Average salary: $118,286 /yearly
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- ...We are partnering with a leading global investment firm to appoint a Regulatory Compliance Associate, based in New York. This is a broad, hands-on role within a lean compliance function, covering marketing and communications review, surveillance, regulatory filings...SuggestedFull time
Pure Search
New York, NY20 hours ago - ...are provided by Elliott Davis, LLC (doing business in NC and D.C. as Elliott Davis, PLLC), a licensed CPA firm.The Regulatory Compliance Associate will support the audit teams within our Financial Services Group (FSG). This role focuses on delivering value-added services...SuggestedFull timeContract workWork at officeFlexible hours
Elliot Davis
Nashville, TN3 days ago - ...of our employees are valued. Position Summary: The Associate will primarily be responsible for administering the Code of Ethics... ...of regulatory reporting, testing, marketing review, and daily compliance monitoring. We are looking for an experienced compliance...SuggestedFull timeWork at officeVisa sponsorshipWork visa
Octagon Credit Investors
New York, NY2 days ago - ...Compliance Associate – Private Equity (New York, NY) An established, global private equity investment manager with more than $10 billion in AUM is looking to add a Compliance Associate to its New York office. This opportunity could be particularly attractive to...SuggestedFull timeWork at office3 days per week
Landing Point
New York, NY2 days ago - ...An Investment Management Firm based in New York City is seeking an experienced professional to join their team as a Compliance Associate. Responsibilities: Support the firm’s compliance program by maintaining policies, procedures, documentation, and employee certifications...SuggestedFull time
Nextera Search
New York, NY2 days ago - ...regulatory and operational infrastructure. The Role We are hiring a Compliance and Onboarding professional in the West Palm Beach area. This... .... Responsibilities Support the firm's National Futures Association registration and ongoing regulatory obligations Build and...SuggestedFull time
MX1 Holdings
Palm Beach County, FL20 hours ago - ...A growing Chicago-based investment management firm is seeking a Compliance Associate to join and work closely with Senior Compliance and Legal leadership across a broad range of regulatory, governance and compliance matters supporting the firm's registered investment...SuggestedFull time
Pinnacle Career Coaching
Chicago, IL2 days ago - ...approach, focusing on detailed planning and exceptional customer service to secure our clients’ futures. Job Summary The Compliance Associate is a member of the Compliance and Supervision Team for Florida Financial Advisors, LLC (SEC-registered investment adviser),...SuggestedFull timeContract workWork at office
Florida Financial Advisors
Tampa, FL3 days ago - ...approximately 200 employees. For more information, please visit CIFC’s website at . Position Overview The firm is seeking a Compliance Associate to play a critical, hands-on role in the administration and execution of the firm’s compliance program across the world....SuggestedFull timeShift work
CIFC Asset Management
New York, NY3 days ago - ...Compliance Associate Position Summary We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance...SuggestedFull timeWork at office
Dynamics Executive Search
New York, NY2 days ago - ...Compliance Associate (New York, NY): A leading and growing private equity investment firm is seeking a Compliance Associate to join its New York office. The firm manages more than $8 billion in assets. This individual will serve as the primary day-to-day compliance contact...SuggestedWork at officeWork from home
Landing Point
New York, NY4 days ago - ...About the Role Our client, a rapidly growing asset management firm based in New York, is seeking a Compliance Associate to join its compliance team. This is a great opportunity for an early-career professional to build a strong foundation across a broad compliance program...SuggestedFull time
JW Michaels & Co.
