Average salary: $116,843 /yearly
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- Bring your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert...SuggestedWork at office
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...Suggested
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placement- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...SuggestedWork at office
- ...future of wealth management with you.The RoleFarther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our geographic regions, serving as the day-to...SuggestedRemote work
- ...technology solutions to enhance fair lending risk analysis methodologies, improve process efficiency, and keep the fair lending compliance program aligned with industry and regulatory standards.Leverage AI-enabled tools, generative AI, intelligent automation, and emerging...Suggested
- Job SummaryThe Sr. Associate, Compliance is responsible for overseeing vendor management and ensuring supplier quality compliance, while also providing scientific and technical support for quality investigations, including OOS, OOT, and product quality complaints. This...Suggested
- ...your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...the status quo, and striving to be best-in-class.As a Senior Associate in Strategic Data Analytics within the Compliance, Conduct and...Suggested
- ...your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...the status quo, and striving to be best-in-class.As a Senior Associate, Full Stack Software Engineer in Strategic Data Analytics within...SuggestedContract work
- ...Fwainvest is seeking a Sr. Clearance Associate I in St. Petersburg, FL to execute banking transactions and ensure compliance with regulations. Responsibilities include preparing documents and monitoring organizational policies. The successful candidate should have a high...Suggested
Fwainvest
Florida, NY2 days ago - ...Description Join the Financial Services of America Team as a Compliance Associate! Full Time Troy - On-Site Why Work with Us? Competitive Compensation: Enjoy a stable income with competitive base pay. Health Care Coverage: Financial Services of America calls about your...SuggestedFull timeWork at office
Financial Services of America
Troy, MI3 days ago - ...Compliance Analyst We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is a do-er role - you will be working the alert queue daily, conducting...SuggestedWork at officeWork from homeFlexible hours
Fern
New York, NY1 day ago - ...Boston AI Law Firm seeks an associate in Boston, MA with 2-4 years of experience to join its AI practice. The role covers advisory, regulatory... ..., and transactional work focused on AI governance and compliance, offering early responsibility and exposure to cutting-edge AI...Suggested
BCG Attorney Search
Boston, MA2 days ago $22 per hour
...Compliance Associate Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team. We are seeking a team player who will provide clerical support to our Compliance department and ensure that all confidential data is maintained...SuggestedWork at officeLocal areaShift workParkwest Casinos
Bell Gardens, CA4 days ago$100k - $140k
...Build expertise across RIA and broker-dealer compliance programs. Gain broad exposure to alternative investments and regulators.... ...disclosures. Assist with maintaining broker-dealer registrations and associated regulatory records. Coordinate registration-related...SuggestedPermanent employmentLocal areaMichael Page International Inc.
New York, NY1 day ago- ...The Compliance Associate supports Asset Management Compliance through monitoring, testing, regulatory support, employee compliance administration, and operational activities across SEI Investments Management Corp. (SIMC) investment advisory, SEI Investments Distribution...InternshipWork at officeFlexible hours
SEI
Mont Clare, PA4 days ago $60k - $71.69k
...role, and positioning large jurisdictions as national leaders in election administration. Position Summary The Operations and Compliance Associate (OACA) supports the day-to-day execution of PLEJ’s operational, financial, and compliance systems across the organization....Contract workTemporary workFor contractorsRemote workFlexible hoursGrabJobs
Irvine, CA13 hours ago- ...Our client is looking for a Compliance professional to assist its Compliance Team. This candidate will assist a highly collaborative team in the New York office who supports the administration of the firm's compliance policies as it relates to personal trading and employee...Work at office
Snelling
New York, NY1 day ago $75k
...FOIL) requests, appointments, document retention, legislation, compliance with federal, state and local laws and regulations, and... ...The New York City Council is seeking to fill a Compliance Associate position within the Office of the General Counsel's Public Integrity...Work at officeLocal areaCity of New York
New York, NY3 days ago- ...instruments such as stocks, futures, and options. ABN AMRO Clearing USA LLC-Member FINRA, NFA, FIA and SIPC. Job Overview: The compliance associate role supports firm-wide compliance activities to ensure that business operations, policies, and procedures are aligned with...Work at officeLocal areaFlexible hours3 days per week
ABN AMRO Clearing USA LLC
Chicago, IL4 days ago - ...support services. • Build a strong foundation in healthcare compliance and operations. • Gain experience with regulatory compliance... ...and Operations. Position Summary The NX Compliance Ops Associate supports the daily operations of the Compliance team by...Hourly payFull timePart timeWork experience placement
Intellatriage
Brentwood, TN1 day ago $28 - $32 per hour
...Now hiring for a Compliance Associate Location: Santa Fe Springs, CA Pay Rate: $28.00 - $32.00 per hour Shift: 8 am to 5 pm Good Office Vibes Only If you're all about keeping things organized and people happy, this Compliance Associate role in Santa...Hourly payWeekly payFor contractorsWork at officeLocal areaImmediate startShift workStaffmark Group
Santa Fe Springs, CA3 days ago- ...iCapital Network, Inc. is seeking a Compliance professional to review investor and client AML/KYC documentation, monitor ongoing activity, and provide cross-functional guidance on new initiatives. The role emphasizes strong regulatory knowledge and collaboration across...
iCapital Network
Salt Lake City, UT2 days ago $80k - $131k
...and each other.An exciting job opportunity is available in CLA's Financial Services Group on the Regulatory Compliance team. We are seeking a senior associate to in-charge and complete fieldwork on various regulatory compliance outsourcing projects.How you'll create opportunities...Full time- ...that all official communication will only be sent from @Rippling.com addresses.About the RoleWe are looking for a Legal and Compliance Ops Associate to join our small, but mighty Legal and Compliance team to accelerate the development of our legal and compliance programs...Work at officeFlexible hours3 days per week
- ...and regulatory frameworks.Job DescriptionOverviewProvide strategic legal counsel for private and registered credit funds, ensuring compliance with regulatory standards and supporting organizational growth.Collaborate with executive teams to develop and implement legal...
$70k - $85k
...Regulatory And Compliance - Associate Salt Lake City, Utah, United States About the Role iCapital is looking to hire a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for investor AML and KYC with a strong...Full timeWork at officeRemote work$7.5k
...benefits packages, technology talks by our experts, a beautiful modern office, daily catered lunches, and more. As the Compliance Operations Associate, you will work on the investment advisory compliance program for an SEC-registered investment adviser and NFA commodity...Full timeWork at officeLocal areaThe Voleon Group
Remote1 day ago$31 - $37 per hour
...moving team with ethics at the center of everything we do. The Compliance Licensing & Registration team supports the FINRA Member... ...responsible for onboarding new registered representatives and associated persons, helping with disclosures and reporting for individuals...Full timeWork at officeFlexible hoursShift work3 days per weekRobinhood
Remote1 day ago- ...Associate, Compliance Operations As a Compliance Operations Associate at Convera based in our Santa Ana office, you will be fully trained to investigate and analyze corporate customers to make sure they meet all necessary requirements, legislation, and policies....Full timeWork at officeMonday to FridayFlexible hoursDay shift
Convera
Remote1 day ago
