Compliance Associate
$100k - $155kCyperus Group LLC
Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those years are doing Advertising & Marketing materials Compliance review and approvals. Series 7 & 24 is also required. Responsibilities include: Developing and maintaining guidelines for the review and approval of marketing and advertising materials. Become the internal "go-to" person on industry regulations as it pertains to sales & marketing literature. Review, suggest changes and eventually approve advertising, sales and marketing materials. Create and maintain methods for best-practices when reviewing all communication initiatives. Participate in special projects as it pertains to the review of all marketing, advertising and sales literature. If qualified & interested, email resume to View email address on click.appcast.io. Base pay range $100,000.00/yr - $155,000.00/yr Additional compensation types Annual Bonus Seniority level Associate Employment type Full-time Job function Legal Industries Financial Services and Investment Management #J-18808-Ljbffr Cyperus Group LLC
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Compliance Associate in New York, NY vacancy
- Bring your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert...SuggestedWork at office
$125k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...SuggestedWork experience placement- ...future of wealth management with you.The RoleFarther is looking for a sharp, detail-oriented compliance professional to join our growing team as a Senior Regional Compliance Associate. In this role, you'll be embedded in one of our geographic regions, serving as the day-to...SuggestedRemote work
$40 per hour
...Monday – Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...SuggestedHourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift workLawyers On Demand
New York, NY5 days ago- ...Location options: New York City | Los Angeles | San Francisco | San Diego Optima Partners is looking for an Associate Compliance Consultant to support clients on regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity...SuggestedWork at officeShift work
Optima Partners
New York, NY3 days ago $100k - $200k
...Job Overview –Compliance Associate (Hedge Fund) Compensation: $100,000 - $200,000/year + bonus Location: Westchester County, NY Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring aCompliance Associate (Hedge Fund) in Westchester County, NY for our client, supporting...Work at officeMonday to FridayAtlantic Group
New York, NY3 days ago- ...Compliance Analyst / Associate | New York, NY Our client, a rapidly growing investment manager, is looking to add a Compliance Analyst / Associate to its New York team. The firm has already doubled its AUM since launch and continues to scale quickly. This will be the...Summer workWork from home
Landing Point
New York, NY3 days ago - ...Alinea Invest Location: New York, NY (Hybrid) Reports to: Chief Compliance Officer Employment Type: Full-time We're growing quickly, and... ...critical part of that growth. We're looking for a Compliance Associate to help ensure our marketing, social content, creator partnerships...Full time
GFR Fund
New York, NY11 hours ago - ...Alinea Invest is seeking a Compliance Associate in New York, NY (Hybrid) to review marketing and communications for SEC and FINRA alignment. You will partner with Growth, Marketing, and Product teams to build scalable processes that move quickly while ensuring accuracy...
GFR Fund
New York, NY1 day ago $100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 -3 years of compliance experience. The Compliance Associate will assist in all aspects of broker-dealer compliance as...Currently hiringFlexible hoursConfidential
New York, NY2 days ago- ...Serve as the primary compliance resource for the assigned region Support advisors and partner with business leadership on supervisory matters Conduct regular reviews of trade blotters, correspondence, marketing materials, and attestations Review and approve outside business...
Jobtailor
New York, NY11 hours ago - Global ComplianceOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management...
- ...and regulatory frameworks.Job DescriptionOverviewProvide strategic legal counsel for private and registered credit funds, ensuring compliance with regulatory standards and supporting organizational growth.Collaborate with executive teams to develop and implement legal...
- ...your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...quo and striving to be best-in-class. As a Regulatory Strategy Associate within the Compliance, Conduct and Operational Risk (CCOR)...Work experience placement
$80k - $90k
...professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team...Temporary workWork experience placementWork at officeWork from homeAlphaSights
New York, NY2 days ago$5,525 - $6,000 per month
...Compliance Associate Location: Manhattan Manager: Senior Compliance Manager Salary: $5,525 to $6,000 monthly (commensurate with experience) Benefits: Healthcare, dental, and vision coverage Friends for Kathy Hochul is seeking a full-time Compliance Associate...Full time- Support the compliance program that keeps digital-asset activity inside the regulated perimeter: KYC/AML, sanctions, the Travel Rule, and examiner-ready evidence. Works with the Head of Compliance. What you'll do Support CIP, KYC/KYB, and CDD workflows. Help operate sanctions...
- An Investment Management Firm is seeking an experienced professional to join their team as a Compliance Associate. Responsibilities: Support the administration and ongoing development of the firm's compliance program Maintain compliance policies, procedures, documentation...Work at office
- We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources...Work at office
- ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is...Work at officeWork from homeFlexible hours
- A leading alternative investment manager is seeking a Compliance Associate to join its growing team. This is an excellent opportunity to gain broad exposure to a sophisticated private markets platform focused on private credit and alternative investments. Working closely...
- ...differences of our employees are valued. Position Summary: The Associate will primarily be responsible for administering the Code of... ...of regulatory reporting, testing, marketing review, and daily compliance monitoring. We are looking for an experienced compliance professional...Work at officeVisa sponsorshipWork visa
$100k - $135k
Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...Full timeContract workWork at office$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures the accuracy, consistency, and timely preparation of materials for internal committees, as well as reporting...Work at officeLocal area$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.Our people are empowered...- ...Job Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients...Work at officeImmediate startShift work
Optima Partners Holdings LLC
New York, NY16 days ago $42k - $90k
...A global banking institution in New York seeks a Compliance Officer to manage BSA/AML activities and ensure compliance with regulations. Candidates should possess a Bachelor's degree in a relevant field and have at least one year of experience in BSA/AML/OFAC compliance...Bocusa
New York, NY2 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Associate. Be the first to apply!
Related searches
- regulatory analyst New York, NY
- risk and compliance analyst New York, NY
- senior compliance officer New York, NY
- regulatory affairs specialist New York, NY
- compliance analyst New York, NY
- aml compliance analyst New York, NY
- entry level compliance officer New York, NY
- governance risk & compliance analyst New York, NY
- regulatory reporting analyst New York, NY
- compliance officer part time New York, NY