Average salary: $116,100 /yearly
More statsGet new jobs by email
$89k - $157k
...Associate, Regulatory Compliance Support and contribute to creating and executing detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks...SuggestedGoldman Sachs
New York, NY3 days ago- ...Associate, Regulatory Compliance Job Duties: Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in Dallas, Texas. Multiple Openings. Help execute the Compliance Testing Group's ("CTG") mandate to investigate whether activities and practices are in compliance...Suggested
The Goldman Sachs Group, Inc.
Dallas, TX13 hours ago - ...Compliance Associate We are seeking a bright, proactive and highly motivated individual to join the Company's New York-based SEC & Corporate Compliance team as a Compliance Associate. The Compliance Associate will work collaboratively within the SEC & Corporate compliance...SuggestedWork at office
LS Power
New York, NY2 days ago - ...Title: Compliance Associate Location: Los Angeles, CA Compensation Range: Competitive; commensurate with experience Job Overview: A leading investment management firm with over $20B in AUM is seeking a Compliance Associate to support the administration and...Suggested
Fernridge Group
Los Angeles, CA4 days ago $80k - $120k
...Compliance Associate - Chicago Compensation : $80,000–$120,000 Schedule: Hybrid, Chicago-based A Chicago-based asset manager is seeking a Compliance Analyst to support core compliance and client reporting functions. This role reports to the CCO and offers exposure...SuggestedFull timeTemporary workWork at officeLocal areaLHH
Chicago, IL5 hours ago- ...Job Description Job Description ViewTrade Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are seeking full time candidates with 5+ years of experience in the brokerage industry with a Series 24 License....SuggestedFull timeWork at office
ViewTrade
Boca Raton, FL22 days ago $110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits...SuggestedFernridge Group
New York, NY5 hours ago- ...Senior Regional Compliance Associate Hybrid - Irving, TX Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther's founders...SuggestedRemote work
Farther LLC
Irving, TX13 hours ago $75k - $90k
...Senior Trade Compliance Associate Every day, we get opportunities to make a positive impact on our colleagues, partners, customers and society. Together, we're pioneering the solutions of the future and unlocking the full potential of precious resources. Trusted to...SuggestedAlfa Laval Mid Europe GmbH
Greenwood, IN5 hours ago- ...Parker+Lynch) is partnering with a growing, privately held wealth management and financial services organization to identify a Senior Compliance Associate. This is a newly created role due to growth and will join an established, experienced compliance team supporting a hybrid...Suggested
LHH
Sheridan, IN1 day ago $80k - $130k
...Global Wealth Solutions "GWS" Americas Compliance - Senior Analyst/Associate Boston, MA KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment...SuggestedWork at officeLocal areaKKR
Boston, MA5 hours ago- ...Job Description Job Description Title: Compliance Associate Location: Dallas, TX Company Description : Client X is a top-ranked global, independent fund administrator. Client X provides uniquely client-centric service and is the industry’s leader in...SuggestedWork at officeFlexible hours
The Rockridge Group
Dallas, TX24 days ago $95k - $115k
...COMPLIANCE ASSOCIATE Company Overview Revelation Partners (“Revelation” or “The Firm”) is the largest secondaries investment manager that provides flexible capital solutions exclusively to the private healthcare ecosystem. Headquartered in Sausalito, Calif., Revelation...SuggestedWork at officeLocal areaRemote workFlexible hoursRevelation Partners
Sausalito, CA5 hours ago- ...Job Description Job Summary: With strong attention to detail and developed knowledge of regulatory requirements, the Compliance Associate creates structures and facilitates processes which support the delivery of high-quality care for PACE participants. The Compliance...SuggestedMonday to Friday
PACE Organization of Rhode Island
Riverside, RI26 days ago - ...Job Description Job Description Salary: DOE Job Overview The Compliance Associate supports the BSA/AML and OFAC Program (Compliance Program) across the following regulated businesses: Advantage International Bank Corp., Advantage Life Assurance I.I. and Advantage...Suggested
Advantage Life Insurance
Puerto Ricoa month ago - A compliance management firm based in Utah is seeking a professional to support regulatory document preparation and submission across jurisdictions. The role includes assisting with compliance activities, improving compliance controls, and staying informed on regulatory...
