Compliance Associate

Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those years are doing Advertising & Marketing materials Compliance review and approvals. Series 7 & 24 is also required. Responsibilities include: Developing and maintaining guidelines for the review and approval of marketing and advertising materials. Become the internal "go-to" person on industry regulations as it pertains to sales & marketing literature. Review, suggest changes and eventually approve advertising, sales and marketing materials. Create and maintain methods for best-practices when reviewing all communication initiatives. Participate in special projects as it pertains to the review of all marketing, advertising and sales literature. If qualified & interested, email resume to View email address on click.appcast.io. Base pay range $100,000.00/yr - $155,000.00/yr Additional compensation types Annual Bonus Seniority level Associate Employment type Full-time Job function Legal Industries Financial Services and Investment Management #J-18808-Ljbffr Cyperus Group LLC