Compliance Associate
$100k - $135kCardea Group
Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at an early stage, take meaningful ownership, and grow into a senior role as the program matures. Key Points #2 role a well-established and entrepreneurial private equity platform with a strong growth trajectory. Work directly with the General Counsel/CCO in building the compliance infrastructure. Broad exposure across the private markets compliance landscape, including records management, testing, contract review, and regulatory initiatives. High visibility and growth potential; designed for someone eager to develop into a well-rounded compliance professional. Based full-time in the firm’s New York City office (5 days per week). Collaborative, humble, and intellectually curious team culture. Responsibilities Support compliance program administration, including Code of Ethics monitoring and quarterly certifications. Assist with regulatory filings and maintain compliance records. Participate in testing, mock exams, and other internal reviews to assess controls and readiness. Research new regulatory developments and implement resulting compliance requirements. Review and organize contracts and related legal documentation. Partner across investment, legal, and operations teams to uphold firm standards. Contribute to continuous process improvements and best-practice enhancements as the firm scales. Qualifications Bachelor’s degree required; legal, compliance, or paralegal background preferred. 1–5 years of compliance or legal experience in private equity, private markets, or broader financial services. Prior exposure to compliance frameworks, policies, or regulatory filings. Excellent attention to detail and organizational skills. Ability to manage multiple priorities and deadlines in a fast-paced environment. Strong communication and interpersonal skills. Cultural fit is critical: humble, collaborative, intellectually curious, and eager to grow. Compensation: $100-135K base; $125-160K all-in (some flexibility for an ideal candidate) #J-18808-Ljbffr Cardea Group
- ...Job Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients...SuggestedWork at officeImmediate startShift work
$89k - $157k
Compliance - New York - Associate, Regulatory Compliance - 9338281 location_on New York, New York, United States Job Duties:Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in New York, New York.Support and contribute to creating and executing detailed testing...SuggestedFull timeTemporary workWork at office- Highly regarded investment management firm is seeking a Compliance Analyst/Associate to join their dynamic legal and compliance team in the NY office. Assist with filing of Form ADV, Form PF, and other regulatory submissions Assist with compliance certification Maintain...SuggestedWork at office
$125k - $150k
...are seeking a bright, proactive and highly motivated individual to join the company’s New York‑based SEC/Corporate Compliance team as a Compliance Associate. The Compliance Associate will work collaboratively within the SEC and Corporate compliance team to perform a...SuggestedWork at office$40 per hour
...Monday - Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...SuggestedHourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$85k - $140k
The Goldman Sachs Group in New York is seeking an SEC Reporting associate to play a vital role in financial reporting and compliance. This position involves preparing SEC filings and quarterly results, ensuring accuracy and adherence to U.S. GAAP regulations. Candidates...$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures the accuracy, consistency, and timely preparation of materials for internal committees, as well as reporting...Work at officeLocal area$100k - $155k
Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those years...Full time- NERC Compliance Associate page is loaded## NERC Compliance Associatelocations: Byesville, OHtime type: Full timeposted on: Posted 2 Days Agojob requisition id: R0004024Guernsey Power Station (GPS) is a $1.6 billion 1,875 MW 3x1x1 GE 7HA.02 combined cycle electric generating...
$120 - $160 per hour
Our client, a leading investment fund with diverse assets totaling over $30B, is seeking a detail oriented and enthusiastic Compliance Associate to join their team. Working alongside the CCO, the Compliance Associate will have exposure across the firm’s compliance program...- TwinThread is seeking a Market and Product Expansion Associate in New York, NY, to drive product growth and market strategy. The role involves analyzing market trends, assisting in product compliance, and enhancing testing processes. Qualifications include over 2 years...Work at office
- A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience...Work at officeRemote work
$205k - $225k
...Insurance Regulatory & Compliance Associate Direct Counsel is seeking an Insurance Regulatory & Compliance Associate to join a growing and sophisticated regulatory practice at a highly regarded law firm. This opportunity is ideal for an attorney looking to work on...Work at office- Quant Blueprint LLC is seeking individuals to develop sophisticated investment models for financial analysis while applying quantitative techniques. Candidates will use machine learning on various datasets and work closely with engineers to test their theories. The role...
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
- Waystone is looking for a Senior Associate in New York to support compliance programs and work closely with consultants. You will maintain the Code of Ethics for clients and assist with regulatory filings. The ideal candidate has 2-4 years of financial services experience...Work at office
- ...Job Title Compliance Testing Associate Job Description Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are...Work at officeRemote workFlexible hours
- ...exposures. Treasury also manages relationships with DTCC's banking partners, insurers, and rating agencies. The Treasury Associate will support the Compliance Director and assist with all aspects and critical functions performed by the Treasury Department with a primary...Remote workFlexible hours
$35 per hour
...Job Description Job Description Licensing Compliance Consultant VIAJP00001535 ~ Hourly pay: $35/hr ~ Worksite: Leading digital streaming network (New York, NY 10036 - Onsite) ~ W2 Employment, Group Medical, Dental, Vision, Life, Retirement Savings Program,...Hourly payContract workWorldwideMonday to FridayShift work- Schindler Elevator Corporation in NYC Downtown is looking for an Associate Project Manager - Code and Compliance to manage customer relations and ensure compliance with local code mandates. You will work closely with project managers to oversee inspections and maintain...Work at officeLocal area
- ...institutions, investors, and public-sector clients with value-added integrated financial solutions. Responsibilities The SG Americas Compliance department acts as Second Line of Defense of the corporate banking, investment banking and broker-dealer activities across...Work at officeLocal area
$120k - $150k
Overview Job Overview - Compliance Associate (Private Equity) Compensation: $120,000 - $150,000/year base ($250,000 All-In) Location: New York, NY Schedule: Monday to Friday (Hybrid). Atlantic Group is hiring a Compliance Associate (Private Equity) in New York, NY for...Work at officeMonday to Friday$80k - $90k
Legal & Compliance Associate, New York, 2026 AlphaSights is composed of ambitious professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Legal & Compliance Associate, you will be joining our high-performing...Temporary workWork experience placementWork at officeWork from home$89k - $157k
Goldman Sachs Bank AG is seeking an Associate for Regulatory Compliance in New York. This role involves creating and executing compliance testing, addressing risks, and collaborating with senior management. Candidates should be adept in analysis and possess a Bachelor's...- BCG Attorney Search is looking for a junior to mid-level associate with 3-5 years of regulatory experience in the gaming sector to join... ...candidate will support senior attorneys in providing compliance advice to gaming operators and technology providers. Responsibilities...Flexible hours
- A leading investment firm in New York is seeking a detail-oriented Compliance Associate to join their close-knit compliance team. This position offers exposure to all areas of compliance, where you will work closely with the CCO and various internal parties. Ideal candidates...
- One of our highly reputable Alternative Asset Management clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be working very closely with several Teams including but limited to Legal, Compliance, and Regulatory. This...
- A reputable staffing agency in New York seeks an Associate for a global Compliance Team in the financial sector. The role requires collaboration with departments such as Legal and Compliance. Candidates should possess over 3 years of relevant experience and a Bachelor’s...
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