Average salary: $115,498 /yearly

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  • Regulatory Compliance Associate

    $40k - $43k

     ...Regulatory Compliance Associate Department: Consulting - Regulatory Employment Type: Full Time Location: Maitland, FL Reporting To: Trish Kirby Compensation: $40,000 - $43,000 / year Description JSI invites you to join our team as a Regulatory Compliance Associate on... 
    Suggested
    Hourly pay
    Full time
    Work at office

    John Staurulakis

    Florida, NY
    15 hours ago

  • Compliance Associate

     ...To support a growing compliance team, the hybrid Compliance Associate will assist in implementing and managing regulatory compliance programs, monitor compliance policies, and collaborate with various departments while working from Torrance, Boston, Salt Lake City, or... 
    Suggested
    Work at office
    Remote work

    Virtual Vocations Inc

    United States
    1 day ago

  • Regulatory Compliance Associate

     ...Compliance Associate The Compliance Associate supports RPM Living's regulatory compliance program across property operations. This role assists with monitoring regulatory developments, maintaining compliance records, supporting audits and compliance reviews, coordinating... 
    Suggested
    Weekly pay
    Full time
    Work at office
    Local area
    3 days per week

    RPM Living

    Austin, TX
    15 hours ago

  • Compliance Associate

     ...performing team where every person plays a meaningful role. The Opportunity The firm's General Counsel/CCO is looking to add a Compliance Associate to help manage a growing workload across compliance, back office, and regulatory functions. This is an excellent opportunity... 
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    Green Key Resources

    Chicago, IL
    16 hours ago

  • Compliance Associate

     ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is... 
    Suggested
    Work at office
    Work from home
    Flexible hours

    Sapphire Partners

    New York, NY
    1 day ago

  • Compliance Associate

    $260k - $365k

     ...Greenberg Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer... 
    Suggested
    Full time
    Temporary work
    Work at office
    Flexible hours

    Greenberg Traurig

    Chicago, IL
    1 day ago

  • Compliance Associate

    $100k - $115k

    ## Broker/Dealer Compliance, AssociateApplylocations: Short Hills, NJtime type: Full timeposted on: Posted 30+ Days Agojob requisition id: R-102234Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives.With over $315 billion in assets under management... 
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    Permanent employment
    Temporary work
    Work at office
    Flexible hours

    Blue Owl Capital Inc.

    Short Hills, NJ
    15 hours ago

  • Compliance Associate

    $50k - $60k

     ...U.S. News & World Report, L.P. is seeking a Compliance Associate to support the Money product team. This role involves ensuring timely publication of compliance requests, providing necessary documentation to financial institutions, and maintaining internal controls. The... 
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    US News & World Report ,L.P.

    Washington DC
    15 hours ago

  • Compliance Associate

    $130k - $150k

     ...operations, systems, development, finance, human resources, and compliance. About the Firm: Founded in 1968, Gilder Gagnon Howe & Co.,...  ...Summary: GGHC is seeking a detail-oriented, proactive Compliance Associate to join its compliance team. The Compliance Associate will... 
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    Gilder Gagnon Howe

    New York, NY
    15 hours ago

  • Compliance Associate

    $53k - $63.5k

     ...allows fee-only advisors to operate under our RIA while we provide compliance, investment, and operational support so they can focus on serving their clients. About the role As a Compliance Associate, you will support the day-to-day operation of Sapphire's compliance... 
    Suggested
    Full time
    Immediate start
    Remote work

    XY Planning Network

    Bozeman, MT
    15 hours ago

  • Compliance Associate

     ...Your job as a trusted member of the compliance team is a critical one at Procyon through supporting the CCO in overseeing Procyon’s Compliance...  ...regulatory, compliance, and legal risks. The Compliance Associate will be focused on developing and communicating key policies... 
    Suggested
    Apprenticeship

    Procyon Corporation

    Flint, MI
    3 days ago

  • Compliance Associate

     ...Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps...  ...Business. Private Wealth Management Compliance is seeking an Associate to join our team and be based out of our San Francisco office.... 
    Suggested
    Work at office

    The Goldman Sachs Group

    San Francisco, CA
    1 day ago

  • Compliance Associate

     ...AtriCure, Inc. is seeking an Associate Quality Specialist to manage Unique Device Identification (UDI) compliance activities. This role requires collaboration with internal teams and external regulatory agencies to ensure data accuracy and compliance with global UDI requirements... 
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    AtriCure

    Cincinnati, OH
    1 day ago

  • Compliance Associate

     ...We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources... 
    Suggested
    Work at office

    Dynamics Executive Search

    New York, NY
    1 day ago

  • Compliance Investigations Associate

     ...Seeking a full-time remote Compliance Investigations Associate, this role will conduct structured investigations into transaction monitoring, KYC, and potential financial crime while applying legal research and analytical skills developed in law school. Key responsibilities... 
    Suggested
    Full time
    Remote work

    Virtual Vocations Inc

    United States
    2 days ago

  • Compliance Associate

     ...Partnership Employment in Salt Lake City, Utah seeks a compliance professional to assist in administering the firm's compliance program and monitor regulatory developments that affect policies and procedures. The role supports branch supervision, regulatory examinations... 

