Compliance Associate
$100k - $155kCyperus Group LLC
Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those years are doing Advertising & Marketing materials Compliance review and approvals. Series 7 & 24 is also required. Responsibilities include: Developing and maintaining guidelines for the review and approval of marketing and advertising materials. Become the internal "go-to" person on industry regulations as it pertains to sales & marketing literature. Review, suggest changes and eventually approve advertising, sales and marketing materials. Create and maintain methods for best-practices when reviewing all communication initiatives. Participate in special projects as it pertains to the review of all marketing, advertising and sales literature. If qualified & interested, email resume to View email address on click.appcast.io. Base pay range $100,000.00/yr - $155,000.00/yr Additional compensation types Annual Bonus Seniority level Associate Employment type Full-time Job function Legal Industries Financial Services and Investment Management #J-18808-Ljbffr Cyperus Group LLC
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placement$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...Suggested$110k - $120k
...Position Summary Guggenheim Securities (“GS”) is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance with applicable laws, regulations...SuggestedWork at office$100k - $135k
...Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...SuggestedFull timeContract workWork at office- ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is...SuggestedWork at officeWork from homeFlexible hours
- ...Support the compliance program that keeps digital-asset activity inside the regulated perimeter: KYC/AML, sanctions, the Travel Rule, and examiner-ready evidence. Works with the Head of Compliance. What you'll do Support CIP, KYC/KYB, and CDD workflows. Help operate sanctions...
- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...Work at office
$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered...$130k - $150k
...data, please see the privacy notice for applicants here. [ * As at 30 June 2026 Purpose of the role This role sits in the Compliance team based in NY and to work as part of the team under the direction of the Head of Compliance. The Compliance team provides a...Full timeLocal areaFlexible hours$40 - $60 per hour
...Overview A leading global investment firm with nearly $300 billion in assets under management is seeking an Associate to join its Real Estate Legal & Compliance team. This role offers the opportunity to work with experienced corporate attorneys and gain insight into in...Work experience placementWork at office$130k - $150k
...operations, systems, development, finance, human resources, and compliance. About the Firm: Founded in 1968, Gilder Gagnon Howe & Co.,... ...Summary: GGHC is seeking a detail-oriented, proactive Compliance Associate to join its compliance team. The Compliance Associate will...$40 per hour
...Monday - Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work- We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources...Work at office
$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...$42k - $90k
...A global banking institution in New York seeks a Compliance Officer to manage BSA/AML activities and ensure compliance with regulations. Candidates should possess a Bachelor's degree in a relevant field and have at least one year of experience in BSA/AML/OFAC compliance...$130k - $160k
. Overview You will report to the Local Head of Regulatory and Corporate Compliance within the New York Branch Compliance Function of Intesa Sanpaolo, one of the largest banking groups in Europe. You will be responsible for carrying out RCC activities, including maintaining...Full timeLocal area$92.15k - $135k
...center of business activity and provide clear, practical guidance that enables informed decisions. You will partner closely with compliance, legal, and operations stakeholders to strengthen controls and promote consistent execution. If you enjoy solving complex problems...Work at office$85k - $115k
About the RoleiCapital is looking for a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for marketing materials created by our investment advisers and broker-dealer. There will be a strong focus on marketing materials...Full timeWork at officeRemote work$250k - $415k
A leading legal recruitment firm is looking for associates in law school, 2020 or senior year, with at least 2 years of experience in advising... ...companies on U.S. Bank Secrecy Act and Anti-Money Laundering Compliance. The position offers an annual compensation between $250,000...$60k
...and leadership is a shared responsibility. Affordable Housing Compliance Specialist The Compliance Specialist is responsible for... ...compensation range, but that decision will be dependent on the facts associated with each specific individual’s relevant experience for the...Permanent employmentFull timeRemote work$80k - $90k
...professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team...Temporary workWork experience placementWork at officeWork from home$63k - $140k
...PrivacyManagement LevelAssociateJob Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Experienced Associate, you will play a pivotal role in helping organizations navigate complex regulatory landscapes and enhance their...Full timeH1b$77k - $202k
...PrivacyManagement LevelSenior AssociateJob Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory compliance and managing risks for clients, providing advice and solutions. You...Full timeH1b$30 - $50 per hour
Position OverviewSeeking a detail-oriented professional to support billing operations, compliance reporting, and data analysis within a home care services environment. This individual will serve as the subject matter expert for Sandata, providing support for billing processes...Contract workTemporary workImmediate startRemote workMonday to Friday$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...Local area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...Work at office$70k - $145k
Compliance AnalystAbout Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered with both independence...$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory... ...of conflicts of interest and business practices typically associated with a broker-dealer (e.g. gifts, non-cash compensation, outside...Temporary workWork experience placement
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