: Senior Associate Athletic Director/Senior Woman...
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Hourly pay
Holiday work
Full time
Work experience placement
Summer work
Relief
Internship
Monday to Thursday
...Job Description
Job Description Summary:
The Child Mind Institute (“CMI”) seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with...
Suggested
Full time
Contract work
Work experience placement
Local area
Flexible hours
...in New York City is actively seeking an experienced and hardworking professional to join their staff as their new Associate Director of Portfolio Compliance. In this role, the Associate Director of Portfolio Compliance will be responsible for monitoring current holdings...
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...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm... ...prowess.
PWM Compliance is seeking an experienced Associate to join our team based in New York City. In addition to the above...
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Full time
Temporary work
Part time
Work experience placement
MORE ABOUT THIS JOB:
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise...
The Role:
A senior compliance associate is responsible for ensuring that investment portfolios and funds are managed in accordance with applicable investment guidelines, regulations, and restrictions. The role will also address conflicts, review and update policies...
Local area
**Security & Delivery Driver Compliance Associate**
* Chestertown, NY
* Full-Time
* Compliance
* Security & Delivery Driver Compliance Associate
**About Etain:**
Etain Health is New Yorks only family-run, women owned and operated medical marijuana company. We...
Full time
Outdoor
...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management...
Full time
Temporary work
Part time
Bank staff
Immediate start
...our people.
Job Description
Sia Partners is looking for a talented Management Consultant to support our Risk, Regulatory & Compliance Business Unit serving our clients as a project manager.
Our consultants work closely with our clients' Compliance and Legal leadership...
Holiday work
Local area
Remote job
Worldwide
Flexible hours
