Average salary: $116,885 /yearly
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- ...Title: Compliance Associate Location: Los Angeles, CA Compensation Range: Competitive; commensurate with experience If you think you are the right match for the following opportunity, apply after reading the complete description. Job Overview:...Suggested
Fernridge Group
Los Angeles, CA2 days ago $110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits...SuggestedFernridge Group
New York, NY3 days ago- ...impact the roadmap and vision of our company. About the Role Rain is seeking an experienced analytical and high-integrity compliance professional with an understanding of KYC/KYB and AML frameworks, both domestically and internationally. The right candidate will...SuggestedWork at officeWork from homeFlexible hours
Fern
New York, NY14 hours ago $65 per hour
...Compliance Associate New York, NY Starting at $65 / per hour Full time Our client is looking for a Compliance professional to assist its Compliance Team. This candidate will assist a highly collaborative team in the New York office who supports the administration...SuggestedHourly payFull timeWork at officeSnelling
New York, NY2 days ago- ...Optima Partners is looking for an Associate Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, venture capital, real-estate, credit managers, banks and broker-dealers. Do...SuggestedWork at officeShift work
Optima Partners
New York, NY3 days ago - ...Compliance Associate (New York, NY): A leading private equity firm with more than $10B in assets under management is seeking a Compliance Associate to join its team in New York City. This is a fantastic opportunity to join growing firm with a collegial, team-oriented...SuggestedContract workWork at office
Private Equity Firm
New York, NY2 days ago - ...Title: Compliance Senior Analyst / Manager Firm: $3.5B + PE firm Location: San Francisco, CA OR Austin, TX Remote Work Policy: ~2 days/week in office If you want to know about the requirements for this role, read on for all the relevant...SuggestedWork at officeRemote work2 days per week
Fernridge Group
San Mateo, CA2 days ago - ...Our client, a leading investment management firm, is seeking a highly motivated and experienced Senior Compliance Associate to support and enhance its global compliance program. This individual will play a key role in ensuring adherence to regulatory requirements while...Suggested
Talent Lab Partners LLC
Doral, FL14 hours ago - ...Job Description Job Description Salary: DOE Job Overview The Compliance Associate supports the BSA/AML and OFAC Program (Compliance Program) across the following regulated businesses: Advantage International Bank Corp., Advantage Life Assurance I.I. and Advantage...Suggested
Advantage Life Insurance
Puerto Rico8 days ago - A financial services firm in Missouri is seeking a Regulatory Operations Associate to support regulatory reporting and ensure compliance with industry requirements. Responsibilities include monitoring reporting queues, maintaining documentation, and coordinating with teams...Suggested
- A multinational banking institution is seeking an Associate for their Consumer and Regulatory Compliance Team in New York. In this entry-level role, you will be responsible for ensuring compliance with consumer laws, compiling metrics data, and assisting with risk assessments...Suggested
$23.56 - $44.23 per hour
A leading beverage manufacturer in Boston is looking for a Full-Time Associate Compliance Analyst. This hybrid position involves coordinating product approvals, ensuring compliance with regulations, and maintaining necessary licensing. Ideal candidates should have 1-5...SuggestedHourly payFull time- Job Duties Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in Dallas, Texas. Multiple Openings. Help execute the Compliance Testing Group’s (“CTG”) mandate to investigate whether activities and practices are in compliance with policies and regulations and...Suggested
$89k - $157k
Job Duties Support and contribute to creating and executing detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks, and refine firm controls...Suggested- ...Opportunity EdgeClear is growing, and with growth comes the need further to enhance our world-class compliance program. We are looking for a Compliance Associate to join our team and work directly under our Chief Compliance Officer (CCO), supporting the development...SuggestedFull timeWork at office
EdgeClear
Chicago, IL40 minutes agonew - ...OVERVIEW Your job as a trusted member of the compliance team is a critical one at Procyon through supporting the CCO in overseeing... ...potential regulatory, compliance, and legal risks. The Compliance Associate will be focused on developing and communicating key policies...Apprenticeship
Procyon
Shelton, CT3 days ago - A compliance management firm based in Utah is seeking a professional to support regulatory document preparation and submission across jurisdictions. The role includes assisting with compliance activities, improving compliance controls, and staying informed on regulatory...
$70k - $85k
Regulatory & Compliance, Associate- Regulatory Reporting Salt Lake City, Utah, United States About the Role iCapital is looking to hire a Regulatory Reporting Associate to join the Regulatory and Compliance team. This position will work closely with the Vice President...Full timeWork at officeRemote work- Job Duties Associate, Regulatory Compliance with Goldman Sachs Bank USA in Salt Lake City, Utah. Execute the Compliance Testing Group’s ("CTG") mandate to investigate whether activities and practices are in compliance with policies and regulations (CFTC and Futures Exchanges...Full timeTemporary workWork at office
- ...regulatory documents across multiple jurisdictions, including U.S. and international requirements. Provide assistance on a range of compliance-related activities and special projects as they arise. Contribute to the design, execution, and ongoing improvement of compliance...Local area
- A leading consulting firm in Miami seeks an experienced Associate Consultant to provide regulatory compliance support for various clients. You will oversee compliance protocols, anticipate regulatory risks, and ensure client needs are met efficiently. Required qualifications...
$25 per hour
...when appropriate. Guide customers through the application and enrollment process, ensuring information accuracy and regulatory compliance Follow up with leads and customers and keep CRM records complete and current. Remain informed about product offerings,...Hourly payWork from homeMonday to FridayWeekend workTTEC
Mesa, AZ6 days ago- ...spacious office area, five production clean rooms, high-bay area and ERP integrated warehouse. Job Summary A Trade Compliance Associate, entry-level, ensures a company's adherence to import and export regulations. Responsibilities include reviewing trade documents...Permanent employmentTemporary workWork experience placement
C4 Advanced Tactical Systems
Orlando, FL20 days ago - ...Parker+Lynch) is partnering with a growing, privately held wealth management and financial services organization to identify a Senior Compliance Associate. This is a newly created role due to growth and will join an established, experienced compliance team supporting a hybrid...
LHH
Sheridan, IN14 hours ago $225k - $260k
Job Description Job Description Position: Consumer Finance Regulatory & Compliance Associate Location: Multiple U.S. Offices + Virtual Option (Remote Available) Experience: 4–6 Years Preferred Compensation: $225K–$260K+ (DOE, Location-Based)Remote workOptimum Results Staffing
Oakland, CA11 days ago- A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience...Work at officeRemote work
- ...discount programs Volunteer opportunities and employee events Family care assistance Hybrid working arrangements Position Compliance Associate Location Boston, MA Job Id: 430 # of Openings: 1 Reporting to the Director, Investment Compliance, the Compliance...Work at officeRemote workMonday to FridayFlexible hoursDay shift
$125k - $145k
A Premier Global Partnership is seeking an Associate to join its Central Compliance Control Room. This role focuses on managing material non-public information (MNPI), conflicts of interest, and employee trading risk. Ideal candidates will possess a Bachelor’s degree and...$75k - $85k
Overview Our client, located in the Cool Springs part of Franklin, TN is seeking a direct hire Compliance Associate to join their team. They are a growing SEC-Registered wealth management firm , and this position will support their Chief Compliance Officer in maintaining...Work at office$110k - $150k
This role is part of a Westside-based financial services firm seeking a Compliance Associate to join its office. Reports to the Chief Compliance Officer and focuses on regulatory filings, policy implementation, and day-to-day oversight of the firm's compliance program....Contract workWork at office
