Compliance Associate
$100k - $155kCyperus Group LLC
Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those years are doing Advertising & Marketing materials Compliance review and approvals. Series 7 & 24 is also required. Responsibilities include: Developing and maintaining guidelines for the review and approval of marketing and advertising materials. Become the internal "go-to" person on industry regulations as it pertains to sales & marketing literature. Review, suggest changes and eventually approve advertising, sales and marketing materials. Create and maintain methods for best-practices when reviewing all communication initiatives. Participate in special projects as it pertains to the review of all marketing, advertising and sales literature. If qualified & interested, email resume to View email address on click.appcast.io. Base pay range $100,000.00/yr - $155,000.00/yr Additional compensation types Annual Bonus Seniority level Associate Employment type Full-time Job function Legal Industries Financial Services and Investment Management #J-18808-Ljbffr Cyperus Group LLC
$89k - $157k
...Associate, Regulatory Compliance Support and contribute to creating and executing detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks...Suggested- ...BitGo is seeking an Onboarding Associate in the United States to ensure compliance with internal policies and AML/KYC requirements. You will review account openings, conduct due diligence checks, and provide high-quality customer service throughout the onboarding process...Suggested
$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits...Suggested$40 per hour
...Monday – Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...SuggestedHourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$100k - $120k
...that exceeds expectations. Now that you know our history, are you ready to be part of our future? Job Overview: The Compliance Associate will support Lord Abbett's Control Room covering core investment and employee-related compliance functions, including...SuggestedLocal area$150k - $170k
...are seeking a bright, proactive and highly motivated individual to join the Company’s New York-based SEC/Corporate Compliance team as a Compliance Associate. The Compliance Associate will work collaboratively within the SEC and Corporate compliance team to perform a...Full timeWork at office- ...Our client is looking for a Compliance professional to assist its Compliance Team. This candidate will assist a highly collaborative team in the New York office who supports the administration of the firm's compliance policies as it relates to personal trading and employee...Work at office
$70k - $80k
...information can be found at * As at 31 December 2025 Specific Responsibilities Conduct monthly, quarterly and annual compliance testing and monitoring Creating and maintaining databases and checklists for the Legal and Compliance team workflow Help...Local areaFlexible hours- ...Compliance Associate We are looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker-dealers regarding FINRA, SEC, and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance...
$130k
...Location: New York, NY Type: Perm (Contingency) Job #48496 Salary: $130,000 Job Overview - Compliance Associate Compensation: $130,000 - $150,000/year base ($200,000 All-In) Location: New York, NY Schedule: Monday to Friday (In-Office)...Permanent employmentWork at officeMonday to Friday$70k - $160k
...Compliance Associate The Compliance Department at Millennium serves to adopt, implement, and carry out a compliance program, including policies and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect...- ...Senior Associate Compliance Officer Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new...Work at office
$89k - $157k
Compliance - New York - Associate, Regulatory Compliance - 9338281 location_on New York, New York, United States Job Duties:Associate, Regulatory Compliance with Goldman Sachs & Co. LLC in New York, New York.Support and contribute to creating and executing detailed testing...Full timeTemporary workWork at office- A leading investment firm in New York seeks a Senior Associate in Portfolio Compliance. This role involves monitoring trading activity and ensuring adherence to client guidelines and regulatory requirements. Candidates should have a Bachelor's degree and 1-3 years of experience...Work at officeRemote work
- ...Yorkers and communities to flourish. The Budget Review & Implementation of Contracts (BRICS) team is searching for a Budget Compliance Associate to manage the implementation and coordination of DYCD’s fiscal policies in provider submitted budgets processed by DYCD’s...Work at office
$120 - $160 per hour
Our client, a leading investment fund with diverse assets totaling over $30B, is seeking a detail oriented and enthusiastic Compliance Associate to join their team. Working alongside the CCO, the Compliance Associate will have exposure across the firm’s compliance program...$90k - $105k
...TN, TX, UT, VA, or WA. Applicants residing outside of these states will not be considered at this time. About the Role The Compliance Associate is the day-to-day operator keeping Nabis’ state license activity clean across California, Nevada, and New York, with METRC seed...Full timeFor contractors$120k - $130k
This position supports the US CIB Corporate Compliance team in governance, compliance monitoring, regulatory tracking, and reporting activities. The role ensures the accuracy, consistency, and timely preparation of materials for internal committees, as well as reporting...Work at officeLocal area$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...Full timeCurrently hiringRemote workFlexible hours- NERC Compliance Associate page is loaded## NERC Compliance Associatelocations: Byesville, OHtime type: Full timeposted on: Posted 2 Days Agojob requisition id: R0004024Guernsey Power Station (GPS) is a $1.6 billion 1,875 MW 3x1x1 GE 7HA.02 combined cycle electric generating...
- .... We are in person at our office in Manhattan and are intentional about who we work with. About the Role We are seeking a Compliance Associate with expertise across KYC, KYB to help design and operate a world‑class compliance program at the heart of stablecoin‑based...Full timeWork at office
- Paths Management Services LLC is seeking a Jr. Desk Compliance Manager to manage Section 8 and LIHTC properties ensuring compliance with regulations. The role involves reviewing recertification packages, generating reports, and supporting Audits. Candidates should have...Hourly payWork at officeWork from home
$100k - $135k
Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...Full timeContract workWork at office$85k - $140k
The Goldman Sachs Group in New York is seeking an SEC Reporting associate to play a vital role in financial reporting and compliance. This position involves preparing SEC filings and quarterly results, ensuring accuracy and adherence to U.S. GAAP regulations. Candidates...$97k - $156k
Associate, Trade Surveillance Model Development Location: Jersey City, NJ (Hybrid - 1x/Week Onsite) Compensation: $97,000 - $156,000 +... ...a passion for data science? Join a global financial leader’s Compliance Product & Data (CPAD) team. We are looking for motivated individuals...Permanent employmentFull time- TwinThread is seeking a Market and Product Expansion Associate in New York, NY, to drive product growth and market strategy. The role involves analyzing market trends, assisting in product compliance, and enhancing testing processes. Qualifications include over 2 years...Work at office
$205k - $225k
...Insurance Regulatory & Compliance Associate Direct Counsel is seeking an Insurance Regulatory & Compliance Associate to join a growing and sophisticated regulatory practice at a highly regarded law firm. This opportunity is ideal for an attorney looking to work on...Work at office- ...and fast-moving, with a team that values people who can take ownership, move quickly, and operate with a commercial mindset. Compliance Associate/Senior Associate (title TBD) New York, NY: Our client, a leading alternative investment manager, is looking to hire a...
$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...- ...servicer that's had some serious success within their US market is building out their first local COMPLIANCE team! They're looking to bring in a rising Senior Compliance Associate or upcoming Assistant Manager level to serve as the main SME and POC and head up their KYC/AML...Local area
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