    Partnership Employment

    Salt Lake City, UT
    15 hours ago

  • Compliance Associate

     ...TPG in New York is seeking an Associate to join its broker-dealer Compliance team. The role involves conducting compliance oversight of fundraising and capital market activities, and designing and implementing policies to ensure that TPG and its platforms meet legal and... 

    TPG Careers Page

    Rochester, NY
    1 day ago

  • Compliance Associate

     ...website: Please note this position is only open to candidates from Tennessee, Florida, and Kentucky. What Are We Seeking? Compliance Associate Job Summary: The Compliance Associate provides support in the areas of finance industry compliance, BSA/AML and fraud detection... 

    6AM City

    Nashville, TN
    2 days ago

  • Compliance Associate

     ...Optima Partners is looking for an Associate Compliance Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, venture capital, real‑estate, credit managers, banks and broker‑dealers... 
    Work at office
    Shift work

    Optima Partners

    Los Angeles, CA
    3 days ago

  • Compliance Associate

     ...Compliance-The Core Compliance, Associate, Dallas Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes... 
    Full time
    Work at office

    Goldman Sachs Group, Inc.

    Dallas, TX
    15 hours ago

  • Compliance Associate

     ...Financial advice is more than just investments. Position Reports to: Chief Compliance Officer (CCO) Department: Compliance Location: Carmel, IN Exemption Status: E Position Overview The Compliance Associate will assist the Chief Compliance Officer in executing the firm’s... 
    Work at office

    Valeo Financial Advisors LLC

    Carmel, IN
    5 days ago

  • Compliance Associate

     ...Job Responsibilities Execute daily compliance-related tasks and operational support activities. Maintain accurate compliance documentation...  ...standards. Requirements High school diploma or GED required. Associate's degree in Healthcare Administration, Business Administration... 
    Work experience placement

    Jobtailor

    Brentwood, TN
    1 day ago

  • Compliance Associate

     ...Compliance Associate supports the Director of Compliance in monitoring the effectiveness of the company compliance program and helps with compliance related projects. Duties and responsibilities Manage & monitor all incoming and in process consumer bankruptcy fillings... 
    Work at office

    VALID8 Financial

    Carlsbad, CA
    5 days ago

  • Compliance Associate

    $100k - $145k

     ...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance... 
    Full time
    Currently hiring
    Remote work
    Flexible hours

    Confidential Careers

    New York, NY
    3 days ago

  • Compliance Associate

    $21.2 - $26.11 per hour

     ...Full-Time Hybrid Locations Showing 1 location Birmingham, AL, USA Description Join Our Team – Construction Products Group – Compliance Associate (Hybrid Schedule) Are you highly organized, detail-oriented, & energized by keeping operations running smoothly? Do you enjoy... 
    Full time
    Casual work
    Work at office

    IAPMO Group

    Birmingham, AL
    3 days ago

  • Compliance Associate

     ...Invenergy, LLC in Chicago is seeking a Compliance Associate for Asset Management. The candidate will support Prevailing Wage & Apprenticeship compliance across the operating portfolio, ensuring documentation accuracy and compliance. The role involves stakeholder coordination... 
    Apprenticeship

    Invenergy

    Chicago, IL
    15 hours ago

  • Compliance Associate

     ...Summary The Compliance Associate supports GVA's Compliance Department by assisting with regulatory and supervisory processes that help advisors meet federal and state securities regulations, FINRA, SEC, and firm policies. This position works closely with advisors and... 

    Great Valley Advisor Group

    Devon, PA
    2 days ago

  • Compliance Associate

    $100k - $155k

     ...Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those... 
    Full time

    Cyperus Group LLC

    New York, NY
    3 days ago

  • Compliance Associate

     ...Compliance, Business Intelligence Group, Associate, Dallas Job Description Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance... 
    Work at office

    Goldman Sachs Group, Inc.

    Dallas, TX
    15 hours ago

  • Compliance Associate

    Social Capital Resources is seeking a Compliance Associate/Sr. Associate for a full-time role in the Charlotte Metro area. This position focuses on enhancing the firm’s compliance program through the review of marketing and regulatory submissions, advising on policy adherence... 
    Full time

    Social Capital Resources

    Charlotte, NC
    1 day ago