Compliance Associate
$40 - $60 per hourLanding Point
Company Overview A leading global investment firm with nearly $300 billion in assets under management is seeking an Associate to join its Real Estate Legal & Compliance team. This role offers the opportunity to work with experienced corporate attorneys and gain insight into in-house legal and compliance operations within the financial services industry. Job Responsibilities Play a key role in the day-to-day administration of the Real Estate group’s compliance program Monitor business activities for adherence to regulatory requirements, internal policies, and industry best practices Manage elements of the portfolio company compliance program, including policy development and investor disclosure support Project manage external service providers for annual compliance reports Support the development and refinement of compliance and governance policies Maintain a centralized repository of real estate compliance policies and procedures Enhance compliance workflows, reporting, and controls Collaborate cross-functionally to support regulatory filings and submissions Partner with technology stakeholders to develop automated dashboards and reporting tools Participate in the development and delivery of compliance training and awareness initiatives Qualifications Bachelor’s degree from a highly regarded university 3+ years of corporate experience Prior work experience in legal, financial, and/or real estate fields preferred Excellent organizational and project management skills Strong written and verbal communication skills Advanced Microsoft Office skills Compensation Pay Rate: $40 – $60/hr #J-18808-Ljbffr Landing Point
- ...freedom to explore ideas and impact the roadmap and vision of our company. About the Role We are looking for a sharp, motivated Compliance Analyst to join our Compliance team with a primary focus on transaction monitoring, alert review, and case investigation. This is...SuggestedWork at officeWork from homeFlexible hours
$130k - $150k
...operations, systems, development, finance, human resources, and compliance. About the Firm: Founded in 1968, Gilder Gagnon Howe & Co.,... ...Summary: GGHC is seeking a detail-oriented, proactive Compliance Associate to join its compliance team. The Compliance Associate will...Suggested- ...We are seeking a detail-oriented and collaborative Compliance Associate to support a broad range of investment and employee compliance activities within a dynamic financial services environment. This role will partner with Compliance, Legal, Operations, Human Resources...SuggestedWork at office
$100k - $145k
...service investment bank and asset management firm focusing on technology and healthcare growth, is currently looking to hire a Compliance Associate with 1 - 5 years of compliance experience within the asset management, mutual fund or hedge fund industry. The Compliance...SuggestedFull timeCurrently hiringRemote workFlexible hours$40 - $60 per hour
...Overview A leading global investment firm with nearly $300 billion in assets under management is seeking an Associate to join its Real Estate Legal & Compliance team. This role offers the opportunity to work with experienced corporate attorneys and gain insight into in...SuggestedWork experience placementWork at office- ...Support the compliance program that keeps digital-asset activity inside the regulated perimeter: KYC/AML, sanctions, the Travel Rule, and examiner-ready evidence. Works with the Head of Compliance. What you'll do Support CIP, KYC/KYB, and CDD workflows. Help operate sanctions...
$100k - $135k
...Overview Compliance Analyst/Associate (New York, NY): A leading private equity firm with more than $5B in assets under management is seeking a Compliance Analyst or Associate to join its team in New York City in a #2 capacity. This is an awesome opportunity to join at...Full timeContract workWork at office$40 per hour
...Monday – Friday | Remote: USA (New York) | Start Date: 3/24/25 | Pay Rate: $40 hourly ) Lawyers on Demand (LOD) is seeking a Compliance Associate to support one of our global clients in delivering the highest level of service to internal and external clients alike. We...Hourly payContract workTemporary workWork at officeRemote workMonday to FridayFlexible hoursShift work$110k - $150k
...Title: Compliance Analyst / Compliance Associate Firm: Global Private Equity Firm ($75B+) Location: New York, NY or San Francisco, CA Compensation Range: $110,000 – $150,000 base salary (dependent on experience) plus generous year end bonus and 100% benefits Job Overview...$110k - $120k
...Position Summary Guggenheim Securities (“GS”) is seeking to hire a Monitoring and Testing Associate to join its Compliance team. The primary objective of this role is to assess business activities and support functions for compliance with applicable laws, regulations...Work at office$100k - $155k
...Overview Position: Compliance Associate. Overview: A top Investment Management firm in NYC is searching for a Compliance Associate. Must have: College degree plus 3-5+ years of Financial Services Industry / Compliance experience. Specifically - at least some of those...Full time$100k - $140k