New York, NY10 hours agonew - ...Series A lead by Left Lane Capital. About the Team HIFI's compliance team is what makes it possible for banks, fintechs, and... ...part of the product rather than an add-on. The Compliance Associate works at the center of that effort. You'll run day-to-day KYC...SuggestedFull timeWork at office
HIFI
New York, NY1 day ago $125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placementPoint72
New York, NY3 days ago$70k - $160k
Compliance AssociateAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...SuggestedMillennium Management
New York, NY20 hours ago$99k - $113.1k
...leading financial institutions, like PayPal, Venmo, Mastercard, Interactive Brokers and Charles Schwab. About the role As a Compliance Associate , you will help safeguard the integrity of Paxos’ digital asset ecosystem through hands-on monitoring and investigations....Full time- ...fully remote, with team members across the U.S. About the Role We are seeking a detail-oriented and proactive Compliance Senior Associate to join our Compliance team. This role supports the Firm's regulatory compliance program by assisting with e-communication...Full timeRemote workFlexible hours
- ...As a full-time remote Compliance Associate, the candidate will monitor and investigate activities related to Paxos issued stablecoins, conduct investigations into suspicious activities, and support information sharing with law enforcement and regulatory bodies. Key responsibilities...Full timeRemote work
Virtual Vocations Inc
United States20 hours ago - ...Detail-oriented and proactive, the remote Senior Compliance Associate will support the Firm's regulatory compliance program by assisting with e-communication surveillance, due diligence, risk assessments, and regulatory examinations. Key responsibilities Assist with...Remote work
Virtual Vocations Inc
United States20 hours ago - ...Our client, a prominent asset manager, is looking to hire a Compliance Associate to their team to support generalist compliance responsibilities Key Responsibilities: Support regulatory governance filings such as Form ADV, PF, etc. Conduct compliance testing....
Arrow Search Partners
New York, NY4 days ago - ...agriculture. Summary CHS has an exciting opportunity in the Trading Compliance group of our Legal, Government Compliance, & Audit organization. We are looking for a Trading Compliance Associate to join our team in Inver Grove Heights, MN. This role will be responsible...Minimum wageTemporary workLocal area
CHS Inc
Inver Grove Heights, MN4 days ago - ...Our client is a specialized investment firm. They seek a Legal and Compliance Associate to join their Manhattan, NY office. Responsibilities Prepare regulatory filings and maintain supporting documentation to ensure timely and accurate submissions Collaborate...Full timeWork at office
Abacus Group, LLC
New York, NY20 hours ago - ...and technology risk programs. Our approach unites operations, compliance, and technology experts, enabling us to provide industry-leading... .... Responsibilities As an IT Risk & Compliance Senior Associate, you will be supporting multiple projects and tasks...Full timeWork at officeRemote work
Myna Partners
Fort Lauderdale, FL1 day ago - Position Summary The Risk & Compliance Coordinator designs, implements, maintains, and continuously improves the administrative systems supporting Santa Energy's safety, insurance, regulatory compliance, and risk management programs. The role ensures critical compliance...For subcontractorWork at office
Santa Energy Corporation
Bridgeport, CT4 days ago - Job Title: Associate, Government ComplianceJob Code: 44391Job Location: Mason, OhioJob Schedule: Day shift, 9/80: Employees work 9 out... ...the day while also maintaining accurate records and supporting compliance-related processes. You will help ensure government and...Contract workFor contractorsFor subcontractorInternshipWork at officeDay shift
L3Harris Technologies
Mason, OH1 day ago $120k - $150k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...Work experience placementPoint72
Stamford, CT3 days ago- (EXCLUSIVE) DIRECTOR OF COMPLIANCE & ASSOCIATE COUNSEL – CLEVELAND, OH Our client, a growing multi-site healthcare organization, is seeking an experienced healthcare attorney to lead its enterprise compliance program and provide practical legal guidance across the business...Full time
The Partners Group
Cleveland, OH2 days ago - Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to... ...QUALIFICATIONSAsset Management (“AM”) Compliance is seeking a compliance Associate to join the US AM Sales and Marketing Compliance team in...
Goldman Sachs
Dallas, TX4 days ago - ...timePosted: 2026-10-02Closes: 2027-10-02Job Summary:The Sales & Use Compliance Senior will be an integral part of our sales and use tax... ...Prepares or reviews sales and use tax reconciliation Supports associates and provides training as necessaryReviews prepared returns and...Work at office
BDO International
Atlanta, GA1 day ago - Who You’ll Work With:The Legal and Compliance Department is responsible for ensuring compliance with all of the legal and regulatory requirements... ...Do:AllianceBernstein is seeking a detail-oriented Compliance Associate to support the firm’s Private Alternatives business. The...Full timeWork at office
Alliance Bernstein
Nashville, TN4 days ago