- A multinational banking institution is seeking an Associate for their Consumer and Regulatory Compliance Team in New York. In this entry-level role, you will be responsible for ensuring compliance with consumer laws, compiling metrics data, and assisting with risk assessments...
- Job Duties Associate, Regulatory Compliance with Goldman Sachs Bank USA in Salt Lake City, Utah. Execute the Compliance Testing Group’s ("CTG") mandate to investigate whether activities and practices are in compliance with policies and regulations (CFTC and Futures Exchanges...
- A financial services firm in Missouri is seeking a Regulatory Operations Associate to support regulatory reporting and ensure compliance with industry requirements. Responsibilities include monitoring reporting queues, maintaining documentation, and coordinating with teams...
$70k - $75k
...Job Description Job Description Regulatory & Compliance Associate Location: Brentwood, NY Schedule: Full-time, Monday-Friday (8-hour workday) Work Arrangement: 100% onsite Salary: $70-75K annually Position Overview The Regulatory & Compliance...Full timeLocal areaMonday to FridayLHH US
Brentwood, NY29 days ago$70k - $85k
Regulatory & Compliance, Associate- Regulatory Reporting Salt Lake City, Utah, United States About the Role iCapital is looking to hire a Regulatory Reporting Associate to join the Regulatory and Compliance team. This position will work closely with the Vice President...Full timeWork at officeRemote work- AVP, Regulatory Inquiries Compliance Associate Jacksonville, FL, United States Houston, TX, United States (Hybrid) Job Description Support and collaborate with the Head of Regulatory Inquiries in conducting due diligence and managing all phases of the Firm’s responses...
$89k - $157k
Compliance - New York - Associate, Regulatory Compliance - 9338281 location_on New York, New York, United States Job Duties:Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in New York, New York.Support and contribute to creating and executing detailed testing...Full timeTemporary workWork at office$225k - $260k
Job Description Job Description Position: Consumer Finance Regulatory & Compliance Associate Location: Multiple U.S. Offices + Virtual Option (Remote Available) Experience: 4–6 Years Preferred Compensation: $225K–$260K+ (DOE, Location-Based)Remote workOptimum Results Staffing
Chicago, IL3 days ago$62.11k - $84.04k
The Compliance Regulatory Reporting Associate provides timely and accurate preparation and submission of regulatory reports in accordance with applicable rules and standards from regulators. Essential Duties & Responsibilities Responsible for the oversight and maintenance...- ...regulatory documents across multiple jurisdictions, including U.S. and international requirements. Provide assistance on a range of compliance-related activities and special projects as they arise. Contribute to the design, execution, and ongoing improvement of compliance...Local area
$21.2 - $26.11 per hour
...Job Description Job Description Join Our Team – Construction Products Group – Compliance Associate (Hybrid Schedule) Are you highly organized, detail-oriented, & energized by keeping operations running smoothly? Do you enjoy balancing customer service, project coordination...Casual workWork at officeInternational Association of Plumbing &
Birmingham, AL20 days ago- ...Job Description Job Description Job Summary : The Compliance Associate is primarily responsible for assisting the Compliance Director with maintaining compliance with all laws and regulations of the healthcare and other respective industries within the organization...Work at office
Mazzoni Center
Philadelphia, PA3 days ago - A leading financial institution is seeking a CRA Qualification Associate to conduct transaction-level reviews and ensure CRA eligibility. The role involves applying regulatory expertise to loan and investment documentation while supporting process enhancements. Ideal candidates...
$24.9 - $31 per hour
The Compliance Associate (“CA”) is responsible for gathering, preparing and maintaining client data and preparing client specific reporting requirements for different captive programs throughout the company. The CA will need to track and coordinate between various departments...Hourly payFlexible hours
