Compliance Associate
$100k - $135kCardea Group
Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at an early stage, take meaningful ownership, and grow into a senior role as the program matures. Key Points #2 role a well-established and entrepreneurial private equity platform with a strong growth trajectory. Work directly with the General Counsel/CCO in building the compliance infrastructure. Broad exposure across the private markets compliance landscape, including records management, testing, contract review, and regulatory initiatives. High visibility and growth potential; designed for someone eager to develop into a well-rounded compliance professional. Based full-time in the firm’s New York City office (5 days per week). Collaborative, humble, and intellectually curious team culture. Responsibilities Support compliance program administration, including Code of Ethics monitoring and quarterly certifications. Assist with regulatory filings and maintain compliance records. Participate in testing, mock exams, and other internal reviews to assess controls and readiness. Research new regulatory developments and implement resulting compliance requirements. Review and organize contracts and related legal documentation. Partner across investment, legal, and operations teams to uphold firm standards. Contribute to continuous process improvements and best-practice enhancements as the firm scales. Qualifications Bachelor’s degree required; legal, compliance, or paralegal background preferred. 1–5 years of compliance or legal experience in private equity, private markets, or broader financial services. Prior exposure to compliance frameworks, policies, or regulatory filings. Excellent attention to detail and organizational skills. Ability to manage multiple priorities and deadlines in a fast-paced environment. Strong communication and interpersonal skills. Cultural fit is critical: humble, collaborative, intellectually curious, and eager to grow. Compensation: $100-135K base; $125-160K all-in (some flexibility for an ideal candidate) #J-18808-Ljbffr Cardea Group
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placement$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...Suggested- ...and regulatory frameworks.Job DescriptionOverviewProvide strategic legal counsel for private and registered credit funds, ensuring compliance with regulatory standards and supporting organizational growth.Collaborate with executive teams to develop and implement legal...Suggested
$85k - $100k
...Job Overview – Compliance Associate (Investment Management): Compensation: $85,000 – $100,000/year + bonus Location: New York, NY Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Compliance Associate (Investment Management) in New York, NY for our client...SuggestedWork at officeMonday to Friday- ...Supporting enterprise compliance initiatives, the contract Enterprise Senior Associate - Personal Trading will manage compliance tasks remotely, ensuring adherence to relevant laws and regulations while documenting activities and tracking progress to completion. Key...SuggestedContract workRemote work
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...Work at office
$65k - $92.5k
...organizations attract, retain, and reward highly compensated executives and professionals. Role Overview: As a Compliance Associate, you will support risk management and compliance initiatives for corporate-owned, bank-owned, and retail life insurance products...Local area3 days per week- ...to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is...Full timeWork at officeWork from homeFlexible hours
- ...Job Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients...Work at officeImmediate startShift work
$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered...$5,525 - $6,000 per month
...Compliance Associate Location: Manhattan Manager: Senior Compliance Manager Salary: $5,525 to $6,000 monthly (commensurate with experience) Benefits: Healthcare, dental, and vision coverage Friends for Kathy Hochul is seeking a full-time Compliance Associate...Full time$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures the accuracy, consistency, and timely preparation of materials for internal committees, as well as reporting...Work at officeLocal area$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours$42k - $90k
...A global banking institution in New York seeks a Compliance Officer to manage BSA/AML activities and ensure compliance with regulations. Candidates should possess a Bachelor's degree in a relevant field and have at least one year of experience in BSA/AML/OFAC compliance...$130k - $150k
...operations, systems, development, finance, human resources, and compliance. About the Firm: Founded in 1968, Gilder Gagnon Howe & Co.,... ...Summary: GGHC is seeking a detail-oriented, proactive Compliance Associate to join its compliance team. The Compliance Associate will...$40 per hour
...Monday - Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$100k - $155k
Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those years...Full time$40 - $60 per hour
...Overview A leading global investment firm with nearly $300 billion in assets under management is seeking an Associate to join its Real Estate Legal & Compliance team. This role offers the opportunity to work with experienced corporate attorneys and gain insight into in...Work experience placementWork at office- We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources...Work at office
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...- Quant Blueprint LLC is seeking individuals to develop sophisticated investment models for financial analysis while applying quantitative techniques. Candidates will use machine learning on various datasets and work closely with engineers to test their theories. The role...
$85k - $115k
About the RoleiCapital is looking for a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for marketing materials created by our investment advisers and broker-dealer. There will be a strong focus on marketing materials...Full timeWork at officeRemote work- ...empathy and a relentless focus on solving the real-world challenges of healthcare. About the Role Verse is looking for a Compliance Operations Associate to help keep our compliance program running smoothly day to day. This role is a mix of desk work and hands-on facility...Work at officeMonday to Friday
$111k - $140k
...clients with seamless navigation through the ever- evolving cryptocurrency landscape. Position Summary FalconX is seeking a Compliance Associate, Markets Surveillance to join our Compliance team and play a central role in maintaining the integrity of our trading...Full timeContract workLocal areaShift work- ...Derivatives Clearing Organization (DCO). That registration comes with real regulatory obligations, and we take them seriously. The Compliance team is responsible for making sure we meet those obligations without slowing down a product that moves fast and operates at...Full timeContract workFor contractorsShift work
$82k - $100k
...services, industry experience and culture at weaver.com. Position Profile Weaver is seeking a Senior Associate to join our Governance, Risk, and Compliance (GRC) practice with a primary focus on IT controls and technology assurance. This role will support a...Full timeFlexible hours- ...role is a hand-on, execution-focused contractor position responsible for reviewing technical documentation, ensuring regulatory compliance, authoring submission materials, and supporting documentation regulatory strategies across US, EU and global markets. The contractor...For contractors
- J.P. Morgan Asset Management is seeking a Junior Associate for the US Corporate Services team within Private Markets. You will support day-to-day administration, governance coordination for a portfolio of U.S. entities, and assist the VP with prioritization, guidance and...
$120k - $160k
...$120,000.00/yr - $160,000.00/yr Legal.io is working with a leading aerospace defense company who is seeking a Ethics and Compliance Associate with experience handling labor mischarging and government contracts. This is a full-time position (40 hours / week) for 12 months...Full timeRemote work
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