...Job Title Compliance Specialist Job Description Key Responsibilities Review marketing materials, investor communications... ...disclosures. Assist with maintaining broker-dealer registrations and associated regulatory records. Coordinate registration-related...Permanent employmentContract workLocal area- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services firm, is hiring skilled compliance professionals to join its Legal and Compliance team to help oversee...Full time
$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...Full timeLocal area$151.9k - $173.4k
Compliance Advisor Manager Corporate Compliance is seeking a Manager to support Capital One’s Finance group. Finance is responsible for... ...to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered...Full timePart timeLocal areaFlexible hours$80k - $90k
...professionals committed to accelerating progress for our clients and helping them make more informed decisions. As a Legal & Compliance Associate, you will be joining our high-performing global Client Protection team (you can learn more about our Legal & Compliance team...Temporary workWork experience placementWork at officeWork from home$120k - $175k
Senior Compliance Associate, Registered Funds (New York, NY): Our client, a leading diversified asset management firm with over $50B in AUM, is seeking a high-caliber Compliance Associate to support its growing platform. The firm oversees a broad suite of investment products...$42k - $90k
...A global banking institution in New York seeks a Compliance Officer to manage BSA/AML activities and ensure compliance with regulations. Candidates should possess a Bachelor's degree in a relevant field and have at least one year of experience in BSA/AML/OFAC compliance...$92.15k - $135k
...center of business activity and provide clear, practical guidance that enables informed decisions. You will partner closely with compliance, legal, and operations stakeholders to strengthen controls and promote consistent execution. If you enjoy solving complex problems...Work at office- ...Bank in Midtown, Manhattan is seeking a Compliance Operations Associate for a long‑term, temporary‑to‑permanent position! Responsibilities: Provide regular updates to Compliance Department management for external training opportunities Conduct the escalation process for...Permanent employmentTemporary work
$250k - $415k
A leading legal recruitment firm is looking for associates in law school, 2020 or senior year, with at least 2 years of experience in advising... ...companies on U.S. Bank Secrecy Act and Anti-Money Laundering Compliance. The position offers an annual compensation between $250,000...- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We're looking for experienced GRC professionals to help evaluate and improve AI systems being trained on real-world security, compliance, and risk scenarios. Your practitioner knowledge...Hourly payOngoing contractContract workFreelanceRemote workFlexible hours
$161.6k - $202k
...About the Role Headway handles sensitive health data for millions of patients — and that responsibility demands a security and compliance program that scales with the business. We're building out our dedicated GRC team to improve and mature our program! You'll...Work from homeFlexible hours$55 - $60 per hour
...Base pay range $55.00/hr - $60.00/hr Direct message the job poster from Confidential Position Overview Contract – Bank Regulatory Compliance Officer Department: Compliance – Bank Regulatory Compliance Location: New York Business Overview The Bank Regulatory Compliance...Contract workTemporary work- ...Protective Life Insurance Company is seeking a Senior Compliance Analyst for Regulatory Affairs and Market Conduct. You will work with regulators to manage inquiries and examinations, researching rules and drafting responsive positions with internal partners. The role...
- ...s advocacy efforts by supporting relationships with industry associations and institutions and the development of a consistent regulatory... ...Strategy, Market Analysis and technical functions; Legal and Compliance. External stakeholders: Industry associations and working...Contract work
$72k - $90k
...impact and unlock incredible career growth opportunities, join us, and build real world value. Ripple is growing its Regulatory Compliance team and looking for a Licensing Compliance Analyst to join the US licensing program. You will report directly to the Regulatory...Full timeWork experience placementWork at officeLocal area- ...Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst, you will be part of the Compliance department supporting the AML team. The ideal candidate will have strong analytical and investigative skills, attention...Work at officeRemote work
- ...Innovative Urban Village supportive housing program in New York City. You will deliver essential administrative, operational, and compliance support to ensure efficient program functioning and audit-ready records. Responsibilities include data entry in CAPS/HMIS,...
- ...strategies to support an upcoming IND submission. Lead the preparation, review, and compilation of IND submission documents, ensuring compliance with FDA regulations and applicable guidance. Provide strategic regulatory guidance while remaining actively involved in document...
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