Compliance Associate
$100k - $155kCyperus Group LLC
Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those years are doing Advertising & Marketing materials Compliance review and approvals. Series 7 & 24 is also required. Responsibilities include: Developing and maintaining guidelines for the review and approval of marketing and advertising materials. Become the internal "go-to" person on industry regulations as it pertains to sales & marketing literature. Review, suggest changes and eventually approve advertising, sales and marketing materials. Create and maintain methods for best-practices when reviewing all communication initiatives. Participate in special projects as it pertains to the review of all marketing, advertising and sales literature. If qualified & interested, email resume to View email address on click.appcast.io. Base pay range $100,000.00/yr - $155,000.00/yr Additional compensation types Annual Bonus Seniority level Associate Employment type Full-time Job function Legal Industries Financial Services and Investment Management #J-18808-Ljbffr Cyperus Group LLC
- ...Job Description Job Description Optima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients...SuggestedWork at officeImmediate startShift work
$89k - $157k
Compliance - New York - Associate, Regulatory Compliance - 9338281 location_on New York, New York, United States Job Duties:Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in New York, New York.Support and contribute to creating and executing detailed testing...SuggestedFull timeTemporary workWork at office$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...SuggestedFull timeCurrently hiringRemote workFlexible hours$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures the accuracy, consistency, and timely preparation of materials for internal committees, as well as reporting...SuggestedWork at officeLocal area- The Candidate will be responsible for supporting a variety of functions related to the legal and compliance program of a registered investment adviser and certain publicly traded companies. The Candidate will be responsible for performing a myriad of administrative, compliance...Suggested
- TwinThread is seeking a Market and Product Expansion Associate in New York, NY, to drive product growth and market strategy. The role involves analyzing market trends, assisting in product compliance, and enhancing testing processes. Qualifications include over 2 years...Work at office
$120 - $160 per hour
Our client, a leading investment fund with diverse assets totaling over $30B, is seeking a detail oriented and enthusiastic Compliance Associate to join their team. Working alongside the CCO, the Compliance Associate will have exposure across the firm’s compliance program...- A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience...Work at officeRemote work
$40 per hour
...Monday - Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$85k - $140k
The Goldman Sachs Group in New York is seeking an SEC Reporting associate to play a vital role in financial reporting and compliance. This position involves preparing SEC filings and quarterly results, ensuring accuracy and adherence to U.S. GAAP regulations. Candidates...$125k - $150k
...are seeking a bright, proactive and highly motivated individual to join the company’s New York‑based SEC/Corporate Compliance team as a Compliance Associate. The Compliance Associate will work collaboratively within the SEC and Corporate compliance team to perform a...Work at office- Highly regarded investment management firm is seeking a Compliance Analyst/Associate to join their dynamic legal and compliance team in the NY office. Assist with filing of Form ADV, Form PF, and other regulatory submissions Assist with compliance certification Maintain...Work at office
- NERC Compliance Associate page is loaded## NERC Compliance Associatelocations: Byesville, OHtime type: Full timeposted on: Posted 2 Days Agojob requisition id: R0004024Guernsey Power Station (GPS) is a $1.6 billion 1,875 MW 3x1x1 GE 7HA.02 combined cycle electric generating...
$205k - $225k
...Insurance Regulatory & Compliance Associate Direct Counsel is seeking an Insurance Regulatory & Compliance Associate to join a growing and sophisticated regulatory practice at a highly regarded law firm. This opportunity is ideal for an attorney looking to work on...Work at office$100k - $135k
Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...Full timeContract workWork at office$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...- Quant Blueprint LLC is seeking individuals to develop sophisticated investment models for financial analysis while applying quantitative techniques. Candidates will use machine learning on various datasets and work closely with engineers to test their theories. The role...
- Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
- Waystone is looking for a Senior Associate in New York to support compliance programs and work closely with consultants. You will maintain the Code of Ethics for clients and assist with regulatory filings. The ideal candidate has 2-4 years of financial services experience...Work at office
- ...Job Title Compliance Testing Associate Job Description Are you ready to make an impact at DTCC? Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are...Work at officeRemote workFlexible hours
- ...exposures. Treasury also manages relationships with DTCC's banking partners, insurers, and rating agencies. The Treasury Associate will support the Compliance Director and assist with all aspects and critical functions performed by the Treasury Department with a primary...Remote workFlexible hours
$35 per hour
...Job Description Job Description Licensing Compliance Consultant VIAJP00001535 ~ Hourly pay: $35/hr ~ Worksite: Leading digital streaming network (New York, NY 10036 - Onsite) ~ W2 Employment, Group Medical, Dental, Vision, Life, Retirement Savings Program,...Hourly payContract workWorldwideMonday to FridayShift work$85 - $120 per hour
...Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Legal Expert — Compliance / Regulatory (Remote, Hourly) Type: Contract Compensation: $85–$120/hour Location: Remote Commitment: 20–40...Hourly payWeekly payContract workFor contractorsSummer workWork at officeImmediate startRemote work- ...residents. Employees assume the risk of working with our residents. Duties and Responsibilities: Enforces ILA’s Corporate Compliance Plan as per OMIG regulations Conducts regular monthly billing audits of all ILA programs to include; (1) IRA Residential Habilitation...Immediate start
$66.3k
...to those who participate in our programs. TSINY, a non-profit mental health services agency is seeking a Full-Time Corporate Compliance Specialist for its Administrative offices in Whitestone, NY. Annual Salary: $66,300, Exempt. Full-Time The Corporate Compliance...Full timeWork at office$23 - $25 per hour
...Job Description Job Description Requirements YELM US Associates is the administrative division supporting our licensed home care... ...Time, Fully Onsite. You will: Monitor and track the compliance activities of paraprofessional staff to ensure adherence to regulatory...Hourly payFull timeWork at officeLocal area$60k - $75k
...Job Description Job Description Compliance Specialist – Affordable Housing Queens, NY | Full-Time | About the Company EqualAccess... ...process improvements What You Bring Required: ~ Associate’s or Bachelor’s degree OR equivalent industry experience ~2+...Full timeInterim roleWork at officeLocal area- ...Job Description Job Description The HQS/INSPIRE Compliance Specialist is an onsite position who supports inspection readiness and ongoing compliance execution at Boulevard Together. The HQS Compliance Specialist assists with unit preparation, documentation, resident...Work at officeAfternoon shiftEarly shift
- ...Job Description Job Description Position Summary The Compliance Specialist will help manage product testing, certifications, compliance documentation, and regulatory requirements for consumer electronics and small appliances sold in the U.S. The ideal candidate...Overseas
$100k - $135k
A leading private equity firm is seeking a Compliance Analyst or Associate in New York City. This role offers a chance to be part of a fast-growing firm, collaborating directly with senior leaders in building the compliance infrastructure. Candidates should have a Bachelor...
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